0001752724-23-151432.txt : 20230712
0001752724-23-151432.hdr.sgml : 20230712
20230712153017
ACCESSION NUMBER: 0001752724-23-151432
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230430
FILED AS OF DATE: 20230712
DATE AS OF CHANGE: 20230712
EFFECTIVENESS DATE: 20230712
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: iSHARES TRUST
CENTRAL INDEX KEY: 0001100663
IRS NUMBER: 943351276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-09729
FILM NUMBER: 231084134
BUSINESS ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 670-2000
MAIL ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: ISHARES TRUST
DATE OF NAME CHANGE: 19991213
0001100663
S000004318
iShares U.S. Basic Materials ETF
C000012048
iShares U.S. Basic Materials ETF
IYM
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S000004320
iShares U.S. Consumer Discretionary ETF
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iShares U.S. Consumer Discretionary ETF
IYC
0001100663
S000004321
iShares U.S. Energy ETF
C000012051
iShares U.S. Energy ETF
IYE
0001100663
S000004322
iShares U.S. Financial Services ETF
C000012052
iShares U.S. Financial Services ETF
IYG
0001100663
S000004323
iShares U.S. Financials ETF
C000012053
iShares U.S. Financials ETF
IYF
0001100663
S000004324
iShares U.S. Healthcare ETF
C000012054
iShares U.S. Healthcare ETF
IYH
0001100663
S000004325
iShares U.S. Industrials ETF
C000012055
iShares U.S. Industrials ETF
IYJ
0001100663
S000004329
iShares U.S. Technology ETF
C000012059
iShares U.S. Technology ETF
IYW
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S000004330
iShares Dow Jones U.S. ETF
C000012060
iShares Dow Jones U.S. ETF
IYY
0001100663
S000004331
iShares U.S. Transportation ETF
C000012061
iShares U.S. Transportation ETF
IYT
0001100663
S000004332
iShares U.S. Utilities ETF
C000012062
iShares U.S. Utilities ETF
IDU
0001100663
S000004334
iShares Select Dividend ETF
C000012064
iShares Select Dividend ETF
DVY
0001100663
S000004349
iShares Cohen & Steers REIT ETF
C000012079
iShares Cohen & Steers REIT ETF
ICF
0001100663
S000004367
iShares Morningstar U.S. Equity ETF
C000012097
iShares Morningstar U.S. Equity ETF
ILCB
0001100663
S000004368
iShares Morningstar Growth ETF
C000012098
iShares Morningstar Growth ETF
ILCG
0001100663
S000004369
iShares Morningstar Value ETF
C000012099
iShares Morningstar Value ETF
ILCV
0001100663
S000004371
iShares Morningstar Mid-Cap ETF
C000012101
iShares Morningstar Mid-Cap ETF
IMCB
0001100663
S000004430
iShares Morningstar Mid-Cap Growth ETF
C000012193
iShares Morningstar Mid-Cap Growth ETF
IMCG
0001100663
S000004431
iShares U.S. Consumer Staples ETF
C000012194
iShares U.S. Consumer Staples ETF
IYK
0001100663
S000004432
iShares Morningstar Mid-Cap Value ETF
C000012195
iShares Morningstar Mid-Cap Value ETF
IMCV
0001100663
S000004433
iShares Morningstar Small-Cap ETF
C000012196
iShares Morningstar Small-Cap ETF
ISCB
0001100663
S000004434
iShares Morningstar Small-Cap Growth ETF
C000012197
iShares Morningstar Small-Cap Growth ETF
ISCG
0001100663
S000004435
iShares Morningstar Small-Cap Value ETF
C000012198
iShares Morningstar Small-Cap Value ETF
ISCV
0001100663
S000004436
iShares MSCI USA ESG Select ETF
C000012199
iShares MSCI USA ESG Select ETF
SUSA
0001100663
S000013931
iShares MSCI KLD 400 Social ETF
C000038163
iShares MSCI KLD 400 Social ETF
DSI
0001100663
S000015627
iShares Core U.S. REIT ETF
C000042588
iShares Core U.S. REIT ETF
USRT
0001100663
S000017777
iShares International Select Dividend ETF
C000049094
iShares International Select Dividend ETF
IDV
0001100663
S000018146
iShares International Developed Real Estate ETF
C000050169
iShares International Developed Real Estate ETF
IFGL
0001100663
S000022498
iShares Global Clean Energy ETF
C000065074
iShares Global Clean Energy ETF
ICLN
0001100663
S000031844
iShares Core High Dividend ETF
C000099165
iShares Core High Dividend ETF
HDV
0001100663
S000045648
iShares Core Dividend Growth ETF
C000141931
iShares Core Dividend Growth ETF
DGRO
0001100663
S000045649
iShares Global REIT ETF
C000141932
iShares Global REIT ETF
REET
0001100663
S000059298
iShares Core Dividend ETF
C000194634
iShares Core Dividend ETF
DIVB
0001100663
S000077112
iShares Environmentally Aware Real Estate ETF
C000237280
iShares Environmentally Aware Real Estate ETF
ERET
N-CEN
1
primary_doc.xml
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0001100663
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iShares Trust
811-09729
0001100663
5493000860OXIC4B5K91
400 Howard Street
San Francisco
94105
US-CA
US
800-474-2737
BlackRock Investments, LLC
50 Hudson Yards
New York
10001
609-282-3046
Records related to its functions as distributor
BlackRock Fund Advisors
400 Howard Street
San Francisco
94105
415-670-2000
Records related to its functions as advisor
The Bank of New York Mellon
240 Greenwich Street
New York
10286
1-212-495-1784
Records related to its functions as administrator, accounting agent, transfer agent, and custodian
JPMorgan Chase Bank, N.A.
383 Madison Avenue
New York
10179
212-648-0466
Records related to its functions as administrator, accounting agent, transfer agent and custodian.
State Street Bank and Trust Company
One Congress Street
Mail Stop SUM0703
Boston
02114-2016
617-786-3000
Records related to its functions as administrator, accounting agent, transfer agent and custodian
Citibank, N.A.
388 Greenwich Street
New York
10013
813-604-1770
Records relating to its function as a custodian and transfer agent
Citi Fund Services Ohio, Inc.
4400 Easton Way
Suite 200
Columbus
43219
614-470-8000
Records relating to its function as administrator and accounting agent
N
N
N-1A
310
Y
John E. Kerrigan
N/A
N
Richard L. Fagnani
N/A
N
Robert S. Kapito
N/A
Y
Drew E. Lawton
001173631
N
John E. Martinez
N/A
N
Salim Ramji
004797124
Y
Madhav V. Rajan
N/A
N
Jane D. Carlin
001279982
N
Cecilia H. Herbert
N/A
N
Aaron Wasserman
N/A
50 Hudson Yards
New York
10001
XXXXXX
Y
N
N
N
N
N
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
iShares Core Dividend ETF
S000059298
5493001JEPHMXGPQM930
N
0
0
0
Exchange-Traded Fund
N
N
-0.08000000
-0.13000000
0.03000000
0.03000000
N
N
Y
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
N/A
N/A
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
BofA Securities, Inc.
549300HN4UKV1E2R3U73
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1712.37000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
949.89000000
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
1556.86000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1015.82000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1262.79000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
1109.07000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
1389.36000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1073.59000000
SIEBERT WILLIAMS SHANK & CO., LLC
008-49877
000042568
254900VTARX8RAY9QK77
1835.49000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1380.41000000
20157.11000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
18886673.11000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
19000.42000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
72719548.88000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
266454206.52000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
26250734.00000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
27779191.77000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
12833702.26000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
3769771.46000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
884.97000000
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
11496207.04000000
440216217.42000000
N
254637263.45000000
0.00000000
N
N
N
iShares Global REIT ETF
S000045649
549300254BKG04Y2B303
N
0
0
0
Exchange-Traded Fund
N
N
1.71000000
1.71000000
13.83000000
13.83000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Cash collateral reinvestment fee
Other
Rebates paid to borrowers
14603905.31000000
188280.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch)
RILFO74KP1CM8P6PCT96
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company
N1FBEDJ5J41VKZLO2475
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
First Abu Dhabi Bank P.J.S.C.
2138002Y3WMK6RZS8H90
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf.
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A.
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Securities (USA) Inc.
CYYGQCGNHMHPSMRL3R97
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UniCredit Bank Czech Republic and Slovakia, a.s.
KR6LSKV3BTSJRD41IF75
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.p.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Cairo, Cairo, EG, Branch)
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch)
254900XJQ7BKPSDXNP74
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
5214.75000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4664.28000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15839.21000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
18735.31000000
Winterflood Securities US Corporation
8-70259
000299110
N/A
8077.97000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5213.14000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
5633.37000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
28415.77000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
3879.51000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
7640.75000000
126860.96000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
186811020.99000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
419980000.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
69698214.90000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
47923436.89000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
9190098.41000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
234483411.57000000
972181885.44000000
N
3000662295.08461538
N
N
N
iShares U.S. Healthcare ETF
S000004324
5493006NG08TW6EJIJ27
N
0
0
0
Exchange-Traded Fund
N
N
0.01000000
-0.39000000
0.06000000
0.06000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Other
Revenue sharing split
Rebates paid to borrowers
44885307.14000000
167349.00000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
835.28000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1229.03000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
4676.92000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
807.28000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
492.71000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
1156.23000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1688.17000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1765.01000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1080.26000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
605.73000000
15522.14000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
26807832.92000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
27352038.56000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
13271916.64000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
106418661.55000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
162177299.43000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
184322315.11000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
165913175.94000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
67602760.06000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
285354303.49000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
274314475.47000000
1313534779.17000000
N
3109891695.33000000
N
N
N
iShares Environmentally Aware Real Estate ETF
S000077112
549300ASGSLXY5KNGU15
Y
0
0
0
Exchange-Traded Fund
N
N
9.58000000
9.58000000
5.30000000
5.30000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
10821.44000000
65.00000000
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Intesa Sanpaolo S.p.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Securities (USA) Inc.
CYYGQCGNHMHPSMRL3R97
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company
N1FBEDJ5J41VKZLO2475
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
14.97000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
13.15000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
10.61000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
15.59000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
26.19000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
16.75000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
7.10000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
10.39000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
8.10000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
13.52000000
163.53000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
8964813.73000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
460000.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4.66000000
9424818.39000000
N
9123138.39166666
N
N
N
iShares U.S. Industrials ETF
S000004325
5493000L7550ZVGTF755
N
0
0
0
Exchange-Traded Fund
N
N
0.01000000
-0.39000000
0.07000000
0.07000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
38495241.63000000
84751.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
413.28000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
736.24000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
362.40000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
362.87000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
467.20000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
685.68000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
379.45000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
249.53000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
917.83000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1052.68000000
6748.53000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
54.14000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
186638380.35000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
43621166.47000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
71130255.79000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
324432433.75000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
18220611.53000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
75309530.98000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
130411539.37000000
849763972.38000000
N
1161966378.84000000
N
N
N
iShares International Select Dividend ETF
S000017777
549300N6YD8GRWDMTI21
N
0
0
0
Exchange-Traded Fund
N
N
-8.97000000
-8.97000000
11.44000000
11.44000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Cash collateral reinvestment fee
Other
Rebates paid to borrowers
31214875.01000000
3336320.00000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.p.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company
N1FBEDJ5J41VKZLO2475
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Czech Republic and Slovakia, a.s.
KR6LSKV3BTSJRD41IF75
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
32928.52000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
23671.88000000
BMO Capital Markets Corp.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
38971.40000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
60072.78000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
65565.77000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
79615.68000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
63170.12000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
64000.84000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
59587.01000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
60921.84000000
670867.50000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
21209949.55000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
66702007.73000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
993920000.00000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
488086934.40000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
70225715.53000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
45473432.44000000
1685618039.65000000
N
4584056499.31000000
Committed
800000000.00000000
N
N
N
iShares Morningstar Value ETF
S000004369
549300VH0Z7NN9LNDW04
N
0
0
0
Exchange-Traded Fund
N
N
0.01000000
-0.03000000
0.07000000
0.07000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Cash collateral reinvestment fee
Other
Rebates paid to borrowers
7702196.00000000
98303.11000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Wells Fargo Securities, LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
1212.13000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1373.27000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
1211.40000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1143.03000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1763.27000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
861.76000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1494.30000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1902.17000000
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
2249.37000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1460.12000000
18588.01000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
70474532.00000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
961.86000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
435.03000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
12413826.78000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
8594343.81000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
51175091.91000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
6440136.78000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
121688824.64000000
270788152.81000000
N
765142139.25000000
0.00000000
N
N
N
iShares Global Clean Energy ETF
S000022498
549300WONOCNDW382894
N
0
0
0
Exchange-Traded Fund
N
N
-6.73000000
-6.73000000
6.15000000
6.15000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
646118876.76000000
4202436.00000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Cairo, Cairo, EG, Branch)
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.p.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Czech Republic and Slovakia, a.s.
KR6LSKV3BTSJRD41IF75
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
First Abu Dhabi Bank P.J.S.C. (Kuwait City, Al Asimah, KW, Branch)
2138002Y3WMK6RZS8H90
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company 'Commercial Bank CitiBank'
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch)
254900XJQ7BKPSDXNP74
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Karachi, Sindh, PK, Branch)
E57ODZWZ7FF32TWEFA76
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
First Abu Dhabi Bank P.J.S.C.
2138002Y3WMK6RZS8H90
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company
N1FBEDJ5J41VKZLO2475
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch)
RILFO74KP1CM8P6PCT96
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Securities (USA) Inc.
CYYGQCGNHMHPSMRL3R97
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
110779.92000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
196502.91000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
173947.80000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
222148.50000000
Santander Securities LLC
8-49571
000041791
0003237133
34470.75000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
199803.48000000
BTG Pactual US Capital, LLC
8-68148
000149486
549300EUEDL5GKQW8U35
131930.43000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
134665.46000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
210931.82000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
481258.19000000
2063641.53000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
237324291.71000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
157833353.61000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
861410000.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
72523610.27000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
380535080.73000000
1775392617.80000000
N
5055916038.24000000
Committed
800000000.00000000
N
N
N
iShares U.S. Financials ETF
S000004323
549300XJFHQIYSJ58K73
N
0
0
0
Exchange-Traded Fund
N
N
0.00000000
-0.40000000
0.21000000
0.21000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
12087033.81000000
319563.00000000
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2852.83000000
Stern Brothers
008-33724
000016325
254900LVNKT0KYN1O170
2286.06000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2168.09000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
3692.69000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
4958.06000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4452.47000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
5143.71000000
Piper Jaffray & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
2295.27000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
3921.91000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
8335.01000000
50054.73000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
28287110.11000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
3845230.40000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
54582560.44000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
408954831.27000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
66558625.23000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
130056449.93000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
94943568.68000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
104653111.46000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
186827011.76000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
40385599.28000000
1119094098.56000000
N
1999898257.31000000
N
N
N
iShares Core U.S. REIT ETF
S000015627
5493007O5MQ5SB3U7346
N
0
0
0
Exchange-Traded Fund
N
N
0.04000000
-0.04000000
0.05000000
0.05000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
29186444.00000000
66627.44000000
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
BofA Securities, Inc.
549300HN4UKV1E2R3U73
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
6208.86000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
3540.30000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4116.50000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
12854.38000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
4670.02000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
2572.20000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
7536.30000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2044.57000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
2478.11000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8705.01000000
59875.28000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
76703657.50000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
25123930.50000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
1339917532.39000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
85758274.59000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
518433040.56000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
250554892.00000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
225527354.88000000
2522018682.42000000
N
1984487894.27000000
0.00000000
N
N
N
iShares MSCI USA ESG Select ETF
S000004436
549300361EFZVRH26L37
N
0
0
0
Exchange-Traded Fund
N
N
0.00000000
-0.25000000
0.09000000
0.09000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Other
Cash collateral reinvestment fee
Rebates paid to borrowers
40698973.24000000
368152.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8969.02000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
3749.89000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
14327.92000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
7381.21000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
3021.31000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
6673.76000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
6720.67000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
8424.09000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
13568.58000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
7289.25000000
91466.32000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
42781089.11000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
4192272.99000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
12579595.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
75945384.74000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
41782572.16000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
226201497.28000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
278906067.21000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
79339545.66000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
202385317.46000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
17221197.34000000
981336609.75000000
N
3335672549.05000000
N
N
N
iShares Morningstar Small-Cap Growth ETF
S000004434
549300LTDYGH14NZXT13
N
0
0
0
Exchange-Traded Fund
N
N
0.23000000
0.18000000
15.85194932
0.09107914
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
62414471.78000000
956347.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
JPMorgan Chase Bank, N.A.
85-11399
7H6GLXDRUGQFU57RNE97
N
N
Y
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
LEI Number
N
Refinitiv Global Markets Inc.
000109120
CRD
N
Bloomberg L.P.
549300B56MD0ZC402L06
LEI Number
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Credit Suisse Securities (USA) LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
5355.74000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
5541.45000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
6577.77000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
12215.67000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
16798.24000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
9465.63000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5991.24000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3803.93000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
8633.54000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
5088.23000000
96256.18000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5752.52000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
5715.29000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
2615.74000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3879.50000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
7716.02000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2664.37000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
4334.10000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
2789.18000000
State Street Bank and Trust Company
8-69862
000285852
549300FDEDF5ORXCMQ56
14590000.00000000
National Securities Clearing Corp.
8-164
000007569
549300RYC9NELN2ICA34
75894340.12000000
90532352.02000000
N
372791903.47000000
N
N
N
iShares Core High Dividend ETF
S000031844
549300M7WVLJWAVPDO86
N
0
0
0
Exchange-Traded Fund
N
N
0.00000000
-0.08000000
0.02000000
0.02000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
16387875.00000000
210968.29000000
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
76983.92000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
97001.10000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
104150.48000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
328841.01000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
155728.14000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
170412.09000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
75573.92000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
100185.58000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
305910.80000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
71428.71000000
1716630.80000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
304406684.49000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
543981372.15000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
1877121862.00000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
5943985796.21000000
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
199061761.04000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
1326220416.00000000
HRT FINANCIAL LP
008-68430
000152144
21380037YFKONTT23854
689514844.21000000
UBS SECURITIES LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
21000275.64000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
302369958.30000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
2140140206.11000000
13362107305.92000000
N
12116198189.46000000
0.00000000
N
N
N
iShares Morningstar Growth ETF
S000004368
549300T4EMBVXIT1TP48
N
0
0
0
Exchange-Traded Fund
N
N
0.02000000
-0.02000000
15.52847424
0.05014744
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
39053811.26000000
190801.00000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
JPMorgan Chase Bank, N.A.
85-11399
7H6GLXDRUGQFU57RNE97
N
N
Y
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
LEI Number
N
Refinitiv Global Markets Inc.
000109120
CRD
N
Bloomberg L.P.
549300B56MD0ZC402L06
LEI Number
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
2562.07000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
3505.54000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
3499.45000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
3148.56000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2107.42000000
Credit Suisse Securities (USA) LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
1630.02000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1351.97000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
4061.66000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1961.45000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
3819.96000000
33865.92000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
821.12000000
Citadel Securities LLC
8-53574
000116797
12UUJYTN7D3SW8KCSG25
15062.62000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
53861136.59000000
National Securities Clearing Corp.
8-164
000007569
549300RYC9NELN2ICA34
264895656.03000000
State Street Bank and Trust Company
8-69862
000285852
549300FDEDF5ORXCMQ56
29597000.00000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
1565.12000000
348371241.48000000
N
1566611896.91000000
N
N
N
iShares Morningstar Small-Cap Value ETF
S000004435
549300VWNRC77R34UP05
N
0
0
0
Exchange-Traded Fund
N
N
0.15000000
0.09000000
11.19602131
0.08073274
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
25350680.32000000
396926.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
JPMorgan Chase Bank, N.A.
85-11399
7H6GLXDRUGQFU57RNE97
N
N
Y
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
LEI Number
N
Bloomberg L.P.
549300B56MD0ZC402L06
LEI Number
N
Refinitiv Global Markets Inc.
000109120
CRD
N
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
5185.29000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
6848.56000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
6676.32000000
Credit Suisse Securities (USA) LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
3071.85000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
9781.16000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
3932.84000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3206.42000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
4955.31000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3027.96000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
13200.44000000
72976.33000000
State Street Bank and Trust Company
8-69862
000285852
549300FDEDF5ORXCMQ56
13080000.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
3463.29000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2958.05000000
Credit Suisse Securities (USA) LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
2485.32000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
3466.68000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
3486.03000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2374.29000000
National Securities Clearing Corp.
8-164
000007569
549300RYC9NELN2ICA34
20387350.51000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5320.92000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
8566.06000000
33509307.36000000
N
387431254.00000000
N
N
N
iShares MSCI KLD 400 Social ETF
S000013931
549300F924TT3OXSR002
N
0
0
0
Exchange-Traded Fund
N
N
0.01000000
-0.24000000
0.06000000
0.06000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
26693092.36000000
315977.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-4 (17 CFR 270.12d1-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
951.53000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1890.71000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1318.98000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4462.46000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1290.86000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1217.50000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
2086.98000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1537.65000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
1362.92000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
2391.73000000
20790.17000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1365.51000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
18571387.94000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
342761327.01000100
State Street Global Markets, LLC
008-69862
000285852
549300FDEDF5ORXCMQ56
3682815.64000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
36840981.53000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
223608121.74000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
325888869.74000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
104397964.33000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
53171721.07000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
115721564.24000000
1224647137.79000000
N
3594420462.35000000
N
N
N
iShares Dow Jones U.S. ETF
S000004330
549300XIKWGNHO06KE46
N
0
0
0
Exchange-Traded Fund
N
N
0.02000000
-0.18000000
0.06000000
0.06000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Other
Cash collateral reinvestment fee
Rebates paid to borrowers
25759440.00000000
228160.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
875.57000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1433.87000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
300.28000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
723.35000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
917.45000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1171.84000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
804.75000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
607.15000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1901.85000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
827.36000000
11529.11000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
9910813.87000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
44256124.51999990
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
150.06000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
14498086.39000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
50007348.67000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
105730935.80000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
90909863.17000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
9543564.35000000
324856886.82999990
N
1509449170.33000000
N
N
N
iShares Morningstar Small-Cap ETF
S000004433
549300VVCSVTBRQPCB73
N
0
0
0
Exchange-Traded Fund
N
N
0.25000000
0.21000000
0.05000000
0.05000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Cash collateral reinvestment fee
Other
Rebates paid to borrowers
23740564.00000000
423270.95000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2803.88000000
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
2161.08000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
2136.79000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
2010.12000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
1363.47000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3249.18000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
5229.32000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
2572.11000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1534.40000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1429.54000000
34805.23000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
25640850.00000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1522.41000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
6153339.54000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
17843.10000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
7899731.47000000
UBS SECURITIES LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1220.95000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
1222.76000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
2194378.62000000
41910108.85000000
N
203885742.74000000
0.00000000
N
N
N
iShares Morningstar Mid-Cap Growth ETF
S000004430
549300PIJ31FEN7DPB98
N
0
0
0
Exchange-Traded Fund
N
N
0.05000000
-0.01000000
13.62970979
0.09172327
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Other
Revenue sharing split
Rebates paid to borrowers
72778315.26000000
495630.00000000
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
JPMorgan Chase Bank, N.A.
85-11399
7H6GLXDRUGQFU57RNE97
N
N
Y
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
LEI Number
N
Bloomberg L.P.
549300B56MD0ZC402L06
LEI Number
N
Refinitiv Global Markets Inc.
000109120
CRD
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
6797.27000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
5317.22000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3162.13000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
5033.26000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
13410.54000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
4178.06000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
13164.28000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3811.24000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2655.67000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
6403.71000000
77187.68000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
3582.50000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
2933.99000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
4245.06000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
5214.39000000
National Securities Clearing Corp.
8-164
000007569
549300RYC9NELN2ICA34
154896424.70000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
6071.08000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
4513.25000000
State Street Bank and Trust Company
8-69862
000285852
549300FDEDF5ORXCMQ56
26720000.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
2353.77000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2584.55000000
181656698.04000000
N
1215688920.41000000
N
N
N
iShares U.S. Utilities ETF
S000004332
549300QOP41FX64NGU21
N
0
0
0
Exchange-Traded Fund
N
N
0.00000000
-0.40000000
0.06000000
0.06000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
9304978.04000000
19583.00000000
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
892.70000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
354.09000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1342.06000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
502.32000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
623.27000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
503.90000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1039.61000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1355.76000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
3082.20000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
2303.24000000
13374.10000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
14086296.60000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
88646304.61000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
49426514.54000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
103403262.91000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
107044921.16000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
160738460.84000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
13125508.76000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
107536131.92000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
8497745.63000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
16309899.59000000
668815046.56000000
N
1000473347.53000000
N
N
N
iShares Morningstar Mid-Cap Value ETF
S000004432
549300TLH0RWIJSNKH50
N
0
0
0
Exchange-Traded Fund
N
N
0.07000000
0.01000000
0.30000000
0.30000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
11364065.00000000
143732.28000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Wells Fargo Securities, LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
2843.83000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
2479.85000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
2509.94000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
1229.43000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1840.13000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
1984.13000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
2752.61000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
1726.40000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3437.63000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
2045.14000000
27628.43000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
311414431.24000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
9235633.44000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
482.25000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
21622621.40000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
24873030.89000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8418946.32000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
3249963.25000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
352.48000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
49677482.00000000
428492943.27000000
N
490595046.18000000
0.00000000
N
N
N
iShares U.S. Consumer Discretionary ETF
S000004320
549300B56E9Q869S8H58
N
0
0
0
Exchange-Traded Fund
N
N
0.09000000
-0.31000000
0.06000000
0.06000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Other
Revenue sharing split
Rebates paid to borrowers
21126975.68000000
479047.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
2343.11000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
877.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1027.21000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
2180.22000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
6451.79000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1586.87000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
1102.59000000
Muriel Siebert & Co., Inc.
008-14900
000005376
254900ILZFIE2ULRPV24
1322.36000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
857.63000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
3012.28000000
25458.73000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
2914593.35000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2844262.85000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
41254671.54000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
486.20000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
390166013.52000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
3053429.07000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
98370975.05000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
39730606.92000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
2954496.48000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
92189251.22000000
673478786.20000000
N
725130253.67000000
N
N
N
iShares Morningstar U.S. Equity ETF
S000004367
5493009PL6SP423UWN97
N
0
0
0
Exchange-Traded Fund
N
N
0.02000000
-0.01000000
0.04000000
0.04000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
8962689.00000000
68761.19000000
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Wells Fargo Securities, LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
534.43000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
429.70000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
238.73000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
409.14000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
264.22000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
776.90000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
933.48000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
303.79000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
465.65000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
363.84000000
5786.88000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
10919.47000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
47964235.00000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
2867728.24000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
89489734.32000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2657264.33000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
8076007.58000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
26497346.08000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
580.57000000
177563815.59000000
N
739794937.21000000
0.00000000
N
N
N
iShares International Developed Real Estate ETF
S000018146
549300QN4SKTR8K5VX79
N
0
0
0
Exchange-Traded Fund
N
N
-4.47000000
-4.47000000
9.86000000
9.86000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
3254350.19000000
70377.00000000
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Public Limited Company
N1FBEDJ5J41VKZLO2475
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch)
RILFO74KP1CM8P6PCT96
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.p.A.
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
BNP Paribas Securities Services
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Czech Republic and Slovakia, a.s.
KR6LSKV3BTSJRD41IF75
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
650.06000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
390.75000000
Winterflood Securities US Corporation
8-70259
000299110
N/A
908.63000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
475.82000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
490.23000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
288.25000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
2659.19000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
947.64000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
374.90000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
556.63000000
10095.68000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
3975507.71000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
11013984.55000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
16390000.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
23949276.78000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
7.13000000
55686209.38000000
N
171098490.22153846
N
N
N
iShares Morningstar Mid-Cap ETF
S000004371
5493007Y85LPQ4743Q29
N
0
0
0
Exchange-Traded Fund
N
N
0.06000000
0.03000000
11.56565123
0.18644957
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
28683386.94000000
257958.00000000
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
JPMorgan Chase Bank, N.A.
85-11399
7H6GLXDRUGQFU57RNE97
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
LEI Number
N
Refinitiv Global Markets Inc.
000109120
CRD
N
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
LEI Number
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1496.14000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
4673.50000000
Cantor Fitzgerald & Co.
8-00201
000000134
5493004J7H4GCPG6OB62
1735.06000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1884.18000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2516.05000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
2794.07000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
4975.68000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1828.29000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2165.49000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
2727.87000000
32890.92000000
Citadel Securities LLC
8-53574
000116797
12UUJYTN7D3SW8KCSG25
7340.79000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
6551.84000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
291.63000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
115.05000000
National Securities Clearing Corp.
8-164
000007569
549300RYC9NELN2ICA34
77878879.54000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
45827549.10000000
Credit Suisse Securities (USA) LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
502.42000000
State Street Bank and Trust Company
8-69862
000285852
549300FDEDF5ORXCMQ56
18092000.00000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
159.81000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
1440.79000000
141814871.41000000
N
745984645.62000000
N
N
N
iShares Core Dividend Growth ETF
S000045648
549300KH155G8BRZXD37
N
0
0
0
Exchange-Traded Fund
N
N
0.01000000
-0.07000000
0.03000000
0.03000000
N
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Other
Cash collateral reinvestment fee
Rebates paid to borrowers
18192868.00000000
347884.76000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
118225.00000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
133602.60000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
46772.89000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
145489.74000000
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
80995.75000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
110729.05000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
41571.90000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
66231.31000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
154646.81000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
72172.62000000
1165445.99000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
2170372122.48000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
100719914.27000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
8515926180.19000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
1875860720.23000000
HRT FINANCIAL LP
008-68430
000152144
21380037YFKONTT23854
223242235.11000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
876090223.76000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
309600986.37000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
348787697.84000000
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
39486801.40000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
981089157.82000000
15448799544.19000000
N
23333371146.51000000
0.00000000
N
N
N
iShares U.S. Transportation ETF
S000004331
54930060GGS23N7A3X92
N
0
0
0
Exchange-Traded Fund
N
N
0.07000000
-0.33000000
0.10000000
0.10000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
37607962.52000000
156955.00000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
1245.07000000
Castle Oak Securities, L.P.
8-0167026
000141210
N/A
7179.78000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
3559.07000000
Mischler Financial Group, Inc.
008-48067
000037818
2549004IPXPSM9EJFC92
1318.12000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
3837.38000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
719.64000000
Muriel Siebert & Co., Inc.
008-14900
000005376
254900ILZFIE2ULRPV24
7795.18000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
874.44000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
8022.89000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
835.32000000
37549.62000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
155944997.06000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
235055608.49000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
292646128.79000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
617109248.52000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
323930984.98000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
501944043.27000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
312411942.72000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
100201677.55000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
61335144.48000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
302900894.90000000
3057047599.64000000
N
840047476.15000000
N
N
N
iShares Cohen & Steers REIT ETF
S000004349
549300P7D6C3R8852B29
N
0
0
0
Exchange-Traded Fund
N
N
-0.01000000
-0.29000000
20.19479030
0.04714436
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Cash collateral reinvestment fee
Other
Rebates paid to borrowers
12126084.08000000
29955.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
JPMorgan Chase Bank, N.A.
85-11399
7H6GLXDRUGQFU57RNE97
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
LEI Number
N
Refinitiv Global Markets Inc.
000109120
CRD
N
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
LEI Number
N
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
BofA Securities, Inc.
549300HN4UKV1E2R3U73
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
JPMorgan Chase Bank, N.A.
7H6GLXDRUGQFU57RNE97
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
5255.15000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
682.23000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
4550.55000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
35945.69000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
11142.87000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5203.08000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
1272.21000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4444.24000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1473.90000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8578.02000000
79867.66000000
State Street Bank and Trust Company
8-69862
000285852
549300FDEDF5ORXCMQ56
47550000.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
158991515.07000000
National Securities Clearing Corp.
8-164
000007569
549300RYC9NELN2ICA34
601552423.07000000
808093938.14000000
N
2420993719.56000000
N
N
N
iShares U.S. Technology ETF
S000004329
5493003RR427QZS78C77
N
0
0
0
Exchange-Traded Fund
N
N
-0.01000000
-0.41000000
0.09000000
0.09000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Revenue sharing split
Cash collateral reinvestment fee
Rebates paid to borrowers
149156201.20000000
427380.00000000
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 18f-4 (17 CFR 270.18f-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
5094.81000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
8775.84000000
Cabrera Capital Markets LLC
008-26406
000010081
254900BIRJU76JRBK985
2673.22000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
9777.17000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
17329.56000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
4315.70000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
4152.02000000
Great Pacific Securities
008-44398
000029251
254900QRZ90SUI8C4W84
10049.04000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
2105.87000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
3275.02000000
78524.57000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1401235901.90000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
372666989.36000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
442901592.23000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
516098246.38000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
294244659.99000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
48315738.26000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
1612750538.34000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
211461362.75000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
233378533.45000000
5133053562.66000000
N
7942012157.01000000
N
N
N
iShares U.S. Consumer Staples ETF
S000004431
549300SL2JYMGPAFNJ04
N
0
0
0
Exchange-Traded Fund
N
N
0.00000000
-0.40000000
0.06000000
0.06000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Revenue sharing split
Other
Rebates paid to borrowers
9024893.58000000
52633.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
1088.49000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
1096.52000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1709.56000000
Cabrera Capital Markets LLC
008-26406
000010081
254900BIRJU76JRBK985
866.43000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
910.19000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1343.56000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1481.81000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1342.39000000
SG Americas Securities, LLC
008-66125
000128351
549300F35UE0BOM1WJ55
1044.51000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1271.09000000
15858.73000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
378833071.20000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
109466048.42000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
40827011.54000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
459259283.38000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
274821659.70000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
48743678.21000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
29038076.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
68702772.07000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
140437286.30000000
1550128887.32000000
N
1585172843.10000000
N
N
N
iShares U.S. Financial Services ETF
S000004322
549300O3BGVZIZJEZC19
N
0
0
0
Exchange-Traded Fund
N
N
0.02000000
-0.38000000
0.39000000
0.39000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
18954712.16000000
162939.00000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 17e-1 (17 CFR 270.17e-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1620.43000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1372.79000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1488.55000000
BTIG, LLC.
008-65473
000122225
549300GTG9PL6WO3EC51
691.17000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3167.14000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
2674.81000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
760.69000000
Mischler Financial Group, Inc.
008-48067
000037818
2549004IPXPSM9EJFC92
448.75000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
582.14000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
2056.21000000
17903.41000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
99398008.43000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
742870389.56000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
62190998.07000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
93491791.59000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
94055626.25000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
22710152.93000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
76479844.36000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
127645531.62000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
7321176.10000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
15417185.46000000
1341580704.37000000
N
1463542712.99000000
N
N
N
iShares U.S. Basic Materials ETF
S000004318
549300C3N3XQBDOFN604
N
0
0
0
Exchange-Traded Fund
N
N
0.04000000
-0.36000000
0.06000000
0.06000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Revenue sharing split
Other
Cash collateral reinvestment fee
Rebates paid to borrowers
14843671.40000000
33808.00000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 6c-11 (17 CFR 270.6c-11)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
8524.44000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
6397.14000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
945.68000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1123.25000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
527.51000000
Cantor Fitzgerald & Co.
008-00201
000000134
5493004J7H4GCPG6OB62
729.53000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
9248.02000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
455.54000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
463.54000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
3012.86000000
33604.64000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
179123656.34000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
6752298.02000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
185349413.15000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
44740072.80000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
13291168.55000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
116088948.74000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
94217776.07000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
302954863.75000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
137798918.29000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
82525832.16000000
1162842947.87000000
N
887738540.41000000
N
N
N
iShares U.S. Energy ETF
S000004321
549300GL0EFBIH6RSZ34
N
0
0
0
Exchange-Traded Fund
N
N
-0.07000000
-0.47000000
0.10000000
0.10000000
Y
N
Y
N
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Cash collateral reinvestment fee
Other
Revenue sharing split
Rebates paid to borrowers
35318614.33000000
167395.00000000
Rule 6c-11 (17 CFR 270.6c-11)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
Citibank, N.A.
85-10232
E57ODZWZ7FF32TWEFA76
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Wells Fargo Securities LLC
VYVVCKR63DVZZN70PB21
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
N
Y
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3977.93000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
3835.67000000
Credit Suisse Securities (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
4862.14000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
3382.07000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2255.00000000
BofA Securities, Inc.
008-69787
000283942
549300HN4UKV1E2R3U73
2649.58000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
11580.89000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
6845.08000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
2185.19000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
4270.10000000
52249.20000000
HRT Financial LP
008-68430
000152144
21380037YFKONTT23854
147964480.14000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
680590323.85000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
104363173.84000000
Citadel Securities LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
334441955.27000000
National Securities Corporation
008-164
000007569
254900QUIGJ7E9W0Y853
1026556947.19000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
165576070.43000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
97956879.28000000
ABN AMRO Clearing USA LLC
008-34354
000014020
549300U16G4LU3V6C598
90491595.10000000
BlackRock Funds III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
297400921.55000000
2945342346.65000020
N
2264316227.75000000
N
N
N
iShares Select Dividend ETF
S000004334
549300NTKYSVK7SH3145
N
0
0
0
Exchange-Traded Fund
N
N
-0.01000000
-0.39000000
0.03000000
0.03000000
N
N
Y
N
BlackRock Institutional Trust Company, National Association
549300RK1FB0VMTPD087
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 12d1-4 (17 CFR 270.12d1-4)
Rule 18f-4(f)(17 CFR 270.18f-4(f))
Rule 6c-11 (17 CFR 270.6c-11)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
N
N
N
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
The Bank of New York Mellon
085-05006
HPFHU0OQ28E4N0NFVK49
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Y
BLACKROCK INVESTMENTS, LLC
008-48436
000038642
54930061FBHCKXL2G714
0.00000000
BLACKROCK EXECUTION SERVICES
008-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
55585.84000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
47441.44000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
147010.09000000
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
50764.24000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
156543.10000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
461045.51000000
Cowen and Company, LLC
008-22522
000007616
549300WR155U7DVMIW58
69019.94000000
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
34861.52000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
229778.26000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
272917.24000000
1663700.30000000
ABN AMRO SECURITIES (USA) LLC
008-68398
000151796
549300FIFV1CB6HD9A14
64393849.33000000
BOFA SECURITIES, INC.
008-69787
000283942
549300HN4UKV1E2R3U73
732011423.92000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
172090664.60000000
HRT FINANCIAL LP
008-68430
000152144
21380037YFKONTT23854
727373253.70000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
9557797584.21000000
BLACKROCK FUNDS III - BlackRock Cash Funds: Treasury
N/A
N/A
5493005PQV5UQG4OSI49
2962905724.00000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
529148272.52000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
4306709206.14000000
VIRTU ITG LLC
008-44218
000029299
549300S41SMIODVIT266
355188021.48000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
841250748.16000000
20283462036.85000000
N
22106180694.11000000
0.00000000
N
N
N
iShares Core Dividend ETF
S000059298
N
50000.00000000
0.75000000
0.31000000
99.25000000
0.31000000
0.71000000
0.29000000
99.29000000
0.29000000
0.00000000
601.37000000
0.00000000
0.00000000
601.37000000
0.00000000
0.00000000
603.41000000
0.00000000
0.00000000
603.41000000
0.00000000
N
iShares Global REIT ETF
S000045649
Y
50000.00000000
5.36351351
0.35127733
94.63648648
0.35127733
5.45050000
0.76836498
94.54950000
0.76836498
0.00000000
3335.45163000
0.00000000
0.00000000
3335.45163000
0.00000000
0.00000000
2950.00000000
0.00000000
0.00000000
2950.00000000
0.00000000
N
iShares U.S. Healthcare ETF
S000004324
N
50000.00000000
0.21417500
0.05647100
99.78582500
0.05647100
0.21683400
0.04181700
99.78316600
0.04181700
0.00000000
290.61046511
0.00000000
0.00000000
290.61046511
0.00000000
0.00000000
290.53571428
0.00000000
0.00000000
290.53571428
0.00000000
N
iShares Environmentally Aware Real Estate ETF
S000077112
Y
120000.00000000
0.15000000
0.00000000
99.85000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares U.S. Industrials ETF
S000004325
N
50000.00000000
0.25715300
0.04284500
99.74284700
0.04284500
0.25163100
0.05202900
99.74836900
0.05202900
0.00000000
371.80555555
0.00000000
0.00000000
371.80555555
0.00000000
0.00000000
371.51162790
0.00000000
0.00000000
371.51162790
0.00000000
N
iShares International Select Dividend ETF
S000017777
Y
50000.00000000
18.42678571
30.83808192
81.57321428
30.83808192
6.99250000
0.00433012
93.00750000
0.00433012
0.00000000
2469.38775510
0.00000000
0.00000000
2469.38775510
0.00000000
0.00000000
2000.00000000
0.00000000
0.00000000
2000.00000000
0.00000000
Y
iShares Morningstar Value ETF
S000004369
N
50000.00000000
0.44000000
0.08000000
99.56000000
0.08000000
0.51000000
0.09000000
99.49000000
0.09000000
0.00000000
807.14000000
0.00000000
0.00000000
807.14000000
0.00000000
0.00000000
797.92000000
0.00000000
0.00000000
797.92000000
0.00000000
N
iShares Global Clean Energy ETF
S000022498
Y
100000.00000000
4.82242424
16.85183400
95.17757575
16.85183400
2.68253333
1.69071668
97.31746666
1.69071668
0.00000000
565.62500000
0.00000000
0.00000000
565.62500000
0.00000000
0.00000000
300.00000000
0.00000000
0.00000000
300.00000000
0.00000000
N
iShares U.S. Financials ETF
S000004323
N
50000.00000000
0.79780400
0.43303500
99.20219600
0.43303500
1.07130100
0.42399200
98.92869900
0.42399200
0.00000000
321.43229166
0.00000000
0.00000000
321.43229166
0.00000000
0.00000000
319.69117647
0.00000000
0.00000000
319.69117647
0.00000000
N
iShares Core U.S. REIT ETF
S000015627
N
50000.00000000
1.17000000
0.57000000
98.83000000
0.57000000
1.23000000
0.69000000
98.77000000
0.69000000
0.00000000
320.89000000
0.00000000
0.00000000
320.89000000
0.00000000
0.00000000
320.44000000
0.00000000
0.00000000
320.44000000
0.00000000
N
iShares MSCI USA ESG Select ETF
S000004436
N
50000.00000000
0.49784100
0.29007000
99.50215900
0.29007000
0.59986600
0.25738200
99.40013400
0.25738200
0.00000000
369.55357142
0.00000000
0.00000000
369.55357142
0.00000000
0.00000000
365.68681318
0.00000000
0.00000000
365.68681318
0.00000000
N
iShares Morningstar Small-Cap Growth ETF
S000004434
Y
50000.00000000
1.71217083
0.21040770
98.28782916
0.21040770
1.66168200
0.11202371
98.33831800
0.11202371
0.00000000
1576.55172414
0.00000000
0.00000000
1576.55172414
0.00000000
0.00000000
1587.15909091
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares Core High Dividend ETF
S000031844
N
50000.00000000
0.42000000
0.13000000
99.58000000
0.13000000
0.50000000
0.16000000
99.50000000
0.16000000
0.00000000
243.47000000
0.00000000
0.00000000
243.47000000
0.00000000
0.00000000
242.02000000
0.00000000
0.00000000
242.02000000
0.00000000
Y
iShares Morningstar Growth ETF
S000004368
Y
50000.00000000
0.36560124
0.13769086
99.63439875
0.13769086
0.29539015
0.10979973
99.70460984
0.10979973
0.00000000
721.64062500
0.00000000
0.00000000
721.64062500
0.00000000
0.00000000
729.37500000
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares Morningstar Small-Cap Value ETF
S000004435
Y
50000.00000000
6.05849613
0.35068423
93.94150385
0.35068423
6.09698755
0.43579667
93.90301243
0.43579667
0.00000000
1574.16666667
0.00000000
0.00000000
1574.16666667
0.00000000
0.00000000
1551.11111110
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares MSCI KLD 400 Social ETF
S000013931
N
50000.00000000
0.55046900
0.14194200
99.44953100
0.14194200
0.58339800
0.18331900
99.41660200
0.18331900
0.00000000
647.83333333
0.00000000
0.00000000
647.83333333
0.00000000
0.00000000
648.72844827
0.00000000
0.00000000
648.72844827
0.00000000
N
iShares Dow Jones U.S. ETF
S000004330
N
50000.00000000
0.29160800
0.11257700
99.70839200
0.11257700
0.49419700
0.13898100
99.50580300
0.13898100
0.00000000
1529.43181818
0.00000000
0.00000000
1529.43181818
0.00000000
0.00000000
1530.83333333
0.00000000
0.00000000
1530.83333333
0.00000000
N
iShares Morningstar Small-Cap ETF
S000004433
N
50000.00000000
3.98000000
0.43000000
96.02000000
0.43000000
3.85000000
0.00000000
96.15000000
0.00000000
0.00000000
2470.94000000
0.00000000
0.00000000
2470.94000000
0.00000000
0.00000000
2425.62000000
0.00000000
0.00000000
2425.62000000
0.00000000
N
iShares Morningstar Mid-Cap Growth ETF
S000004430
Y
50000.00000000
0.39416774
0.23918180
99.60583225
0.23918180
0.64346175
0.32689295
99.35653825
0.32689295
0.00000000
571.85679612
0.00000000
0.00000000
571.85679612
0.00000000
0.00000000
580.70312500
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares U.S. Utilities ETF
S000004332
N
50000.00000000
0.34411500
0.15539900
99.65588500
0.15539900
0.32960600
0.13780700
99.67039400
0.13780700
0.00000000
205.00000000
0.00000000
0.00000000
205.00000000
0.00000000
0.00000000
205.00000000
0.00000000
0.00000000
205.00000000
0.00000000
Y
iShares Morningstar Mid-Cap Value ETF
S000004432
N
50000.00000000
0.85000000
0.42000000
99.15000000
0.42000000
1.28000000
0.86000000
98.72000000
0.86000000
0.00000000
590.11000000
0.00000000
0.00000000
590.11000000
0.00000000
0.00000000
563.13000000
0.00000000
0.00000000
563.13000000
0.00000000
N
iShares U.S. Consumer Discretionary ETF
S000004320
N
50000.00000000
0.22831500
0.07254400
99.77168500
0.07254400
0.21244400
0.07439000
99.78755600
0.07439000
0.00000000
366.01190476
0.00000000
0.00000000
366.01190476
0.00000000
0.00000000
366.33928571
0.00000000
0.00000000
366.33928571
0.00000000
N
iShares Morningstar U.S. Equity ETF
S000004367
N
50000.00000000
0.51000000
0.00000000
99.49000000
0.00000000
0.46000000
0.12000000
99.54000000
0.12000000
0.00000000
1135.00000000
0.00000000
0.00000000
1135.00000000
0.00000000
0.00000000
1061.48000000
0.00000000
0.00000000
1061.48000000
0.00000000
Y
iShares International Developed Real Estate ETF
S000018146
Y
100000.00000000
5.44000000
0.00000000
94.56000000
0.00000000
4.19000000
0.25819888
95.81000000
0.25819888
0.00000000
4080.93000000
0.00000000
0.00000000
4080.93000000
0.00000000
0.00000000
4000.27333000
0.00000000
0.00000000
4000.27333000
0.00000000
N
iShares Morningstar Mid-Cap ETF
S000004371
Y
50000.00000000
0.74403100
0.29280002
99.25596899
0.29280002
0.79463744
0.16617844
99.20536255
0.16617844
0.00000000
817.67857143
0.00000000
0.00000000
817.67857143
0.00000000
0.00000000
796.81818181
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares Core Dividend Growth ETF
S000045648
N
50000.00000000
0.60000000
0.13000000
99.40000000
0.13000000
0.64000000
0.12000000
99.36000000
0.12000000
0.00000000
659.84000000
0.00000000
0.00000000
659.84000000
0.00000000
0.00000000
675.51000000
0.00000000
0.00000000
675.51000000
0.00000000
Y
iShares U.S. Transportation ETF
S000004331
N
50000.00000000
0.37206500
0.27779500
99.62793500
0.27779500
0.39046100
0.31370800
99.60953900
0.31370800
0.00000000
211.22058823
0.00000000
0.00000000
211.22058823
0.00000000
0.00000000
211.82339449
0.00000000
0.00000000
211.82339449
0.00000000
N
iShares Cohen & Steers REIT ETF
S000004349
N
50000.00000000
0.40287117
0.48492403
99.59712883
0.48492403
0.31366287
0.39324816
99.68633712
0.39324816
0.00000000
187.28174602
0.00000000
0.00000000
187.28174602
0.00000000
0.00000000
187.18750000
0.00000000
0.00000000
0.00000000
0.00000000
N
iShares U.S. Technology ETF
S000004329
N
50000.00000000
0.19309200
0.09538100
99.80690800
0.09538100
0.19437200
0.06956100
99.80562800
0.06956100
0.00000000
327.20352564
0.00000000
0.00000000
327.20352564
0.00000000
0.00000000
331.24045801
0.00000000
0.00000000
331.24045801
0.00000000
N
iShares U.S. Consumer Staples ETF
S000004431
N
50000.00000000
0.28834700
0.09312900
99.71165300
0.09312900
0.31452000
0.06934000
99.68548000
0.06934000
0.00000000
215.80128205
0.00000000
0.00000000
215.80128205
0.00000000
0.00000000
215.44117647
0.00000000
0.00000000
215.44117647
0.00000000
Y
iShares U.S. Financial Services ETF
S000004322
N
50000.00000000
0.76744400
0.71552000
99.23255600
0.71552000
0.64182400
0.71455800
99.35817600
0.71455800
0.00000000
278.43750000
0.00000000
0.00000000
278.43750000
0.00000000
0.00000000
279.77678571
0.00000000
0.00000000
279.77678571
0.00000000
N
iShares U.S. Basic Materials ETF
S000004318
N
50000.00000000
0.27424300
0.12523800
99.72575700
0.12523800
0.23507800
0.06224200
99.76492200
0.06224200
0.00000000
198.18750000
0.00000000
0.00000000
198.18750000
0.00000000
0.00000000
198.31521739
0.00000000
0.00000000
198.31521739
0.00000000
Y
iShares U.S. Energy ETF
S000004321
N
50000.00000000
2.07986700
1.58625400
97.92013300
1.58625400
1.98197600
1.65924500
98.01802400
1.65924500
0.00000000
199.65425531
0.00000000
0.00000000
199.65425531
0.00000000
0.00000000
200.32274590
0.00000000
0.00000000
200.32274590
0.00000000
Y
iShares Select Dividend ETF
S000004334
N
50000.00000000
2.70000000
1.81000000
97.30000000
1.81000000
3.34000000
1.72000000
96.66000000
1.72000000
0.00000000
270.76000000
0.00000000
0.00000000
270.76000000
0.00000000
0.00000000
269.16000000
0.00000000
0.00000000
269.16000000
0.00000000
N
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false
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false
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INTERNAL CONTROL RPT
2
iShares_Trust_4-30-23.txt
BLACKROCK - AUDIT OPINION
Report of Independent Registered Public Accounting Firm
To the Board of Trustees of iShares Trust and Shareholders of
iShares Cohen & Steers REIT ETF, iShares Core Dividend ETF, iShares
Core Dividend Growth ETF, iShares Core High Dividend ETF, iShares
Core U.S. REIT ETF, iShares Dow Jones U.S. ETF, iShares
Environmentally Aware Real Estate ETF, iShares Global Clean Energy
ETF, iShares Global REIT ETF, iShares International Developed Real
Estate ETF, iShares International Select Dividend ETF, iShares
Morningstar Growth ETF, iShares Morningstar Mid-Cap ETF, iShares
Morningstar Mid-Cap Growth ETF, iShares Morningstar Mid-Cap Value
ETF, iShares Morningstar Small-Cap ETF, iShares Morningstar
Small-Cap Growth ETF, iShares Morningstar Small-Cap Value ETF,
iShares Morningstar U.S. Equity ETF, iShares Morningstar Value ETF,
iShares MSCI KLD 400 Social ETF, iShares MSCI USA ESG Select ETF,
iShares Select Dividend ETF, iShares U.S. Basic Materials ETF,
iShares U.S. Consumer Discretionary ETF, iShares U.S. Consumer
Staples ETF, iShares U.S. Energy ETF, iShares U.S. Financial
Services ETF, iShares U.S. Financials ETF, iShares U.S. Healthcare
ETF, iShares U.S. Industrials ETF, iShares U.S. Technology ETF,
iShares U.S. Transportation ETF and iShares U.S. Utilities ETF
In planning and performing our audits of the financial statements of
the funds listed in Appendix A, (hereafter collectively referred to
as the "Funds") as of and for the periods ended April 30, 2023, in
accordance with the standards of the Public Company Accounting
Oversight Board (United States) (PCAOB), we considered the Funds'
internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of Form
N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Funds' internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds' internal control over financial
reporting.
The management of the Funds is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and related
costs of controls. A company's internal control over financial
reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with
generally accepted accounting principles. A company's internal
control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the transactions
and dispositions of the assets of the company; (2) provide
reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with
generally accepted accounting principles, and that receipts and
expenditures of the company are being made only in accordance with
authorizations of management and directors of the company; and (3)
provide reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition of a
company's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis. A
material weakness is a deficiency, or a combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the company's
annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Funds' internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However, we
noted no deficiencies in the Funds' internal control over financial
reporting and its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as defined
above as of April 30, 2023.
This report is intended solely for the information and use of the
Board of Trustees of iShares Trust and the Securities and Exchange
Commission and is not intended to be and should not be used by
anyone other than these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
June 21, 2023
Appendix A
iShares Trust
1. iShares Cohen & Steers REIT ETF
2. iShares Core Dividend ETF
3. iShares Core Dividend Growth ETF
4. iShares Core High Dividend ETF
5. iShares Core U.S. REIT ETF
6. iShares Dow Jones U.S. ETF
7. iShares Environmentally Aware Real Estate ETF*
8. iShares Global Clean Energy ETF
9. iShares Global REIT ETF
10. iShares International Developed Real Estate ETF
11. iShares International Select Dividend ETF
12. iShares Morningstar Growth ETF
13. iShares Morningstar Mid-Cap ETF
14. iShares Morningstar Mid-Cap Growth ETF
15. iShares Morningstar Mid-Cap Value ETF
16. iShares Morningstar Small-Cap ETF
17. iShares Morningstar Small-Cap Growth ETF
18. iShares Morningstar Small-Cap Value ETF
19. iShares Morningstar U.S. Equity ETF
20. iShares Morningstar Value ETF
21. iShares MSCI KLD 400 Social ETF
22. iShares MSCI USA ESG Select ETF
23. iShares Select Dividend ETF
24. iShares U.S. Basic Materials ETF
25. iShares U.S. Consumer Discretionary ETF
26. iShares U.S. Consumer Staples ETF
27. iShares U.S. Energy ETF
28. iShares U.S. Financial Services ETF
29. iShares U.S. Financials ETF
30. iShares U.S. Healthcare ETF
31. iShares U.S. Industrials ETF
32. iShares U.S. Technology ETF
33. iShares U.S. Transportation ETF
34. iShares U.S. Utilities ETF
* November 15, 2022 (commencement of operations) to April
30, 2023