<SEC-DOCUMENT>0001752724-20-135175-index.html : 20200710 <SEC-HEADER>0001752724-20-135175.hdr.sgml : 20200710 <ACCEPTANCE-DATETIME>20200710131030 ACCESSION NUMBER: 0001752724-20-135175 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200710 DATE AS OF CHANGE: 20200710 EFFECTIVENESS DATE: 20200710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iSHARES TRUST CENTRAL INDEX KEY: 0001100663 IRS NUMBER: 943351276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-09729 FILM NUMBER: 201022662 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES TRUST DATE OF NAME CHANGE: 19991213 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004318 <SERIES-NAME>iShares U.S. Basic Materials ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012048 <CLASS-CONTRACT-NAME>iShares U.S. Basic Materials ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYM </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004320 <SERIES-NAME>iShares U.S. Consumer Services ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012050 <CLASS-CONTRACT-NAME>iShares U.S. Consumer Services ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYC </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004321 <SERIES-NAME>iShares U.S. Energy ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012051 <CLASS-CONTRACT-NAME>iShares U.S. Energy ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYE </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004322 <SERIES-NAME>iShares U.S. Financial Services ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012052 <CLASS-CONTRACT-NAME>iShares U.S. Financial Services ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004323 <SERIES-NAME>iShares U.S. Financials ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012053 <CLASS-CONTRACT-NAME>iShares U.S. Financials ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004324 <SERIES-NAME>iShares U.S. Healthcare ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012054 <CLASS-CONTRACT-NAME>iShares U.S. Healthcare ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYH </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004325 <SERIES-NAME>iShares U.S. Industrials ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012055 <CLASS-CONTRACT-NAME>iShares U.S. Industrials ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004329 <SERIES-NAME>iShares U.S. Technology ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012059 <CLASS-CONTRACT-NAME>iShares U.S. Technology ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYW </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004330 <SERIES-NAME>iShares Dow Jones U.S. ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012060 <CLASS-CONTRACT-NAME>iShares Dow Jones U.S. ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004331 <SERIES-NAME>iShares Transportation Average ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012061 <CLASS-CONTRACT-NAME>iShares Transportation Average ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004332 <SERIES-NAME>iShares U.S. Utilities ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012062 <CLASS-CONTRACT-NAME>iShares U.S. Utilities ETF <CLASS-CONTRACT-TICKER-SYMBOL>IDU </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004334 <SERIES-NAME>iShares Select Dividend ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012064 <CLASS-CONTRACT-NAME>iShares Select Dividend ETF <CLASS-CONTRACT-TICKER-SYMBOL>DVY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004349 <SERIES-NAME>iShares Cohen & Steers REIT ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012079 <CLASS-CONTRACT-NAME>iShares Cohen & Steers REIT ETF <CLASS-CONTRACT-TICKER-SYMBOL>ICF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004367 <SERIES-NAME>iShares Morningstar Large-Cap ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012097 <CLASS-CONTRACT-NAME>iShares Morningstar Large-Cap ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004368 <SERIES-NAME>iShares Morningstar Large-Cap Growth ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012098 <CLASS-CONTRACT-NAME>iShares Morningstar Large-Cap Growth ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKE </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004369 <SERIES-NAME>iShares Morningstar Large-Cap Value ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012099 <CLASS-CONTRACT-NAME>iShares Morningstar Large-Cap Value ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004371 <SERIES-NAME>iShares Morningstar Mid-Cap ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012101 <CLASS-CONTRACT-NAME>iShares Morningstar Mid-Cap ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004430 <SERIES-NAME>iShares Morningstar Mid-Cap Growth ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012193 <CLASS-CONTRACT-NAME>iShares Morningstar Mid-Cap Growth ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKH </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004431 <SERIES-NAME>iShares U.S. Consumer Goods ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012194 <CLASS-CONTRACT-NAME>iShares U.S. Consumer Goods ETF <CLASS-CONTRACT-TICKER-SYMBOL>IYK </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004432 <SERIES-NAME>iShares Morningstar Mid-Cap Value ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012195 <CLASS-CONTRACT-NAME>iShares Morningstar Mid-Cap Value ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004433 <SERIES-NAME>iShares Morningstar Small-Cap ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012196 <CLASS-CONTRACT-NAME>iShares Morningstar Small-Cap ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004434 <SERIES-NAME>iShares Morningstar Small-Cap Growth ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012197 <CLASS-CONTRACT-NAME>iShares Morningstar Small-Cap Growth ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKK </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004435 <SERIES-NAME>iShares Morningstar Small-Cap Value ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012198 <CLASS-CONTRACT-NAME>iShares Morningstar Small-Cap Value ETF <CLASS-CONTRACT-TICKER-SYMBOL>JKL </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004436 <SERIES-NAME>iShares MSCI USA ESG Select ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012199 <CLASS-CONTRACT-NAME>iShares MSCI USA ESG Select ETF <CLASS-CONTRACT-TICKER-SYMBOL>SUSA </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013931 <SERIES-NAME>iShares MSCI KLD 400 Social ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000038163 <CLASS-CONTRACT-NAME>iShares MSCI KLD 400 Social ETF <CLASS-CONTRACT-TICKER-SYMBOL>DSI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000015627 <SERIES-NAME>iShares Core U.S. REIT ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000042588 <CLASS-CONTRACT-NAME>iShares Core U.S. REIT ETF <CLASS-CONTRACT-TICKER-SYMBOL>USRT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000017777 <SERIES-NAME>iShares International Select Dividend ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049094 <CLASS-CONTRACT-NAME>iShares International Select Dividend ETF <CLASS-CONTRACT-TICKER-SYMBOL>IDV </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000018146 <SERIES-NAME>iShares International Developed Real Estate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000050169 <CLASS-CONTRACT-NAME>iShares International Developed Real Estate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IFGL </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000018147 <SERIES-NAME>iShares Europe Developed Real Estate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000050170 <CLASS-CONTRACT-NAME>iShares Europe Developed Real Estate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IFEU </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000031844 <SERIES-NAME>iShares Core High Dividend ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000099165 <CLASS-CONTRACT-NAME>iShares Core High Dividend ETF <CLASS-CONTRACT-TICKER-SYMBOL>HDV </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000045648 <SERIES-NAME>iShares Core Dividend Growth ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000141931 <CLASS-CONTRACT-NAME>iShares Core Dividend Growth ETF <CLASS-CONTRACT-TICKER-SYMBOL>DGRO </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000045649 <SERIES-NAME>iShares Global REIT ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000141932 <CLASS-CONTRACT-NAME>iShares Global REIT ETF <CLASS-CONTRACT-TICKER-SYMBOL>REET </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000059298 <SERIES-NAME>iShares U.S. Dividend and Buyback ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000194634 <CLASS-CONTRACT-NAME>iShares U.S. Dividend and Buyback ETF <CLASS-CONTRACT-TICKER-SYMBOL>DIVB </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>N-CEN <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> Document 1 - file: primary_doc.html
Document 1 - RAW XML: primary_doc.xml
</DOCUMENT> <DOCUMENT> <TYPE>LEGAL PROCEEDINGS <SEQUENCE>2 <FILENAME>NCEN_8069562961267356.txt <TEXT> Document 2 - file: NCEN_8069562961267356.txt
</DOCUMENT> <DOCUMENT> <TYPE>INTERNAL CONTROL RPT <SEQUENCE>3 <FILENAME>NCEN_8602704691268275.txt <TEXT> Document 3 - file: NCEN_8602704691268275.txt
</DOCUMENT> </SEC-DOCUMENT>