NPORT-EX 2 NPORT_8293740485844117.htm iShares Russell Top 200 Growth ETF

Schedule of Investments  (unaudited) 

December 31, 2019

   

iShares® Russell Top 200 Growth ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Aerospace & Defense — 3.0%  

Boeing Co. (The)

     76,303     $   24,856,465  

General Dynamics Corp.

     2,445       431,176  

Lockheed Martin Corp.

     35,643       13,878,671  

Northrop Grumman Corp.

     22,837       7,855,243  

Raytheon Co.

     24,993       5,491,962  
   

 

 

  
    52,513,517  
Air Freight & Logistics — 0.7%  

United Parcel Service Inc., Class B

     100,658       11,783,025  
   

 

 

  
Airlines — 0.2%  

Delta Air Lines Inc.

     16,740       978,955  

Southwest Airlines Co.

     40,430       2,182,412  
   

 

 

  
    3,161,367  
Automobiles — 0.5%  

Tesla Inc.(a)(b)

     20,493       8,572,837  
   

 

 

  
Beverages — 2.7%  

Coca-Cola Co. (The)

     376,906       20,861,747  

Monster Beverage Corp.(a)

     55,214       3,508,850  

PepsiCo Inc.

     169,624       23,182,512  
   

 

 

  
    47,553,109  
Biotechnology — 3.1%  

AbbVie Inc.

     213,180       18,874,957  

Alexion Pharmaceuticals Inc.(a)

     23,335       2,523,680  

Amgen Inc.

     79,522       19,170,369  

Biogen Inc.(a)

     8,900       2,640,897  

Gilead Sciences Inc.

     26,717       1,736,071  

Regeneron Pharmaceuticals Inc.(a)

     2,409       904,531  

Vertex Pharmaceuticals Inc.(a)

     36,981       8,096,990  
   

 

 

  
    53,947,495  
Capital Markets — 1.4%  

Charles Schwab Corp. (The)

     99,180       4,717,001  

Intercontinental Exchange Inc.

     31,276       2,894,594  

Moody’s Corp.

     23,670       5,619,495  

S&P Global Inc.

     35,452       9,680,168  

TD Ameritrade Holding Corp.

     33,276       1,653,817  
   

 

 

  
    24,565,075  
Chemicals — 0.9%  

Air Products & Chemicals Inc.

     4,463       1,048,761  

Ecolab Inc.

     36,409       7,026,573  

PPG Industries Inc.

     10,953       1,462,116  

Sherwin-Williams Co. (The)

     11,971       6,985,557  
   

 

 

  
    16,523,007  
Commercial Services & Supplies — 0.3%  

Waste Management Inc.

     47,869       5,455,151  
   

 

 

  
Communications Equipment — 1.7%  

Cisco Systems Inc.

     617,634       29,621,727  
   

 

 

  
Consumer Finance — 0.4%  

American Express Co.

     53,915       6,711,878  
   

 

 

  
Electrical Equipment — 0.0%  

Emerson Electric Co.

     7,597       579,347  
   

 

 

  
Entertainment — 1.4%  

Activision Blizzard Inc.

     5,831       346,478  

Electronic Arts Inc.(a)

     37,767       4,060,330  
Security   Shares     Value  
Entertainment (continued)            

Netflix Inc.(a)

     60,720     $ 19,647,171  
   

 

 

  
      24,053,979  
Equity Real Estate Investment Trusts (REITs) — 2.3%  

American Tower Corp.

     63,314       14,550,823  

Crown Castle International Corp.

     59,778       8,497,443  

Equinix Inc.

     12,249       7,149,741  

Public Storage

     16,179       3,445,480  

Simon Property Group Inc.

     39,135       5,829,550  
   

 

 

  
      39,473,037  
Food & Staples Retailing — 1.4%            

Costco Wholesale Corp.

     63,343       18,617,774  

Sysco Corp.

     68,690       5,875,743  
   

 

 

  
      24,493,517  
Health Care Equipment & Supplies — 2.9%            

Abbott Laboratories

     107,494       9,336,929  

Baxter International Inc.

     32,830       2,745,245  

Becton Dickinson and Co.

     3,255       885,262  

Boston Scientific Corp.(a)

     200,114       9,049,155  

Danaher Corp.

     4,701       721,509  

Edwards Lifesciences Corp.(a)

     29,954       6,987,969  

Intuitive Surgical Inc.(a)

     16,512       9,761,069  

Stryker Corp.

     49,436       10,378,594  
   

 

 

  
      49,865,732  
Health Care Providers & Services — 3.0%            

Anthem Inc.

     10,629       3,210,277  

Cigna Corp.(a)

     16,122       3,296,788  

HCA Healthcare Inc.

     23,269       3,439,391  

Humana Inc.

     8,180       2,998,133  

UnitedHealth Group Inc.

     136,254       40,055,951  
   

 

 

  
      53,000,540  
Hotels, Restaurants & Leisure — 1.7%            

Las Vegas Sands Corp.

     23,306       1,609,046  

Marriott International Inc./MD, Class A

     39,529       5,985,876  

McDonald’s Corp.

     17,489       3,456,001  

Starbucks Corp.

     170,205       14,964,424  

Yum! Brands Inc.

     38,545       3,882,638  
   

 

 

  
      29,897,985  
Household Products — 0.1%            

Procter & Gamble Co. (The)

     20,787       2,596,296  
   

 

 

  
Industrial Conglomerates — 1.2%            

3M Co.

     61,693       10,883,879  

Honeywell International Inc.

     50,587       8,953,899  

Roper Technologies Inc.

     2,265       802,331  
   

 

 

  
      20,640,109  
Insurance — 1.0%            

Aon PLC

     33,720       7,023,539  

Marsh & McLennan Companies Inc.

     64,140       7,145,837  

Progressive Corp. (The)

     27,248       1,972,483  

Travelers Companies Inc. (The)

     6,063       830,328  
   

 

 

  
      16,972,187  
Interactive Media & Services — 10.7%            

Alphabet Inc., Class A(a)

     43,165       57,814,769  

Alphabet Inc., Class C, NVS(a)

     43,224       57,791,353  

Facebook Inc., Class A(a)

     344,537       70,716,219  
   

 

 

  
      186,322,341  
Internet & Direct Marketing Retail — 7.2%            

Amazon.com Inc.(a)

     59,628       110,183,004  
 

 

 

1

Schedule of Investments  (unaudited) (continued)

December 31, 2019

   

iShares® Russell Top 200 Growth ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Internet & Direct Marketing Retail (continued)  

Booking Holdings Inc.(a)

     6,022     $ 12,367,562  

eBay Inc.

     110,941       4,006,079  
   

 

 

  
    126,556,645  
IT Services — 8.7%  

Accenture PLC, Class A

     91,883       19,347,803  

Automatic Data Processing Inc.

     62,713       10,692,567  

Cognizant Technology Solutions Corp., Class A

     6,137       380,617  

Fidelity National Information Services Inc.

     53,877       7,493,752  

International Business Machines Corp.

     77,358       10,369,066  

Mastercard Inc., Class A

     127,816       38,164,580  

PayPal Holdings Inc.(a)

     169,371       18,320,861  

Visa Inc., Class A

     247,007       46,412,615  
   

 

 

  
    151,181,861  
Life Sciences Tools & Services — 1.1%  

Illumina Inc.(a)

     21,193       7,030,566  

Thermo Fisher Scientific Inc.

     39,142       12,716,061  
   

 

 

  
    19,746,627  
Machinery — 0.6%  

Caterpillar Inc.

     6,089       899,223  

Deere & Co.

     5,007       867,513  

Illinois Tool Works Inc.

     46,128       8,285,973  
   

 

 

  
    10,052,709  
Media — 1.1%  

Charter Communications Inc., Class A(a)

     13,005       6,308,465  

Comcast Corp., Class A

     305,172       13,723,585  
   

 

 

  
    20,032,050  
Metals & Mining — 0.0%  

Southern Copper Corp.

     8,498       360,995  
   

 

 

  
Multiline Retail — 0.0%  

Target Corp.

     3,772       483,608  
   

 

 

  
Personal Products — 0.4%  

Estee Lauder Companies Inc. (The), Class A

     31,404       6,486,182  
   

 

 

  
Pharmaceuticals — 4.5%  

Bristol-Myers Squibb Co.

     197,878       12,701,789  

Eli Lilly & Co.

     122,617       16,115,552  

Johnson & Johnson

     57,866       8,440,913  

Merck & Co. Inc.

     348,116       31,661,150  

Zoetis Inc.

     69,036       9,136,915  
   

 

 

  
    78,056,319  
Road & Rail — 1.3%  

CSX Corp.

     38,690       2,799,609  

Norfolk Southern Corp.

     5,095       989,092  

Uber Technologies Inc.(a)(b)

     14,748       438,606  

Union Pacific Corp.

     100,108       18,098,525  
   

 

 

  
    22,325,832  
Semiconductors & Semiconductor Equipment — 4.3%  

Analog Devices Inc.

     7,101       843,883  

Applied Materials Inc.

     71,023       4,335,244  

Broadcom Inc.

     55,682       17,596,626  

NVIDIA Corp.

     84,111       19,791,318  

QUALCOMM Inc.

     164,647       14,526,805  

Texas Instruments Inc.

     135,153       17,338,778  
   

 

 

  
    74,432,654  
Security   Shares     Value  
Software — 14.7%  

Adobe Inc.(a)

     70,200     $ 23,152,662  

Autodesk Inc.(a)

     24,501       4,494,953  

Intuit Inc.

     35,872       9,395,953  

Microsoft Corp.

     1,090,444       171,963,019  

Oracle Corp.

     296,030       15,683,669  

salesforce.com Inc.(a)

     119,683       19,465,243  

ServiceNow Inc.(a)

     26,886       7,590,456  

VMware Inc., Class A(a)

     10,969       1,664,985  

Workday Inc., Class A(a)

     23,402       3,848,459  
   

 

 

  
    257,259,399  
Specialty Retail — 2.8%  

Home Depot Inc. (The)

     90,569       19,778,458  

Lowe’s Companies Inc.

     111,353       13,335,635  

Ross Stores Inc.

     51,004       5,937,886  

TJX Companies Inc. (The)

     174,990       10,684,890  
   

 

 

  
    49,736,869  
Technology Hardware, Storage & Peripherals — 10.8%  

Apple Inc.

     640,891       188,197,642  

Dell Technologies Inc., Class C(a)

     15,672       805,384  

HP Inc.

     10,980       225,639  
   

 

 

  
    189,228,665  
Textiles, Apparel & Luxury Goods — 1.3%  

NIKE Inc., Class B

     177,815       18,014,438  

VF Corp.

     44,309       4,415,835  
   

 

 

  
    22,430,273  
Tobacco — 0.4%  

Altria Group Inc.

     131,617       6,569,004  
   

 

 

  
Wireless Telecommunication Services — 0.1%  

T-Mobile U.S. Inc.(a)

     23,337       1,830,087  
   

 

 

  

Total Common Stocks — 99.9%
(Cost: $1,278,820,455)

 

     1,745,073,037  
   

 

 

  

Short-Term Investments

 

Money Market Funds — 0.6%  

BlackRock Cash Funds: Institutional,
SL Agency Shares,

 

    1.84%(c)(d)(e)

     8,506,399       8,509,801  

BlackRock Cash Funds: Treasury,
SL Agency Shares,

 

    1.52%(c)(d)

     2,255,039       2,255,039  
   

 

 

  
    10,764,840  
   

 

 

  

Total Short-Term Investments — 0.6%
(Cost: $10,764,593)

 

     10,764,840  
   

 

 

  

Total Investments in Securities — 100.5%
(Cost: $1,289,585,048)

 

     1,755,837,877  

Other Assets, Less Liabilities — (0.5)%

 

     (7,900,548 ) 
   

 

 

  

Net Assets — 100.0%

 

   $  1,747,937,329  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

All or a portion of this security is on loan.

(c) 

Affiliate of the Fund.

(d) 

Annualized 7-day yield as of period-end.

(e) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

 

2

Schedule of Investments  (unaudited) (continued)

December 31, 2019

   

iShares® Russell Top 200 Growth ETF

    

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the nine months ended December 31, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer  

Shares

Held at

03/31/19

     Net Activity    

Shares

Held at

12/31/19

    

Value at

12/31/19

     Income    

Net Realized

Gain (Loss)

    

Change in

Unrealized

Appreciation

(Depreciation)

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

     5,098,460       3,407,939       8,506,399     $ 8,509,801     $ 47,185 (a)    $ 1,572     $ (200 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

     3,943,519       (1,688,480 )      2,255,039       2,255,039       45,541       —       —  
       

 

 

    

 

 

    

 

 

    

 

 

  
        $ 10,764,840     $ 92,726     $ 1,572     $ (200 ) 
       

 

 

    

 

 

    

 

 

    

 

 

  

 

  (a) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Futures Contracts

 

Description   

Number of

Contracts

     

Expiration

Date

     

Notional

Amount

(000)

     

Value/

Unrealized

Appreciation

(Depreciation)

  

Long Contracts

            

S&P 500 E-Mini Index

      16        03/20/20      $ 2,585      $ 56,605  
           

 

 

  

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of December 31, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

      Level 1      Level 2      Level 3      Total  

Investments

            

Assets

            

Common Stocks

    $ 1,745,073,037      $ —      $ —      $ 1,745,073,037  

Money Market Funds

      10,764,840        —        —        10,764,840  
  

 

 

     

 

 

     

 

 

     

 

 

  
   $ 1,755,837,877      $ —      $ —      $ 1,755,837,877  
  

 

 

     

 

 

     

 

 

     

 

 

  

Derivative financial instruments(a)

            

Assets

            

Futures Contracts

    $ 56,605      $                 —      $                 —      $ 56,605  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a)

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

Portfolio Abbreviations — Equity
NVS    Non-Voting Shares

 

 

3