NPORT-EX 2 NPORT_941981745523065.htm iShares US Oil & Gas Exploration & Production ETF

Schedule of Investments (unaudited) 

December 31, 2020

   

iShares® U.S. Oil & Gas Exploration & Production ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    

Oil & Gas Exploration & Production — 64.7%

 

Antero Resources Corp.(a)

    172,517     $ 940,218  

Apache Corp.

     263,272       3,735,830  

Bonanza Creek Energy Inc.(a)

    12,138       234,628  

Cabot Oil & Gas Corp.

     278,023       4,526,214  

Callon Petroleum Co.(a)(b)

    27,726       364,874  

Cimarex Energy Co.

     71,129       2,668,049  

CNX Resources Corp.(a)

    156,651       1,691,831  

Concho Resources Inc.

     127,763       7,454,971  

ConocoPhillips

     625,497       25,013,625  

Continental Resources Inc./OK

     43,338       706,409  

Devon Energy Corp.

     266,821       4,218,440  

Diamondback Energy Inc.

     110,190       5,333,196  

EOG Resources Inc.

     341,692       17,040,180  

EQT Corp.

     192,259       2,443,612  

Hess Corp.

     146,763       7,747,619  

Kosmos Energy Ltd.

     283,069       665,212  

Magnolia Oil & Gas Corp., Class A(a)(b)

    84,341       595,447  

Marathon Oil Corp.

     550,644       3,672,796  

Matador Resources Co.(a)(b)

    76,599       923,784  

Murphy Oil Corp.

     100,747       1,219,039  

Ovintiv Inc.

     181,240       2,602,606  

Parsley Energy Inc., Class A

     213,169       3,027,000  

PDC Energy Inc.(a)

    69,522       1,427,287  

Pioneer Natural Resources Co.

     69,369       7,900,435  

Range Resources Corp.(b)

    178,864       1,198,389  

SM Energy Co.

     74,416       455,426  

Southwestern Energy Co.(a)

    450,642       1,342,913  

WPX Energy Inc.(a)

    281,735       2,296,140  
   

 

 

  
        111,446,170  
Oil & Gas Refining & Marketing — 28.2%  

Clean Energy Fuels Corp.(a)

    80,336       631,441  

CVR Energy Inc.

     20,373       303,558  

Delek U.S. Holdings Inc.

     43,231       694,722  

HollyFrontier Corp.

     103,959       2,687,340  

Marathon Petroleum Corp.

     381,083       15,761,593  

New Fortress Energy Inc.

     11,769       630,701  
Security   Shares     Value  

 

  

Oil & Gas Refining & Marketing (continued)

 

Par Pacific Holdings Inc.(a)

    27,859     $ 389,469  

PBF Energy Inc., Class A

     67,113       476,502  

Phillips 66

     255,840         17,893,450  

Valero Energy Corp.

     135,008       7,637,402  

World Fuel Services Corp.

     44,308       1,380,637  
   

 

 

  
      48,486,815  
Oil & Gas Storage & Transportation — 7.0%  

Cheniere Energy Inc.(a)

    131,323       7,883,320  

Targa Resources Corp.

     159,725       4,213,545  
   

 

 

  
      12,096,865  
   

 

 

  

Total Common Stocks — 99.9%
(Cost: $271,263,893)

       172,029,850  
   

 

 

  

Short-Term Investments

 

Money Market Funds — 1.4%

    

BlackRock Cash Funds: Institutional, SL Agency Shares, 0.18%(c)(d)(e)

    2,330,069       2,331,467  

BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(c)(d)

    117,000       117,000  
   

 

 

  
      2,448,467  
   

 

 

  

Total Short -Term Investments — 1.4%
(Cost: $2,447,617)

 

     2,448,467  
   

 

 

  

Total Investments in Securities — 101.3%
(Cost: $273,711,510)

 

     174,478,317  

Other Assets, Less Liabilities — (1.3)%

 

     (2,318,857 ) 
   

 

 

  

Net Assets — 100.0%

     $ 172,159,460  
   

 

 

  

 

(a)

Non-income producing security.

(b)

All or a portion of this security is on loan.

(c) 

Affiliate of the Fund.

(d)

Annualized 7-day yield as of period-end.

(e)

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Fund during the period ended December 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

 

  
Affiliated Issuer   

Value at

03/31/20

    

Purchases

at Cost

    

Proceeds

from Sales

     

Net Realized

Gain (Loss)

    

Change in

Unrealized

Appreciation

(Depreciation)

     

Value at

12/31/20

    

Shares

Held at

12/31/20

     Income     

Capital

Gain

Distributions

from

Underlying

Funds

 

 

  

BlackRock Cash Funds: Institutional, SL Agency Shares

    $ 3,061,984      $ —      $ (735,496 )(a)     $ 5,075      $ (96 )     $ 2,331,467        2,330,069      $ 53,328 (b)     $ —  

BlackRock Cash Funds: Treasury, SL Agency Shares.

      427,000        —        (310,000 )(a)       —        —        117,000        117,000        345        —  
           

 

 

     

 

 

     

 

 

        

 

 

     

 

 

  
            $ 5,075      $ (96 )     $ 2,448,467         $ 53,673      $ —  
           

 

 

     

 

 

     

 

 

        

 

 

     

 

 

  

 

  (a) 

Represents net amount purchased (sold).

 
  (b) 

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

 

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Schedule of Investments (unaudited) (continued)

December 31, 2020

    iShares® U.S. Oil & Gas Exploration & Production ETF

 

Futures Contracts

 

 

  
Description   

Number of

Contracts

     

Expiration

Date

     

Notional

Amount

(000)

     

Value/

Unrealized

Appreciation

(Depreciation)

  

 

  

Long Contracts

            

S&P Select Sector Energy E-Mini Index

      2        03/19/21      $ 78      $ (7,547 ) 
           

 

 

  

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation

of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of December 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                                       

 

  
     Level 1      Level 2      Level 3      Total  

 

  

Investments

            

Assets

            

Common Stocks

    $ 172,029,850      $ —      $ —      $ 172,029,850  

Money Market Funds

      2,448,467        —        —        2,448,467  
  

 

 

     

 

 

     

 

 

     

 

 

  
   $ 174,478,317      $ —      $ —      $ 174,478,317  
  

 

 

     

 

 

     

 

 

     

 

 

  

Derivative financial instruments(a)

           

Liabilities

            

Futures Contracts

    $ (7,547 )     $ —      $ —      $ (7,547 ) 
  

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a)

Shown at the unrealized appreciation (depreciation) on the contracts.    

 

 

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