|
|
|
(as revised March 13, 2024) |
|
2023 Prospectus |
| |||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses |
Total Annual Fund Operating Expenses |
Fee Waiver |
Total Annual Fund Operating Expenses After Fee Waiver |
|
|
|
|
( |
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Fund Inception |
(Inception Date: |
|
|
Return Before Taxes |
- |
- |
Return After Taxes on Distributions1 |
- |
- |
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
- |
ICE BofA Long US Treasury Principal STRIPS Index2(Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
- |
|
iShares 25+ Year Treasury STRIPS Bond ETF | ||
|
Year Ended 02/28/23 |
Year Ended 02/28/22 |
Period From 09/22/20(a) to 02/28/21 |
Net asset value, beginning of period |
$20.52 |
$20.61 |
$25.06 |
Net investment income(b) |
0.47 |
0.45 |
0.17 |
Net realized and unrealized loss(c) |
(7.44 ) |
(0.14 ) |
(4.50 ) |
Net increase (decrease) from investment operations |
(6.97 ) |
0.31 |
(4.33 ) |
Distributions from net investment income(d) |
(0.47 ) |
(0.40 ) |
(0.12 ) |
Net asset value, end of period |
$13.08 |
$20.52 |
$20.61 |
Total Return(e) |
|
|
|
Based on net asset value |
(34.23 )% |
1.44 % |
(17.33 )%(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.15 % |
0.15 % |
0.15 %(h) |
Total expenses after fees waived |
0.04 % |
0.04 % |
0.07 %(h) |
Net investment income |
3.17 % |
2.10 % |
1.71 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$281,979 |
$324,196 |
$28,853 |
Portfolio turnover rate(i) |
50 % |
40 % |
36 % |
(a) | |||
(b) | |||
(c) securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) | |||
(e) | |||
(f) | |||
(g) | |||
(h) | |||
(i) |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares 0-3 Month Treasury Bond ETF |
SGOV |
NYSE Arca |
iShares 1-3 Year Treasury Bond ETF |
SHY |
Nasdaq |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
IGSB |
Nasdaq |
iShares 3-7 Year Treasury Bond ETF |
IEI |
Nasdaq |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
IGIB |
Nasdaq |
iShares 7-10 Year Treasury Bond ETF |
IEF |
Nasdaq |
iShares 10+ Year Investment Grade Corporate Bond ETF |
IGLB |
NYSE Arca |
iShares 10-20 Year Treasury Bond ETF |
TLH |
NYSE Arca |
iShares 20+ Year Treasury Bond ETF |
TLT |
Nasdaq |
iShares 25+ Year Treasury STRIPS Bond ETF |
GOVZ |
Cboe BZX |
iShares Agency Bond ETF |
AGZ |
NYSE Arca |
iShares BBB Rated Corporate Bond ETF |
LQDB |
NYSE Arca |
iShares Broad USD Investment Grade Corporate Bond ETF |
USIG |
Nasdaq |
iShares California Muni Bond ETF |
CMF |
NYSE Arca |
iShares Core 5-10 Year USD Bond ETF |
IMTB |
NYSE Arca |
iShares Core 10+ Year USD Bond ETF |
ILTB |
NYSE Arca |
iShares Core U.S. Aggregate Bond ETF |
AGG |
NYSE Arca |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
ELQD |
NYSE Arca |
iShares ESG Advanced Total USD Bond Market ETF |
EUSB |
NYSE Arca |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
SUSB |
Nasdaq |
iShares ESG Aware U.S. Aggregate Bond ETF |
EAGG |
NYSE Arca |
iShares ESG Aware USD Corporate Bond ETF |
SUSC |
Nasdaq |
iShares Government/Credit Bond ETF |
GBF |
NYSE Arca |
iShares High Yield Systematic Bond ETF |
HYDB |
Cboe BZX |
iShares iBoxx $ High Yield Corporate Bond ETF |
HYG |
NYSE Arca |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
LQD |
NYSE Arca |
iShares Intermediate Government/Credit Bond ETF |
GVI |
Cboe BZX |
iShares Investment Grade Systematic Bond ETF |
IGEB |
Cboe BZX |
iShares MBS ETF |
MBB |
Nasdaq |
iShares National Muni Bond ETF |
MUB |
NYSE Arca |
iShares New York Muni Bond ETF |
NYF |
NYSE Arca |
iShares Short-Term National Muni Bond ETF |
SUB |
NYSE Arca |
iShares Short Treasury Bond ETF |
SHV |
Nasdaq |
iShares USD Systematic Bond ETF |
USBF |
Nasdaq |
|
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43 | |
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130 | |
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133 | |
134 | |
134 | |
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135 | |
138 | |
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140 | |
140 | |
147 | |
152 | |
156 | |
167 | |
175 | |
175 |
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Page |
179 | |
186 | |
186 | |
186 | |
188 | |
188 | |
198 | |
200 | |
202 | |
210 | |
210 | |
211 | |
212 | |
212 | |
212 | |
213 | |
214 | |
214 | |
215 | |
215 | |
215 | |
216 | |
216 | |
217 | |
217 | |
218 | |
219 | |
219 | |
221 | |
222 | |
223 | |
224 | |
224 | |
224 | |
225 | |
226 | |
226 |
Diversified Funds |
Non-Diversified Funds |
iShares 0-3 Month Treasury Bond ETF |
iShares BBB Rated Corporate Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares California Muni Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
Diversified Funds |
Non-Diversified Funds |
iShares 3-7 Year Treasury Bond ETF |
iShares New York Muni Bond ETF |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares USD Systematic Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
|
iShares 10-20 Year Treasury Bond ETF |
|
iShares 20+ Year Treasury Bond ETF |
|
iShares 25+ Year Treasury STRIPS Bond ETF |
|
iShares Agency Bond ETF |
|
iShares Broad USD Investment Grade Corporate Bond ETF |
|
iShares Core 5-10 Year USD Bond ETF |
|
iShares Core 10+ Year USD Bond ETF |
|
iShares Core U.S. Aggregate Bond ETF |
|
iShares ESG Advanced Total USD Bond Market ETF |
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
|
iShares ESG Aware USD Corporate Bond ETF |
|
iShares ESG Aware U.S. Aggregate Bond ETF |
|
iShares Government/Credit Bond ETF |
|
iShares High Yield Systematic Bond ETF |
|
iShares iBoxx $ High Yield Corporate Bond ETF |
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
|
iShares Intermediate Government/Credit Bond ETF |
|
iShares Investment Grade Systematic Bond ETF |
|
iShares MBS ETF |
|
iShares National Muni Bond ETF |
|
iShares Short-Term National Muni Bond ETF |
|
iShares Short Treasury Bond ETF |
|
|
|
|
2021-22 |
2022-23 |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
|
|
|
|
|
|
|
Personal Income Tax |
$137.1 |
$122.8 |
$118.2 |
$118.9 |
$127.5 |
$141.8 |
Sales and Use Tax |
$33.0 |
$33.1 |
$33.4 |
$34.4 |
$35.5 |
$36.3 |
Corporation Tax |
$45.1 |
$42.1 |
$42.1 |
$43.4 |
$36.4 |
$26.6 |
Total2 |
$215.3 |
$197.9 |
$193.6 |
$196.7 |
$199.4 |
$204.8 |
Growth |
19.3 % |
-8.1 % |
-2.2 % |
1.6 % |
1.4 % |
2.7 % |
CalPERS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2017-18 |
8.6 % |
2018-19 |
6.7 % |
2019-20 |
4.7 % |
2020-21 |
21.3 % |
2021-22 |
-6.1 % |
CalSTRS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2017-18 |
9.0 % |
2018-19 |
6.8 % |
2019-20 |
3.9 % |
2020-21 |
27.2 % |
2021-22 |
-1.3 % |
|
|
May Revision | |
|
Revised 2022-232 |
Revised 2023-242 |
Percent Change |
Prior-year General Fund balance |
$55,462 |
$24,119 |
(56.6 )% |
Revenues and transfers |
205,129 |
209,054 |
1.9 % |
Expenditures |
(236,472 ) |
(224,101 )) |
(5.2 )% |
Ending General Fund Balance |
$24,119 |
$9,072 |
|
Encumbrances |
(5,272 ) |
(5,272 ) |
|
SFEU balance |
$18,847 |
$3,800 |
|
BSA balance |
$22,252 |
$22,252 |
|
Safety Net Reserve |
$900 |
$450 |
|
Public School System Stabilization Account |
$9,936 |
$10,684 |
|
Moody’s |
S&P |
Fitch |
Aa2 |
AA- |
AA |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President of BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Stephen Cohen2 (1975) |
Trustee (since 2024). |
Senior Managing Director, Head of Global Product Solutions of BlackRock, Inc. (since 2024); Senior Managing Director, Head of Europe, Middle East and Africa Regions of BlackRock, Inc. (2021-2024); Head of iShares Index and Wealth in EMEA of BlackRock, Inc. (2017-2021); Global Head of Fixed Income Indexing of BlackRock, Inc. (2016-2017); Chief Investment Strategist for International Fixed Income and iShares of BlackRock, Inc. (2011- 2015). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Director of WellBe Senior Medical (since 2023); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001- 2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jessica Tan (1980) |
President (since 2024). |
Managing Director of BlackRock, Inc. (since 2015); Head of Global Product Solutions, Americas of BlackRock, Inc. (since 2024) and Head of Sustainable and Transition Solutions of BlackRock, Inc. (2022-2024); Global Head of Corporate Strategy of BlackRock, Inc. (2019-2022); Chief of Staff to the CEO of BlackRock, Inc. (2017-2019). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021). |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014-2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director of BlackRock, Inc. (since 2023); Director of BlackRock, Inc. (2018-2022). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director of BlackRock, Inc. (since 2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering of BlackRock, Inc. (since 2021); Co-Head of EII’s Americas Portfolio Engineering of BlackRock, Inc. (2020-2021); Head of Developed Markets Portfolio Engineering of BlackRock, Inc. (2016- 2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director of BlackRock, Inc. (since 2009); Co-Head of Index Equity of BlackRock, Inc. (since 2022). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director of BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management of BlackRock, Inc. (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,747 |
$5,665 |
$5,198 |
$2,584 |
Richard L. Fagnani |
1,747 |
5,665 |
5,198 |
2,584 |
Cecilia H. Herbert |
1,787 |
5,796 |
5,318 |
2,644 |
John E. Kerrigan |
1,921 |
6,229 |
5,716 |
2,842 |
Drew E. Lawton |
1,691 |
5,483 |
5,032 |
2,502 |
John E. Martinez |
1,691 |
5,483 |
5,032 |
2,502 |
Madhav V. Rajan |
1,691 |
5,483 |
5,032 |
2,502 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,371 |
$4,946 |
$326 |
$1,782 |
Richard L. Fagnani |
2,371 |
4,946 |
326 |
1,782 |
Cecilia H. Herbert |
2,426 |
5,061 |
334 |
1,823 |
John E. Kerrigan |
2,608 |
5,439 |
359 |
1,959 |
Drew E. Lawton |
2,295 |
4,788 |
316 |
1,725 |
John E. Martinez |
2,295 |
4,788 |
316 |
1,725 |
Madhav V. Rajan |
2,295 |
4,788 |
316 |
1,725 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$6,519 |
$61 |
$148 |
$5 |
Richard L. Fagnani |
6,519 |
61 |
148 |
5 |
Cecilia H. Herbert |
6,670 |
62 |
151 |
5 |
John E. Kerrigan |
7,169 |
67 |
162 |
6 |
Drew E. Lawton |
6,310 |
59 |
143 |
5 |
John E. Martinez |
6,310 |
59 |
143 |
5 |
Madhav V. Rajan |
6,310 |
59 |
143 |
5 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,761 |
$416 |
$35 |
$73 |
Richard L. Fagnani |
1,761 |
416 |
35 |
73 |
Cecilia H. Herbert |
1,802 |
426 |
36 |
74 |
John E. Kerrigan |
1,937 |
458 |
39 |
80 |
Drew E. Lawton |
1,705 |
403 |
34 |
70 |
John E. Martinez |
1,705 |
403 |
34 |
70 |
Madhav V. Rajan |
1,705 |
403 |
34 |
70 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$18,435 |
$3 |
$123 |
$194 |
Richard L. Fagnani |
18,435 |
3 |
123 |
194 |
Cecilia H. Herbert |
18,861 |
3 |
126 |
199 |
John E. Kerrigan |
20,272 |
3 |
135 |
214 |
Drew E. Lawton |
17,844 |
2 |
119 |
188 |
John E. Martinez |
17,844 |
2 |
119 |
188 |
Madhav V. Rajan |
17,844 |
2 |
119 |
188 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Systematic Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$513 |
$245 |
$33 |
$29 |
Richard L. Fagnani |
513 |
245 |
33 |
29 |
Cecilia H. Herbert |
524 |
251 |
34 |
30 |
John E. Kerrigan |
564 |
270 |
37 |
32 |
Drew E. Lawton |
496 |
237 |
32 |
28 |
John E. Martinez |
496 |
237 |
32 |
28 |
Madhav V. Rajan |
496 |
237 |
32 |
28 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Systematic Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,664 |
$7,012 |
$530 |
$51 |
Richard L. Fagnani |
2,664 |
7,012 |
530 |
51 |
Cecilia H. Herbert |
2,725 |
7,174 |
542 |
52 |
John E. Kerrigan |
2,929 |
7,710 |
582 |
56 |
Drew E. Lawton |
2,578 |
6,787 |
513 |
49 |
John E. Martinez |
2,578 |
6,787 |
513 |
49 |
Madhav V. Rajan |
2,578 |
6,787 |
513 |
49 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares MBS ETF |
iShares National Muni Bond ETF |
iShares New York Muni Bond ETF |
iShares Short-Term National Muni Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5,319 |
$6,767 |
$117 |
$2,256 |
Richard L. Fagnani |
5,319 |
6,767 |
117 |
2,256 |
Cecilia H. Herbert |
5,442 |
6,924 |
120 |
2,309 |
John E. Kerrigan |
5,849 |
7,441 |
128 |
2,481 |
Drew E. Lawton |
5,149 |
6,550 |
113 |
2,184 |
John E. Martinez |
5,149 |
6,550 |
113 |
2,184 |
Madhav V. Rajan |
5,149 |
6,550 |
113 |
2,184 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares Short Treasury Bond ETF |
iShares USD Systematic Bond ETF |
Independent Trustees: |
|
|
|
|
|
Jane D. Carlin |
$5,108 |
$3 |
Richard L. Fagnani |
5,108 |
3 |
Cecilia H. Herbert |
5,227 |
3 |
John E. Kerrigan |
5,617 |
3 |
Drew E. Lawton |
4,945 |
3 |
John E. Martinez |
4,945 |
3 |
Madhav V. Rajan |
4,945 |
3 |
|
|
|
Interested Trustees: |
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Salim Ramji1 |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares 0-3 Month Treasury Bond ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
17.49 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.84 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.84 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.66 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.88 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.10 % |
|
|
|
iShares 1-3 Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.19 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.71 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.88 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.55 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.23 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.01 % |
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.12 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
13.32 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.36 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.09 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.22 % |
|
|
|
iShares 3-7 Year Treasury Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.45 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.29 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
8.17 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.07 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.76 % |
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.30 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
11.77 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.14 % |
Fund |
Name |
Percentage of Ownership |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.63 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.37 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.18 % |
|
|
|
iShares 7-10 Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.79 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.51 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.34 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.47 % |
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
21.52 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.24 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.68 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
7.42 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
7.00 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.83 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.57 % |
|
|
|
iShares 10-20 Year Treasury Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
22.08 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.11 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.71 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.96 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
7.67 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.13 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.52 % |
|
|
|
iShares 20+ Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
30.65 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
20.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.47 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.19 % |
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
45.61 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
12.20 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.68 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.53 % |
|
|
|
iShares Agency Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.53 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.69 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.72 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
6.32 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.40 % |
|
|
|
iShares BBB Rated Corporate Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
83.33 % |
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
24.56 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
17.13 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
9.43 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.79 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.59 % |
|
|
|
iShares California Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
44.06 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.60 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.74 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.01 % |
|
|
|
iShares Core 5-10 Year USD Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
58.53 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.18 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
10.01 % |
|
|
|
iShares Core 10+ Year USD Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.29 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
17.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.50 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.77 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.63 % |
|
|
|
iShares Core U.S. Aggregate Bond ETF |
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.71 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.61 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.06 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.57 % |
Fund |
Name |
Percentage of Ownership |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.51 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.48 % |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
87.33 % |
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
32.44 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
27.05 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.51 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.68 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.42 % |
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
25.10 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.46 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
13.03 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.30 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
6.07 % |
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
26.84 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.80 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.83 % |
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.71 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
23.54 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.62 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.39 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.66 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.27 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.22 % |
|
|
|
iShares Government/Credit Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.75 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.63 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
16.47 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.87 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
6.75 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares High Yield Systematic Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
35.75 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.74 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.09 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
6.63 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.82 % |
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.54 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
16.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.51 % |
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
9.56 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
8.77 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.37 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.13 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.27 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.29 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.14 % |
|
|
|
iShares Intermediate Government/Credit Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.47 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.17 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.49 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
6.04 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
5.44 % |
|
|
|
iShares Investment Grade Systematic Bond ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
33.44 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
24.48 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
14.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.75 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.37 % |
|
|
|
iShares MBS ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
22.13 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.29 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
7.87 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.59 % |
Fund |
Name |
Percentage of Ownership |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
6.30 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.56 % |
|
|
|
iShares National Muni Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.26 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.67 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.39 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.34 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.25 % |
|
|
|
iShares New York Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
21.97 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.41 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.40 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.86 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.11 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.51 % |
|
|
|
iShares Short-Term National Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
20.42 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.49 % |
|
The Bank of New York Mellon/Wealth Management One Wall Street New York, NY 10005 |
9.66 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.96 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.53 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.40 % |
|
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
5.08 % |
|
|
|
iShares Short Treasury Bond ETF |
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
21.79 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.52 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.27 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.32 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.54 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.42 % |
|
|
|
iShares USD Systematic Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
98.27 % |
|
|
|
Fund |
Management Fee |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2021 |
iShares 0-3 Month Treasury Bond ETF1 |
0.04% |
05/26/20 |
$1,681,624 |
$219,282 |
$162,126 |
iShares 1-3 Year Treasury Bond ETF |
0.15% |
07/22/02 |
38,927,762 |
29,945,144 |
32,106,936 |
iShares 1-5 Year Investment Grade Corporate Bond ETF2 |
0.05% |
01/05/07 |
11,544,984 |
13,551,064 |
10,705,449 |
iShares 3-7 Year Treasury Bond ETF |
0.15% |
01/05/07 |
17,295,366 |
16,244,679 |
17,168,658 |
iShares 5-10 Year Investment Grade Corporate Bond ETF3 |
0.05% |
01/05/07 |
5,269,012 |
6,406,219 |
5,827,292 |
iShares 7-10 Year Treasury Bond ETF |
0.15% |
07/22/02 |
31,344,908 |
22,158,598 |
28,670,072 |
iShares 10+ Year Investment Grade Corporate Bond ETF4 |
0.05% |
12/08/09 |
776,844 |
1,386,564 |
1,169,310 |
iShares 10-20 Year Treasury Bond ETF |
0.15% |
01/05/07 |
6,561,022 |
2,050,536 |
1,958,386 |
iShares 20+ Year Treasury Bond ETF |
0.15% |
07/22/02 |
35,618,839 |
23,523,424 |
27,770,333 |
iShares 25+ Year Treasury STRIPS Bond ETF5 |
0.04% |
09/22/20 |
119,477 |
122,500 |
4,960 |
iShares Agency Bond ETF |
0.20% |
11/05/08 |
1,252,551 |
1,579,828 |
1,610,512 |
iShares BBB Rated Corporate Bond ETF |
0.15% |
05/18/21 |
67,924 |
89,307 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF6 |
0.04% |
01/05/07 |
2,774,655 |
2,574,479 |
3,098,584 |
iShares California Muni Bond ETF7 |
0.25% |
10/04/07 |
4,607,963 |
4,634,842 |
3,911,631 |
iShares Core 5-10 Year USD Bond ETF8 |
0.05% |
11/01/16 |
57,708 |
62,677 |
57,076 |
iShares Core 10+ Year USD Bond ETF |
0.06% |
12/08/09 |
168,231 |
232,367 |
241,944 |
iShares Core U.S. Aggregate Bond ETF9,10 |
0.03% |
09/22/03 |
21,767,151 |
28,768,959 |
26,526,094 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
0.18% |
11/08/21 |
27,715 |
10,689 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF11 |
0.11% |
06/23/20 |
877,840 |
463,035 |
71,650 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
0.12% |
07/11/17 |
1,139,234 |
1,152,913 |
468,841 |
iShares ESG Aware U.S. Aggregate Bond ETF12 |
0.09% |
10/18/18 |
1,956,167 |
1,330,990 |
437,376 |
iShares ESG Aware USD Corporate Bond ETF |
0.18% |
07/11/17 |
1,657,303 |
1,509,984 |
823,272 |
iShares Government/Credit Bond ETF |
0.20% |
01/05/07 |
484,135 |
689,717 |
444,376 |
iShares High Yield Systematic Bond ETF |
0.35% |
07/11/17 |
437,996 |
516,377 |
144,014 |
iShares iBoxx $ High Yield Corporate Bond ETF |
0.49% |
04/04/07 |
73,274,146 |
97,173,850 |
118,223,615 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
0.14% |
07/22/02 |
48,580,938 |
55,071,034 |
72,561,952 |
iShares Intermediate Government/Credit Bond ETF |
0.20% |
01/05/07 |
4,939,299 |
4,912,048 |
4,506,647 |
iShares Investment Grade Systematic Bond ETF |
0.18% |
07/11/17 |
306,093 |
292,204 |
256,032 |
iShares MBS ETF13,14 |
0.03% |
03/13/07 |
6,958,456 |
10,387,393 |
10,391,914 |
iShares National Muni Bond ETF15, 16 |
0.07% |
09/07/07 |
20,030,561 |
16,265,453 |
12,577,499 |
iShares New York Muni Bond ETF |
0.25% |
10/04/07 |
1,325,245 |
1,329,048 |
1,176,607 |
iShares Short-Term National Muni Bond ETF |
0.07% |
11/05/08 |
6,383,302 |
4,024,798 |
2,497,984 |
iShares Short Treasury Bond ETF17,18 |
0.14% |
01/05/07 |
28,757,510 |
21,461,175 |
31,357,144 |
Fund |
Management Fee |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2021 |
iShares USD Systematic Bond ETF19 |
0.16% |
10/12/21 |
26,950 |
11,968 |
N/A |
James Mauro |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
86 |
$189,451,000,000 |
Other Pooled Investment Vehicles |
9 |
34,510,000,000 |
Other Accounts |
5 |
5,793,000,000 |
Scott Radell* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
12 |
$24,029,000,000 |
Other Pooled Investment Vehicles |
54 |
41,217,000,000 |
Other Accounts |
7 |
4,983,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
80 |
$183,837,000,000 |
Other Pooled Investment Vehicles |
14 |
3,000,000,000 |
Other Accounts |
7 |
4,124,000,000 |
Jeff Rosenberg* (as of October 31, 2023) |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
2 |
$14,632,000,000 |
Other Pooled Investment Vehicles |
8 |
290,000,000 |
Other Accounts |
3 |
269,000,000 |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Scott Radell* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
2 |
$101,000,000 |
Other Accounts |
2 |
677,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
3 |
$1,055,000,000 |
Other Accounts |
3 |
1,289,000,000 |
Jeff Rosenberg* (as of October 31, 2023) |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
|
|
X |
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
|
|
X |
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
|
|
X |
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
|
|
|
X |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Scott Radell |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
|
X |
|
|
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
Scott Radell |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Jeff Rosenberg (as of October 31, 2023) |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
Jeff Rosenberg (as of October 31, 2023) |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2023 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2021 |
iShares 0-3 Month Treasury Bond ETF |
05/26/20 |
$33,753 |
$29,235 |
$18,453 |
iShares 1-3 Year Treasury Bond ETF |
07/22/02 |
318,726 |
260,406 |
293,086 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
01/05/07 |
260,692 |
320,682 |
259,137 |
iShares 3-7 Year Treasury Bond ETF |
01/05/07 |
148,312 |
144,480 |
157,721 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
01/05/07 |
125,549 |
158,762 |
147,375 |
iShares 7-10 Year Treasury Bond ETF |
07/22/02 |
265,444 |
194,148 |
259,581 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
12/08/09 |
27,134 |
40,685 |
36,954 |
iShares 10-20 Year Treasury Bond ETF |
01/05/07 |
63,191 |
27,979 |
28,196 |
iShares 20+ Year Treasury Bond ETF |
07/22/02 |
305,160 |
205,197 |
251,775 |
iShares 25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
17,909 |
19,909 |
8,110 |
iShares Agency Bond ETF |
11/05/08 |
20,093 |
24,769 |
25,162 |
iShares BBB Rated Corporate Bond ETF |
05/18/21 |
16,195 |
15,202 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF |
01/05/07 |
94,286 |
91,883 |
81,315 |
iShares California Muni Bond ETF |
10/04/07 |
25,387 |
31,846 |
30,586 |
iShares Core 5-10 Year USD Bond ETF |
11/01/16 |
70,003 |
73,663 |
53,340 |
iShares Core 10+ Year USD Bond ETF |
12/08/09 |
20,028 |
23,556 |
24,041 |
iShares Core U.S. Aggregate Bond ETF |
09/22/03 |
1,081,184 |
1,266,564 |
1,101,230 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
11/08/21 |
16,453 |
7,400 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF |
06/23/20 |
63,334 |
57,688 |
34,188 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
07/11/17 |
23,630 |
26,903 |
21,850 |
iShares ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
65,857 |
54,796 |
27,685 |
iShares ESG Aware USD Corporate Bond ETF |
07/11/17 |
25,609 |
26,579 |
23,974 |
iShares Government/Credit Bond ETF |
01/05/07 |
18,475 |
21,142 |
21,031 |
iShares High Yield Systematic Bond ETF |
07/11/17 |
17,356 |
19,666 |
18,621 |
iShares iBoxx $ High Yield Corporate Bond ETF |
04/04/07 |
164,562 |
268,125 |
327,838 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
07/22/02 |
391,646 |
509,691 |
681,410 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2023 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2021 |
iShares Intermediate Government/Credit Bond ETF |
01/05/07 |
40,685 |
42,013 |
40,864 |
iShares Investment Grade Systematic Bond ETF |
07/11/17 |
19,699 |
20,499 |
23,273 |
iShares MBS ETF |
03/13/07 |
810,898 |
821,939 |
366,128 |
iShares National Muni Bond ETF |
09/07/07 |
364,205 |
304,972 |
248,725 |
iShares New York Muni Bond ETF |
10/04/07 |
19,499 |
21,496 |
21,220 |
iShares Short-Term National Muni Bond ETF |
11/05/08 |
133,185 |
101,382 |
63,452 |
iShares Short Treasury Bond ETF |
01/05/07 |
127,571 |
199,139 |
262,116 |
iShares USD Systematic Bond ETF |
10/12/21 |
41,170 |
20,052 |
N/A |
Fund |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Gross income from securities lending activities |
$11,569,818 |
$3,520,324 |
$38,254,307 |
$79,255 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Securities lending income paid to BTC for services as securities lending agent |
188,332 |
139,170 |
993,573 |
4,112 |
Cash collateral management expenses not included in securities lending income paid to BTC |
151,670 |
99,479 |
564,146 |
3,094 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
10,235,366 |
2,569,832 |
32,015,179 |
51,025 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$10,575,368 |
$2,808,481 |
$33,572,898 |
$58,231 |
Net income from securities lending activities |
$994,450 |
$711,843 |
$4,681,409 |
$21,024 |
Fund |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Gross income from securities lending activities |
$28,404,974 |
$743,146 |
$2,821,535 |
$854,465 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
663,123 |
23,668 |
81,538 |
45,101 |
Fund |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
429,097 |
15,201 |
44,130 |
8,419 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
24,189,356 |
578,445 |
2,312,665 |
539,767 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$25,281,576 |
$617,314 |
$2,438,333 |
$593,287 |
Net income from securities lending activities |
$3,123,398 |
$125,832 |
$383,202 |
$261,178 |
Fund |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Gross income from securities lending activities |
$1,425,275 |
$169 |
$91,764 |
$56,357 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
91,484 |
3 |
5,711 |
1,447 |
Cash collateral management expenses not included in securities lending income paid to BTC |
15,051 |
6 |
1,261 |
917 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
790,414 |
138 |
57,968 |
47,165 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$896,949 |
$147 |
$64,940 |
$49,529 |
Net income from securities lending activities |
$528,326 |
$22 |
$26,824 |
$6,828 |
Fund |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Gross income from securities lending activities |
$17,001,081 |
N/A |
$42,836 |
$121,013 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
443,843 |
N/A |
2,509 |
7,926 |
Cash collateral management expenses not included in securities lending income paid to BTC |
247,695 |
N/A |
722 |
1,679 |
Administrative fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Rebates (paid to borrowers) |
14,221,603 |
N/A |
27,567 |
73,144 |
Fund |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Other fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$14,913,141 |
N/A |
$30,798 |
$82,749 |
Net income from securities lending activities |
$2,087,940 |
N/A |
$12,038 |
$38,264 |
Fund |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware1-5 Year USD Corporate Bond ETF |
Gross income from securities lending activities |
$18,903,121 |
$10,480 |
$290,703 |
$902,596 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
687,617 |
56 |
12,452 |
18,413 |
Cash collateral management expenses not included in securities lending income paid to BTC |
359,872 |
139 |
5,304 |
13,519 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
14,427,788 |
9,806 |
211,346 |
783,216 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$15,475,277 |
$10,001 |
$229,102 |
$815,148 |
Fund |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware1-5 Year USD Corporate Bond ETF |
Net income from securities lending activities |
$3,427,844 |
$479 |
$61,601 |
$87,448 |
Fund |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Systematic Bond ETF |
Gross income from securities lending activities |
$280,901 |
$1,349,994 |
$57,328 |
$643,195 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
9,231 |
32,307 |
2,816 |
37,601 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,596 |
19,060 |
1,297 |
8,513 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
216,802 |
1,147,088 |
39,807 |
420,180 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$231,629 |
$1,198,455 |
$43,920 |
$466,294 |
Fund |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Systematic Bond ETF |
Net income from securities lending activities |
$49,272 |
$151,539 |
$13,408 |
$176,901 |
Fund |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Systematic Bond ETF |
Gross income from securities lending activities |
$88,243,703 |
$66,633,732 |
$768,649 |
$176,232 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,595,569 |
1,434,596 |
30,350 |
3,625 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,284,899 |
971,795 |
14,201 |
2,426 |
Fund |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Systematic Bond ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
66,451,902 |
57,419,795 |
576,175 |
153,049 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$71,332,370 |
$59,826,186 |
$620,726 |
$159,100 |
Net income from securities lending activities |
$16,911,333 |
$6,807,546 |
$147,923 |
$17,132 |
Fund |
iShares MBS ETF |
iShares National Muni Bond ETF |
iShares New York Muni Bond ETF |
iShares Short-Term National Muni Bond ETF |
Gross income from securities lending activities |
N/A |
N/A |
N/A |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
N/A |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Indemnification fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Rebates (paid to borrowers) |
N/A |
N/A |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Aggregate fees/compensation for securities lending activities |
N/A |
N/A |
N/A |
N/A |
Net income from securities lending activities |
N/A |
N/A |
N/A |
N/A |
Fund |
iShares Short Treasury Bond ETF |
iShares USD Systematic Bond ETF |
Gross income from securities lending activities |
$27,383,891 |
$3,955 |
Fees and/or compensation for securities lending activities and related services |
|
|
Fund |
iShares Short Treasury Bond ETF |
iShares USD Systematic Bond ETF |
Securities lending income paid to BTC for services as securities lending agent |
561,346 |
147 |
Cash collateral management expenses not included in securities lending income paid to BTC |
456,441 |
66 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
Rebates (paid to borrowers) |
23,464,170 |
2,935 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$24,481,957 |
$3,148 |
Net income from securities lending activities |
$2,901,934 |
$807 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2021 |
iShares 0-3 Month Treasury Bond ETF |
05/26/20 |
$0 |
$0 |
$0 |
iShares 1-3 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2021 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 3-7 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 7-10 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
12/08/09 |
0 |
0 |
0 |
iShares 10-20 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 20+ Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
0 |
0 |
0 |
iShares Agency Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares BBB Rated Corporate Bond ETF |
05/18/21 |
0 |
0 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares California Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares Core 5-10 Year USD Bond ETF |
11/01/16 |
0 |
5 |
4 |
iShares Core 10+ Year USD Bond ETF |
12/08/09 |
0 |
0 |
0 |
iShares Core U.S. Aggregate Bond ETF |
09/22/03 |
0 |
0 |
0 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
11/08/21 |
0 |
0 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF |
06/23/20 |
0 |
0 |
0 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
0 |
0 |
0 |
iShares ESG Aware USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares Government/Credit Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares High Yield Systematic Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares iBoxx $ High Yield Corporate Bond ETF |
04/04/07 |
0 |
7,819 |
5,494 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares Intermediate Government/Credit Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares Investment Grade Systematic Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares MBS ETF |
03/13/07 |
0 |
0 |
0 |
iShares National Muni Bond ETF |
09/07/07 |
0 |
0 |
0 |
iShares New York Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares Short-Term National Muni Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares Short Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares USD Systematic Bond ETF |
10/12/21 |
169 |
41 |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$665,530,448 |
Fund |
Issuer |
Market Value of Investment |
|
JPMorgan Chase & Co. |
622,670,399 |
|
Morgan Stanley |
521,060,315 |
|
Citigroup, Inc. |
426,163,007 |
|
Goldman Sachs Group Inc. (The) |
396,934,047 |
|
Wells Fargo & Co. |
390,544,455 |
|
Royal Bank of Canada |
190,030,317 |
|
Barclays PLC |
156,989,312 |
|
Bank of New York Mellon Corp. (The) |
142,032,475 |
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$ 265,813,836 |
|
JPMorgan Chase & Co. |
244,351,603 |
|
Morgan Stanley |
172,590,954 |
|
Citigroup, Inc. |
171,351,785 |
|
Goldman Sachs Group Inc. (The) |
128,397,577 |
|
Wells Fargo & Co. |
96,981,847 |
|
Barclays PLC |
61,781,277 |
|
BNP Paribas SA |
52,399,339 |
|
Bank of New York Mellon Corp. (The) |
40,166,607 |
|
Royal Bank of Canada |
20,433,416 |
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$19,876,738 |
|
JPMorgan Chase & Co. |
18,888,123 |
|
Wells Fargo & Co. |
15,792,951 |
|
Goldman Sachs Group Inc. (The) |
15,045,564 |
|
Citigroup, Inc. |
10,887,177 |
|
Morgan Stanley |
9,480,257 |
|
Barclays PLC |
2,989,180 |
|
|
|
iShares BBB Rated Corporate Bond ETF |
Barclays PLC |
$371,720 |
|
Citigroup, Inc. |
266,626 |
|
Goldman Sachs Group Inc. (The) |
169,065 |
|
Deutsche Bank AG |
134,324 |
|
Morgan Stanley |
81,102 |
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$175,125,160 |
|
JPMorgan Chase & Co. |
160,444,992 |
|
Morgan Stanley |
119,086,197 |
|
Citigroup, Inc. |
106,895,982 |
|
Goldman Sachs Group Inc. (The) |
100,823,376 |
|
Wells Fargo & Co. |
89,059,903 |
|
Barclays PLC |
37,725,985 |
|
Bank of New York Mellon Corp. (The) |
27,005,804 |
|
Deutsche Bank AG |
23,429,817 |
|
|
|
iShares Core 5-10 Year USD Bond ETF |
Bank of America Corp. |
$641,867 |
|
JPMorgan Chase & Co. |
604,525 |
|
Morgan Stanley |
462,867 |
Fund |
Issuer |
Market Value of Investment |
|
Citigroup, Inc. |
456,400 |
|
Goldman Sachs Group Inc. (The) |
354,373 |
|
Wells Fargo & Co. |
247,619 |
|
Barclays PLC |
209,273 |
|
Nomura Holdings Inc. |
98,556 |
|
|
|
iShares Core 10+ Year USD Bond ETF |
Bank of America Corp. |
$2,170,460 |
|
JPMorgan Chase & Co. |
1,973,922 |
|
Goldman Sachs Group Inc. (The) |
1,659,850 |
|
Citigroup, Inc. |
1,179,062 |
|
Morgan Stanley |
1,042,413 |
|
HSBC Holdings PLC |
578,476 |
|
Barclays PLC |
285,262 |
|
|
|
iShares Core U.S. Aggregate Bond ETF |
Bank of America Corp. |
$ 569,377,080 |
|
JPMorgan Chase & Co. |
528,818,121 |
|
Morgan Stanley |
380,436,143 |
|
Citigroup, Inc. |
352,499,270 |
|
Goldman Sachs Group Inc. (The) |
341,181,339 |
|
Wells Fargo & Co. |
302,226,359 |
|
Barclays PLC |
119,307,599 |
|
Royal Bank of Canada |
89,783,623 |
|
Nomura Holdings Inc. |
48,625,496 |
|
Credit Suisse Group AG |
18,602,731 |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
Citigroup, Inc. |
$291,145 |
|
Morgan Stanley |
290,872 |
|
Goldman Sachs Group Inc. (The) |
264,766 |
|
JPMorgan Chase & Co. |
259,809 |
|
Bank of America Corp. |
251,210 |
|
Barclays PLC |
195,979 |
|
Bank of New York Mellon Corp. (The) |
13,383 |
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
Morgan Stanley |
$6,245,608 |
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Morgan Stanley |
$29,581,724 |
|
Bank of America Corp. |
26,281,343 |
|
JPMorgan Chase & Co. |
18,957,323 |
|
Citigroup, Inc. |
17,542,602 |
|
Goldman Sachs Group Inc. (The) |
14,327,129 |
|
Deutsche Bank AG |
8,486,073 |
|
Barclays PLC |
7,987,553 |
|
Royal Bank of Canada |
5,684,711 |
|
Bank of New York Mellon Corp. (The) |
5,151,015 |
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
Bank of America Corp. |
$10,170,164 |
|
Morgan Stanley |
9,088,961 |
Fund |
Issuer |
Market Value of Investment |
|
JPMorgan Chase & Co. |
8,706,374 |
|
Citigroup, Inc. |
7,070,210 |
|
Goldman Sachs Group Inc. (The) |
6,808,476 |
|
Barclays PLC |
4,018,812 |
|
Wells Fargo & Co. |
2,554,460 |
|
Nomura Holdings Inc. |
1,214,567 |
|
Credit Suisse Group AG |
1,187,675 |
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
Bank of America Corp. |
$18,290,998 |
|
JPMorgan Chase & Co. |
17,463,735 |
|
Morgan Stanley |
17,156,754 |
|
Goldman Sachs Group Inc. (The) |
12,191,645 |
|
Bank of New York Mellon Corp. (The) |
12,167,034 |
|
Citigroup, Inc. |
12,015,691 |
|
Wells Fargo & Co. |
6,722,636 |
|
Barclays PLC |
6,571,726 |
|
Royal Bank of Canada |
1,559,296 |
|
|
|
iShares Government/Credit Bond ETF |
Bank of America Corp. |
$1,299,474 |
|
JPMorgan Chase & Co. |
987,798 |
|
Morgan Stanley |
935,877 |
|
HSBC Holdings PLC |
763,037 |
|
Wells Fargo & Co. |
732,700 |
|
Citigroup, Inc. |
713,983 |
|
Goldman Sachs Group Inc. (The) |
602,801 |
|
Royal Bank of Canada |
173,984 |
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
JPMorgan Chase & Co. |
$ 1,009,275,651 |
|
Bank of America Corp. |
988,136,522 |
|
Goldman Sachs Group Inc. (The) |
776,978,217 |
|
Morgan Stanley |
742,299,768 |
|
Citigroup, Inc. |
735,761,634 |
|
Wells Fargo & Co. |
701,349,763 |
|
HSBC Holdings PLC |
505,598,848 |
|
Barclays PLC |
223,215,826 |
|
Deutsche Bank AG |
57,702,320 |
|
Bank of New York Mellon Corp. (The) |
38,507,074 |
|
|
|
iShares Intermediate Government/Credit Bond ETF |
Bank of America Corp. |
$25,854,392 |
|
JPMorgan Chase & Co. |
22,772,654 |
|
Morgan Stanley |
17,867,651 |
|
Citigroup, Inc. |
16,204,228 |
|
Goldman Sachs Group Inc. (The) |
13,768,208 |
|
HSBC Holdings PLC |
12,034,163 |
|
Royal Bank of Canada |
4,695,523 |
|
|
|
Fund |
Issuer |
Market Value of Investment |
iShares Investment Grade Systematic Bond ETF |
Bank of America Corp. |
$7,680,929 |
|
JPMorgan Chase & Co. |
6,890,842 |
|
Morgan Stanley |
4,610,988 |
|
Goldman Sachs Group Inc. (The) |
1,549,614 |
|
Citigroup, Inc. |
1,408,655 |
|
Bank of New York Mellon Corp. (The) |
1,233,034 |
|
|
|
iShares USD Systematic Bond ETF |
JPMorgan Chase & Co. |
$173,459 |
|
Bank of America Corp. |
145,526 |
|
Morgan Stanley |
123,905 |
|
Wells Fargo & Co. |
74,533 |
|
Citigroup, Inc. |
72,711 |
|
Goldman Sachs Group Inc. (The) |
67,029 |
|
Bank of New York Mellon Corp. (The) |
42,545 |
|
|
|
Fund |
Fiscal Year Ended February 28, 2023 |
Fiscal Year Ended February 28, 2022 |
iShares 0-3 Month Treasury Bond ETF |
0% |
0% |
iShares 1-3 Year Treasury Bond ETF |
73% |
148% |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
26% |
30% |
iShares 3-7 Year Treasury Bond ETF |
36% |
62% |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
24% |
27% |
iShares 7-10 Year Treasury Bond ETF |
53% |
114% |
iShares 10+ Year Investment Grade Corporate Bond ETF |
9% |
9% |
iShares 10-20 Year Treasury Bond ETF |
56% |
114% |
iShares 20+ Year Treasury Bond ETF |
22% |
43% |
Fund |
Fiscal Year Ended February 28, 2023 |
Fiscal Year Ended February 28, 2022 |
iShares 25+ Year Treasury STRIPS Bond ETF |
50% |
40% |
iShares Agency Bond ETF |
92% |
146% |
iShares BBB Rated Corporate Bond ETF |
10% |
19%1,2 |
iShares Broad USD Investment Grade Corporate Bond ETF |
11% |
12% |
iShares California Muni Bond ETF |
17% |
8% |
iShares Core 5-10 Year USD Bond ETF9 |
335% |
279% |
iShares Core 10+ Year USD Bond ETF |
10% |
15% |
iShares Core U.S. Aggregate Bond ETF9 |
104% |
163% |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
35% |
7%3,4 |
iShares ESG Advanced Total USD Bond Market ETF9 |
167% |
243% |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
30% |
37% |
iShares ESG Aware U.S. Aggregate Bond ETF9 |
158% |
234% |
iShares ESG Aware USD Corporate Bond ETF |
23% |
17% |
iShares Government/Credit Bond ETF |
17% |
21% |
iShares High Yield Systematic Bond ETF |
60% |
67% |
iShares iBoxx $ High Yield Corporate Bond ETF |
31% |
19% |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
27% |
14% |
iShares Intermediate Government/Credit Bond ETF |
22% |
30% |
iShares Investment Grade Systematic Bond ETF |
87% |
59% |
iShares MBS ETF9 |
249%5 |
349% |
iShares National Muni Bond ETF |
20% |
9% |
iShares New York Muni Bond ETF |
12% |
8% |
iShares Short-Term National Muni Bond ETF |
26% |
16% |
iShares Short Treasury Bond ETF |
107% |
86% |
iShares USD Systematic Bond ETF9 |
519%8 |
243%6,7 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.) |
iShares 0-3 Month Treasury Bond ETF |
50,000 |
$5,027,781.45 |
iShares 1-3 Year Treasury Bond ETF |
100,000 |
8,211,093.00 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
50,000 |
2,520,477.85 |
iShares 3-7 Year Treasury Bond ETF |
100,000 |
11,753,352.50 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
50,000 |
2,554,255.70 |
iShares 7-10 Year Treasury Bond ETF |
100,000 |
9,905,120.70 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
100,000 |
5,218,439.50 |
iShares 10-20 Year Treasury Bond ETF |
100,000 |
11,403,078.00 |
iShares 20+ Year Treasury Bond ETF |
100,000 |
10,612,519.40 |
iShares 25+ Year Treasury STRIPS Bond ETF |
50,000 |
687,674.70 |
iShares Agency Bond ETF |
50,000 |
5,406,667.85 |
iShares BBB Rated Corporate Bond ETF |
50,000 |
4,252,025.05 |
iShares Broad USD Investment Grade Corporate Bond ETF |
50,000 |
2,527,921.80 |
iShares California Muni Bond ETF |
50,000 |
2,862,116.80 |
iShares Core 5-10 Year USD Bond ETF |
100,000 |
4,373,602.10 |
iShares Core 10+ Year USD Bond ETF |
50,000 |
2,673,911.65 |
iShares Core U.S. Aggregate Bond ETF |
100,000 |
9,955,972.60 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
50,000 |
4,094,330.40 |
iShares ESG Advanced Total USD Bond Market ETF |
100,000 |
4,313,337.00 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
50,000 |
1,201,809.40 |
iShares ESG Aware U.S. Aggregate Bond ETF |
100,000 |
4,796,333.00 |
iShares ESG Aware USD Corporate Bond ETF |
50,000 |
1,148,167.80 |
iShares Government/Credit Bond ETF |
50,000 |
5,279,316.55 |
iShares High Yield Systematic Bond ETF |
50,000 |
2,210,631.95 |
iShares iBoxx $ High Yield Corporate Bond ETF |
100,000 |
7,494,555.80 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
100,000 |
10,936,771.10 |
iShares Intermediate Government/Credit Bond ETF |
50,000 |
5,221,816.40 |
iShares Investment Grade Systematic Bond ETF |
50,000 |
2,227,687.40 |
iShares MBS ETF |
100,000 |
9,470,891.70 |
iShares National Muni Bond ETF |
100,000 |
10,745,433.20 |
iShares New York Muni Bond ETF |
50,000 |
2,672,750.85 |
iShares Short-Term National Muni Bond ETF |
50,000 |
5,238,705.55 |
iShares Short Treasury Bond ETF |
10,000 |
1,104,662.36 |
iShares USD Systematic Bond ETF |
50,000 |
4,271,356.40 |
Fund |
Standard Creation Transaction Fee* |
Maximum Additional Charge** |
iShares 0-3 Month Treasury Bond ETF |
$315.00 |
3.0 % |
iShares 1-3 Year Treasury Bond ETF |
387.50 |
3.0 % |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
527.50 |
3.0 % |
iShares 3-7 Year Treasury Bond ETF |
368.75 |
3.0 % |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
508.75 |
3.0 % |
iShares 7-10 Year Treasury Bond ETF |
318.75 |
3.0 % |
iShares 10+ Year Investment Grade Corporate Bond ETF |
566.25 |
3.0 % |
iShares 10-20 Year Treasury Bond ETF |
317.50 |
3.0 % |
iShares 20+ Year Treasury Bond ETF |
336.25 |
3.0 % |
iShares 25+ Year Treasury STRIPS Bond ETF |
322.50 |
3.0 % |
iShares Agency Bond ETF |
312.50 |
3.0 % |
iShares BBB Rated Corporate Bond ETF |
590.00 |
3.0 % |
iShares Broad USD Investment Grade Corporate Bond ETF |
622.50 |
3.0 % |
iShares California Muni Bond ETF |
326.25 |
3.0 % |
iShares Core 5-10 Year USD Bond ETF |
445.00 |
3.0 % |
iShares Core 10+ Year USD Bond ETF |
532.50 |
3.0 % |
iShares Core U.S. Aggregate Bond ETF |
631.25 |
3.0 % |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
598.75 |
3.0 % |
iShares ESG Advanced Total USD Bond Market ETF |
665.00 |
3.0 % |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
396.25 |
3.0 % |
iShares ESG Aware U.S. Aggregate Bond ETF |
618.75 |
3.0 % |
iShares ESG Aware USD Corporate Bond ETF |
561.25 |
3.0 % |
iShares Government/Credit Bond ETF |
487.50 |
3.0 % |
iShares High Yield Systematic Bond ETF |
281.25 |
3.0 % |
iShares iBoxx $ High Yield Corporate Bond ETF |
855.00 |
3.0 % |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
587.50 |
3.0 % |
iShares Intermediate Government/Credit Bond ETF |
637.50 |
3.0 % |
iShares Investment Grade Systematic Bond ETF |
431.25 |
3.0 % |
iShares MBS ETF |
385.00 |
3.0 % |
iShares National Muni Bond ETF |
318.75 |
3.0 % |
iShares New York Muni Bond ETF |
301.25 |
3.0 % |
iShares Short-Term National Muni Bond ETF |
346.25 |
3.0 % |
iShares Short Treasury Bond ETF |
312.50 |
3.0 % |
iShares USD Systematic Bond ETF |
556.25 |
3.0 % |
Fund |
Standard Redemption Transaction Fee* |
Maximum Additional Charge** |
iShares 0-3 Month Treasury Bond ETF |
$315.00 |
2.0 % |
iShares 1-3 Year Treasury Bond ETF |
387.50 |
2.0 % |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
527.50 |
2.0 % |
iShares 3-7 Year Treasury Bond ETF |
368.75 |
2.0 % |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
508.75 |
2.0 % |
iShares 7-10 Year Treasury Bond ETF |
318.75 |
2.0 % |
iShares 10+ Year Investment Grade Corporate Bond ETF |
566.25 |
2.0 % |
iShares 10-20 Year Treasury Bond ETF |
317.50 |
2.0 % |
iShares 20+ Year Treasury Bond ETF |
336.25 |
2.0 % |
iShares 25+ Year Treasury STRIPS Bond ETF |
322.50 |
2.0 % |
iShares Agency Bond ETF |
312.50 |
2.0 % |
iShares BBB Rated Corporate Bond ETF |
590.00 |
2.0 % |
iShares Broad USD Investment Grade Corporate Bond ETF |
622.50 |
2.0 % |
iShares California Muni Bond ETF |
326.25 |
2.0 % |
iShares Core 5-10 Year USD Bond ETF |
445.00 |
2.0 % |
iShares Core 10+ Year USD Bond ETF |
532.50 |
2.0 % |
iShares Core U.S. Aggregate Bond ETF |
631.25 |
2.0 % |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
598.75 |
2.0 % |
iShares ESG Advanced Total USD Bond Market ETF |
665.00 |
2.0 % |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
396.25 |
2.0 % |
iShares ESG Aware U.S. Aggregate Bond ETF |
618.75 |
2.0 % |
iShares ESG Aware USD Corporate Bond ETF |
561.25 |
2.0 % |
iShares Government/Credit Bond ETF |
487.50 |
2.0 % |
iShares High Yield Systematic Bond ETF |
281.25 |
2.0 % |
iShares iBoxx $ High Yield Corporate Bond ETF |
855,00 |
2.0 % |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
587.50 |
2.0 % |
iShares Intermediate Government/Credit Bond ETF |
637.50 |
2.0 % |
iShares Investment Grade Systematic Bond ETF |
431.25 |
2.0 % |
Fund |
Standard Redemption Transaction Fee* |
Maximum Additional Charge** |
iShares MBS ETF |
385.00 |
2.0 % |
iShares National Muni Bond ETF |
318.75 |
2.0 % |
iShares New York Muni Bond ETF |
301.25 |
2.0 % |
iShares Short-Term National Muni Bond ETF |
346.25 |
2.0 % |
iShares Short Treasury Bond ETF |
312.50 |
2.0 % |
iShares USD Systematic Bond ETF |
556.25 |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares 0-3 Month Treasury Bond ETF |
$107,538 |
iShares 1-3 Year Treasury Bond ETF |
537,386,460 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
191,027,043 |
iShares 3-7 Year Treasury Bond ETF |
328,296,172 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
297,485,519 |
iShares 7-10 Year Treasury Bond ETF |
1,738,878,831 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
49,738,805 |
iShares 10-20 Year Treasury Bond ETF |
649,968,036 |
iShares 20+ Year Treasury Bond ETF |
2,324,751,253 |
iShares 25+ Year Treasury STRIPS Bond ETF |
49,339,292 |
iShares Agency Bond ETF |
22,338,739 |
iShares BBB Rated Corporate Bond ETF |
507,250 |
iShares Broad USD Investment Grade Corporate Bond ETF |
74,831,628 |
iShares California Muni Bond ETF |
14,154,871 |
iShares Core 5-10 Year USD Bond ETF |
2,955,780 |
iShares Core 10+ Year USD Bond ETF |
5,098,934 |
iShares Core U.S. Aggregate Bond ETF |
1,047,632,595 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
857,986 |
iShares ESG Advanced Total USD Bond Market ETF |
21,003,615 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
13,015,455 |
iShares ESG Aware U.S. Aggregate Bond ETF |
36,336,783 |
iShares ESG Aware USD Corporate Bond ETF |
22,413,546 |
iShares Government/Credit Bond ETF |
3,949,245 |
iShares High Yield Systematic Bond ETF |
11,986,708 |
iShares iBoxx $ High Yield Corporate Bond ETF |
1,735,059,098 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
973,210,854 |
iShares Intermediate Government/Credit Bond ETF |
19,061,143 |
iShares Investment Grade Systematic Bond ETF |
12,519,533 |
iShares MBS ETF |
483,299,459 |
iShares National Muni Bond ETF |
253,203,122 |
iShares New York Muni Bond ETF |
1,758,989 |
iShares Short-Term National Muni Bond ETF |
13,079,046 |
iShares Short Treasury Bond ETF |
47,319,478 |
iShares USD Systematic Bond ETF |
1,966,331 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |