NPORT-EX 2 NPORT_8130927227126216.htm iShares Emerging Markets Infrastructure ETF

Schedule of Investments (unaudited)

December 31, 2020

   

iShares® Emerging Markets Infrastructure ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Brazil — 15.3%  

CCR SA

     258,200     $ 669,584  

Centrais Eletricas Brasileiras SA, ADR

     45,081       315,116  

Cia. de Saneamento Basico do Estado de Sao Paulo, ADR

     42,692       366,725  

Ultrapar Participacoes SA, ADR

     241,742       1,095,091  
   

 

 

  
      2,446,516  
Chile — 3.6%  

Enel Americas SA, ADR

     70,336       578,162  
   

 

 

  
China — 39.6%  

Beijing Capital International Airport Co. Ltd., Class H

     436,000       363,809  

Beijing Enterprises Water Group Ltd.

     638,000       256,719  

CGN Power Co. Ltd., Class H(a)

     1,270,000       273,529  

China Gas Holdings Ltd.

     254,200       1,009,738  

China Merchants Port Holdings Co. Ltd.

     310,000       379,412  

China Oilfield Services Ltd., Class H

     500,000       423,016  

China Resources Gas Group Ltd.

     106,000       563,913  

China Resources Power Holdings Co. Ltd.

     222,000       239,068  

China Suntien Green Energy Corp. Ltd., Class H

     533,000       163,601  

COSCO SHIPPING Energy Transportation Co. Ltd., Class H(b)

     364,000       143,180  

COSCO SHIPPING Ports Ltd.

     384,000       266,933  

Guangdong Investment Ltd.

     360,000       648,143  

Hainan Meilan International Airport Co. Ltd., Class H(c)

     31,000       164,318  

Jiangsu Expressway Co. Ltd., Class H

     286,000       319,792  

Kunlun Energy Co. Ltd.

     498,000       430,315  

Shenzhen International Holdings Ltd.

     259,999       419,816  

Zhejiang Expressway Co. Ltd., Class H

     334,000       282,144  
   

 

 

  
       6,347,446  
Malaysia — 5.6%  

Tenaga Nasional Bhd

     348,100       901,728  
   

 

 

  
Mexico — 14.4%  

Grupo Aeroportuario del Centro Norte SAB de CV, ADR(c)

     9,994       516,490  

Grupo Aeroportuario del Pacifico SAB de CV, ADR(c)

     9,198       1,023,645  

Grupo Aeroportuario del Sureste SAB de CV, ADR(c)

     4,636       764,616  
   

 

 

  
      2,304,751  
South Korea — 6.3%  

Korea Electric Power Corp., ADR(b)(c)

     64,156       787,194  

SK Discovery Co. Ltd.

     3,538       213,980  
   

 

 

  
      1,001,174  
Security   Shares      Value  
Thailand — 9.4%  

Airports of Thailand PCL, NVDR(b)

     720,300      $ 1,496,618  
    

 

 

  

Total Common Stocks — 94.2%
(Cost: $14,507,466)

 

      15,076,395  
    

 

 

  

Preferred Stocks

 

Russia — 5.7%

 

Transneft PJSC, Preference Shares, NVS

     482        914,612  
    

 

 

  

Total Preferred Stocks — 5.7%
(Cost: $1,148,963)

 

      914,612  
    

 

 

  

Short-Term Investments

 

Money Market Funds — 9.3%  

BlackRock Cash Funds: Institutional, SL Agency Shares, 0.18%(d)(e)(f)

     1,483,159        1,484,049  

BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(d)(e)

     10,000        10,000  
    

 

 

  
       1,494,049  
    

 

 

  

Total Short-Term Investments — 9.3%
(Cost: $1,494,022)

 

      1,494,049  
    

 

 

  

Total Investments in Securities — 109.2%
(Cost: $17,150,451)

 

      17,485,056  

Other Assets, Less Liabilities — (9.2)%

 

      (1,466,904 ) 
    

 

 

  

Net Assets — 100.0%

 

    $  16,018,152  
    

 

 

  

 

(a) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(b) 

All or a portion of this security is on loan.

(c) 

Non-income producing security.

(d) 

Affiliate of the Fund.

(e) 

Annualized 7-day yield as of period-end.

(f) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

 

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Schedule of Investments (unaudited) (continued)

December 31, 2020

    iShares® Emerging Markets Infrastructure ETF

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Fund during the period ended December 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer    Value at
03/31/20		      Purchases
at Cost		     Proceeds
from Sales		     Net Realized
Gain (Loss)		     Change in
Unrealized
Appreciation
(Depreciation)		     Value at
12/31/20		      Shares
Held at
12/31/20		      Income     Capital
Gain
Distributions
from
Underlying
Funds		  

BlackRock Cash Funds: Institutional,
SL Agency Shares

    $ 226,659      $ 1,257,881 (a)    $ —     $ (440 )    $ (51 )    $ 1,484,049        1,483,159      $ 5,723 (b)    $ —  

BlackRock Cash Funds: Treasury,
SL Agency Shares

      20,000        —       (10,000 )(a)      —       —       10,000        10,000        21       —  
         

 

 

    

 

 

    

 

 

        

 

 

    

 

 

  
          $ (440 )    $ (51 )    $ 1,494,049         $ 5,744     $ —  
         

 

 

    

 

 

    

 

 

        

 

 

    

 

 

  

 

  (a) 

Represents net amount purchased (sold).

 
  (b) 

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of December 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

         
      Level 1        Level 2        Level 3        Total  

Investments

                  

Assets

                  

Common Stocks

    $ 15,076,395        $ —        $ —        $ 15,076,395  

Preferred Stocks

      914,612          —          —          914,612  

Money Market Funds

      1,494,049          —          —          1,494,049  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 17,485,056        $ —        $ —        $ 17,485,056  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

Portfolio Abbreviations - Equity
ADR    American Depositary Receipt
NVDR    Non-Voting Depositary Receipt
NVS    Non-Voting Shares
PJSC    Public Joint Stock Company

 

 

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