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(as revised December 18, 2023) |
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2023 Prospectus |
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Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Five Years |
Ten Years |
(Inception Date: |
|
|
|
Return Before Taxes |
- |
|
|
Return After Taxes on Distributions1 |
- |
|
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
|
|
S&P North American Technology Multimedia Networking Index2(Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
|
|
S&P Data Center, Tower REIT and Communications Equipment Index2(Index returns do not reflect deductions for fees, expenses, or taxes) |
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|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF | ||||
|
Year Ended 03/31/23 |
Year Ended 03/31/22 |
Year Ended 03/31/21 |
Year Ended 03/31/20 |
Year Ended 03/31/19 |
Net asset value, beginning of year |
$74.08 |
$67.17 |
$43.34 |
$56.49 |
$51.48 |
Net investment income(a) |
0.24 |
0.16 |
0.29 |
0.26 |
0.23 |
Net realized and unrealized gain (loss)(b) |
(2.60 ) |
6.91 |
23.83 |
(13.10 ) |
5.04 |
Net increase (decrease) from investment operations |
(2.36 ) |
7.07 |
24.12 |
(12.84 ) |
5.27 |
Distributions from net investment income(c) |
(0.25 ) |
(0.16 ) |
(0.29 ) |
(0.31 ) |
(0.26 ) |
Net asset value, end of year |
$71.47 |
$74.08 |
$67.17 |
$43.34 |
$56.49 |
Total Return(d) |
|
|
|
|
|
Based on net asset value |
(3.16 )% |
10.53 % |
55.89 % |
(22.80 )% |
10.27 % |
Ratios to Average Net Assets(e) |
|
|
|
|
|
Total expenses |
0.41 % |
0.40 % |
0.43 % |
0.46 % |
0.46 % |
Net investment income |
0.34 % |
0.22 % |
0.52 % |
0.47 % |
0.44 % |
Supplemental Data |
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|
|
|
|
Net assets, end of year (000) |
$107,205 |
$162,972 |
$100,755 |
$43,335 |
$132,758 |
Portfolio turnover rate(f) |
31 % |
37 % |
38 % |
33 % |
29 % |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares Biotechnology ETF |
IBB |
Nasdaq |
iShares Core S&P 500 ETF |
IVV |
NYSE Arca |
iShares Core S&P Mid-Cap ETF |
IJH |
NYSE Arca |
iShares Core S&P Small-Cap ETF |
IJR |
NYSE Arca |
iShares Core S&P Total U.S. Stock Market ETF |
ITOT |
NYSE Arca |
iShares Core S&P U.S. Growth ETF |
IUSG |
Nasdaq |
iShares Core S&P U.S. Value ETF |
IUSV |
Nasdaq |
iShares ESG Screened S&P 500 ETF |
XVV |
Cboe BZX |
iShares ESG Screened S&P Mid-Cap ETF |
XJH |
Cboe BZX |
iShares ESG Screened S&P Small-Cap ETF |
XJR |
Cboe BZX |
iShares Europe ETF |
IEV |
NYSE Arca |
iShares Expanded Tech Sector ETF |
IGM |
NYSE Arca |
iShares Expanded Tech-Software Sector ETF |
IGV |
Cboe BZX |
iShares Factors US Growth Style ETF |
STLG |
Cboe BZX |
iShares Focused Value Factor ETF |
FOVL |
NYSE Arca |
iShares International Developed Small Cap Value Factor ETF |
ISVL |
Cboe BZX |
iShares JPX-Nikkei 400 ETF |
JPXN |
NYSE Arca |
iShares Micro-Cap ETF |
IWC |
NYSE Arca |
iShares Mortgage Real Estate ETF |
REM |
Cboe BZX |
iShares North American Natural Resources ETF |
IGE |
Cboe BZX |
iShares Preferred and Income Securities ETF |
PFF |
Nasdaq |
iShares Residential and Multisector Real Estate ETF |
REZ |
NYSE Arca |
iShares Russell 1000 ETF |
IWB |
NYSE Arca |
iShares Russell 1000 Growth ETF |
IWF |
NYSE Arca |
iShares Russell 1000 Value ETF |
IWD |
NYSE Arca |
iShares Russell 2000 ETF |
IWM |
NYSE Arca |
iShares Russell 2000 Growth ETF |
IWO |
NYSE Arca |
iShares Russell 2000 Value ETF |
IWN |
NYSE Arca |
iShares Russell 3000 ETF |
IWV |
NYSE Arca |
iShares Russell Mid-Cap ETF |
IWR |
NYSE Arca |
iShares Russell Mid-Cap Growth ETF |
IWP |
NYSE Arca |
iShares Russell Mid-Cap Value ETF |
IWS |
NYSE Arca |
iShares Russell Top 200 ETF |
IWL |
NYSE Arca |
iShares Russell Top 200 Growth ETF |
IWY |
NYSE Arca |
iShares Russell Top 200 Value ETF |
IWX |
NYSE Arca |
iShares S&P 100 ETF |
OEF |
NYSE Arca |
iShares S&P 500 Growth ETF |
IVW |
NYSE Arca |
iShares S&P 500 Value ETF |
IVE |
NYSE Arca |
iShares S&P Mid-Cap 400 Growth ETF |
IJK |
NYSE Arca |
iShares S&P Mid-Cap 400 Value ETF |
IJJ |
NYSE Arca |
iShares S&P Small-Cap 600 Growth ETF |
IJT |
Nasdaq |
iShares S&P Small-Cap 600 Value ETF |
IJS |
NYSE Arca |
Fund |
Ticker |
Listing Exchange |
iShares Semiconductor ETF |
SOXX |
Nasdaq |
iShares U.S. Aerospace & Defense ETF |
ITA |
Cboe BZX |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
IAI |
NYSE Arca |
iShares U.S. Digital Infrastructure and Real Estate ETF |
IDGT |
NYSE Arca |
iShares U.S. Healthcare Providers ETF |
IHF |
NYSE Arca |
iShares U.S. Home Construction ETF |
ITB |
Cboe BZX |
iShares U.S. Infrastructure ETF |
IFRA |
Cboe BZX |
iShares U.S. Insurance ETF |
IAK |
NYSE Arca |
iShares U.S. Medical Devices ETF |
IHI |
NYSE Arca |
iShares U.S. Oil & Gas Exploration & Production ETF |
IEO |
Cboe BZX |
iShares U.S. Oil Equipment & Services ETF |
IEZ |
NYSE Arca |
iShares U.S. Pharmaceuticals ETF |
IHE |
NYSE Arca |
iShares U.S. Real Estate ETF |
IYR |
NYSE Arca |
iShares U.S. Regional Banks ETF |
IAT |
NYSE Arca |
iShares U.S. Telecommunications ETF |
IYZ |
Cboe BZX |
iShares US Small Cap Value Factor ETF |
SVAL |
Cboe BZX |
|
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Diversified Funds |
Non-Diversified Funds |
iShares Core S&P 500 ETF |
iShares Biotechnology ETF |
iShares Core S&P Mid-Cap ETF |
iShares ESG Screened S&P 500 ETF |
iShares Core S&P Small-Cap ETF |
iShares Expanded Tech Sector ETF |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Expanded Tech-Software Sector ETF |
iShares Core S&P U.S. Growth ETF* |
iShares Factors US Growth Style ETF |
iShares Core S&P U.S. Value ETF |
iShares International Developed Small Cap Value Factor ETF |
iShares Europe ETF |
iShares Mortgage Real Estate ETF |
iShares ESG Screened S&P Mid-Cap ETF |
iShares Residential and Multisector Real Estate ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Semiconductor ETF |
Diversified Funds |
Non-Diversified Funds |
iShares Focused Value Factor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares JPX-Nikkei 400 ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares Micro-Cap ETF |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares North American Natural Resources ETF |
iShares U.S. Healthcare Providers ETF |
iShares Preferred and Income Securities ETF |
iShares U.S. Home Construction ETF |
iShares Russell 1000 ETF |
iShares U.S. Insurance ETF |
iShares Russell 1000 Growth ETF* |
iShares U.S. Medical Devices ETF |
iShares Russell 1000 Value ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
iShares Russell 2000 ETF |
iShares U.S. Oil Equipment & Services ETF |
iShares Russell 2000 Growth ETF |
iShares U.S. Pharmaceuticals ETF |
iShares Russell 2000 Value ETF |
iShares U.S. Regional Banks ETF |
iShares Russell 3000 ETF |
iShares U.S. Telecommunications ETF |
iShares Russell Mid-Cap ETF |
|
iShares Russell Mid-Cap Growth ETF |
|
iShares Russell Mid-Cap Value ETF |
|
iShares Russell Top 200 ETF |
|
iShares Russell Top 200 Growth ETF* |
|
iShares Russell Top 200 Value ETF |
|
iShares S&P 100 ETF* |
|
iShares S&P 500 Growth ETF* |
|
iShares S&P 500 Value ETF |
|
iShares S&P Mid-Cap 400 Growth ETF |
|
iShares S&P Mid-Cap 400 Value ETF |
|
iShares S&P Small-Cap 600 Growth ETF |
|
iShares S&P Small-Cap 600 Value ETF |
|
iShares U.S. Infrastructure ETF |
|
iShares U.S. Real Estate ETF |
|
iShares US Small Cap Value Factor ETF |
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares Biotechnology ETF |
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,698 |
$60,657 |
$0 |
$0 |
Richard L. Fagnani |
1,698 |
60,657 |
0 |
0 |
Cecilia H. Herbert |
1,739 |
62,109 |
0 |
0 |
John E. Kerrigan |
1,879 |
67,110 |
0 |
0 |
Drew E. Lawton |
1,644 |
58,721 |
0 |
0 |
John E. Martinez |
1,644 |
58,721 |
0 |
0 |
Madhav V. Rajan |
1,644 |
58,721 |
0 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$8,301 |
$2,608 |
$2,811 |
$27 |
Richard L. Fagnani |
8,301 |
2,608 |
2,811 |
27 |
Cecilia H. Herbert |
8,500 |
2,670 |
2,879 |
28 |
John E. Kerrigan |
9,184 |
2,885 |
3,110 |
30 |
Drew E. Lawton |
8,036 |
2,525 |
2,722 |
27 |
John E. Martinez |
8,036 |
2,525 |
2,722 |
27 |
Madhav V. Rajan |
8,036 |
2,525 |
2,722 |
27 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$22 |
$9 |
$274 |
$592 |
Richard L. Fagnani |
22 |
9 |
274 |
592 |
Cecilia H. Herbert |
22 |
10 |
280 |
607 |
John E. Kerrigan |
24 |
10 |
303 |
656 |
Drew E. Lawton |
21 |
9 |
265 |
574 |
John E. Martinez |
21 |
9 |
265 |
574 |
Madhav V. Rajan |
21 |
9 |
265 |
574 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,140 |
$0 |
$4 |
$33 |
Richard L. Fagnani |
1,140 |
0 |
4 |
33 |
Cecilia H. Herbert |
1,167 |
0 |
4 |
34 |
John E. Kerrigan |
1,261 |
0 |
5 |
37 |
Drew E. Lawton |
1,104 |
0 |
4 |
32 |
John E. Martinez |
1,104 |
0 |
4 |
32 |
Madhav V. Rajan |
1,104 |
0 |
4 |
32 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares JPX-Nikkei 400 ETF |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$12 |
$190 |
$123 |
$170 |
Richard L. Fagnani |
12 |
190 |
123 |
170 |
Cecilia H. Herbert |
12 |
194 |
126 |
174 |
John E. Kerrigan |
13 |
210 |
136 |
188 |
Drew E. Lawton |
11 |
184 |
119 |
164 |
John E. Martinez |
11 |
184 |
119 |
164 |
Madhav V. Rajan |
11 |
184 |
119 |
164 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Preferred and Income Securities ETF |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,735 |
$133 |
$6,003 |
$13,449 |
Richard L. Fagnani |
2,735 |
133 |
6,003 |
13,449 |
Cecilia H. Herbert |
2,801 |
136 |
6,147 |
13,771 |
John E. Kerrigan |
3,026 |
147 |
6,642 |
14,880 |
Drew E. Lawton |
2,648 |
129 |
5,811 |
13,020 |
John E. Martinez |
2,648 |
129 |
5,811 |
13,020 |
Madhav V. Rajan |
2,648 |
129 |
5,811 |
13,020 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell 1000 Value ETF |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$10,707 |
$10,384 |
$1,984 |
$2,422 |
Richard L. Fagnani |
10,707 |
10,384 |
1,984 |
2,422 |
Cecilia H. Herbert |
10,963 |
10,633 |
2,031 |
2,480 |
John E. Kerrigan |
11,846 |
11,489 |
2,195 |
2,679 |
Drew E. Lawton |
10,365 |
10,053 |
1,921 |
2,344 |
John E. Martinez |
10,365 |
10,053 |
1,921 |
2,344 |
Madhav V. Rajan |
10,365 |
10,053 |
1,921 |
2,344 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell 3000 ETF |
iShares Russell Mid-Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,270 |
$5,866 |
$2,583 |
$2,682 |
Richard L. Fagnani |
2,270 |
5,866 |
2,583 |
2,682 |
Cecilia H. Herbert |
2,325 |
6,007 |
2,645 |
2,746 |
John E. Kerrigan |
2,512 |
6,490 |
2,858 |
2,968 |
Drew E. Lawton |
2,198 |
5,679 |
2,500 |
2,597 |
John E. Martinez |
2,198 |
5,679 |
2,500 |
2,597 |
Madhav V. Rajan |
2,198 |
5,679 |
2,500 |
2,597 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell Top 200 ETF |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$170 |
$1,256 |
$330 |
$1,597 |
Richard L. Fagnani |
170 |
1,256 |
330 |
1,597 |
Cecilia H. Herbert |
174 |
1,286 |
337 |
1,636 |
John E. Kerrigan |
188 |
1,389 |
365 |
1,767 |
Drew E. Lawton |
165 |
1,216 |
319 |
1,546 |
John E. Martinez |
165 |
1,216 |
319 |
1,546 |
Madhav V. Rajan |
165 |
1,216 |
319 |
1,546 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares S&P 500 Growth ETF |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$6,383 |
$5,180 |
$0 |
$0 |
Richard L. Fagnani |
6,383 |
5,180 |
0 |
0 |
Cecilia H. Herbert |
6,536 |
5,304 |
0 |
0 |
John E. Kerrigan |
7,063 |
5,731 |
0 |
0 |
Drew E. Lawton |
6,180 |
5,014 |
0 |
0 |
John E. Martinez |
6,180 |
5,014 |
0 |
0 |
Madhav V. Rajan |
6,180 |
5,014 |
0 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares S&P Small-Cap 600 Growth ETF |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$0 |
$1,485 |
$1,648 |
$1,234 |
Richard L. Fagnani |
0 |
1,485 |
1,648 |
1,234 |
Cecilia H. Herbert |
0 |
1,520 |
1,687 |
1,264 |
John E. Kerrigan |
0 |
1,642 |
1,823 |
1,365 |
Drew E. Lawton |
0 |
1,437 |
1,595 |
1,195 |
John E. Martinez |
0 |
1,437 |
1,595 |
1,195 |
Madhav V. Rajan |
0 |
1,437 |
1,595 |
1,195 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$161 |
$170 |
$246 |
$347 |
Richard L. Fagnani |
161 |
170 |
246 |
347 |
Cecilia H. Herbert |
165 |
174 |
252 |
355 |
John E. Kerrigan |
178 |
188 |
272 |
384 |
Drew E. Lawton |
156 |
164 |
238 |
336 |
John E. Martinez |
156 |
164 |
238 |
336 |
Madhav V. Rajan |
156 |
164 |
238 |
336 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Infrastructure ETF |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$0 |
$95 |
$1,271 |
$154 |
Richard L. Fagnani |
0 |
95 |
1,271 |
154 |
Cecilia H. Herbert |
0 |
97 |
1,301 |
158 |
John E. Kerrigan |
0 |
105 |
1,406 |
171 |
Drew E. Lawton |
0 |
92 |
1,230 |
150 |
John E. Martinez |
0 |
92 |
1,230 |
150 |
Madhav V. Rajan |
0 |
92 |
1,230 |
150 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Name |
iShares U.S. Infrastructure ETF |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Oil Equipment & Services ETF |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$47 |
$80 |
$684 |
$169 |
Richard L. Fagnani |
47 |
80 |
684 |
169 |
Cecilia H. Herbert |
48 |
82 |
701 |
173 |
John E. Kerrigan |
52 |
88 |
757 |
187 |
Drew E. Lawton |
46 |
77 |
663 |
164 |
John E. Martinez |
46 |
77 |
663 |
164 |
Madhav V. Rajan |
46 |
77 |
663 |
164 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Telecommunications ETF |
iShares US Small Cap Value Factor |
Independent Trustees: |
|
|
|
|
|
Jane D. Carlin |
$64 |
$21 |
Richard L. Fagnani |
64 |
21 |
Cecilia H. Herbert |
65 |
21 |
John E. Kerrigan |
71 |
23 |
Drew E. Lawton |
62 |
20 |
John E. Martinez |
62 |
20 |
Madhav V. Rajan |
62 |
20 |
|
|
|
Interested Trustees: |
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
Salim Ramji |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares Biotechnology ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
16.26 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.60 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.69 % |
|
|
|
iShares Core S&P 500 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.23 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.78 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.46 % |
|
|
|
iShares Core S&P Mid-Cap ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.81 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.72 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.64 % |
|
|
|
iShares Core S&P Small-Cap ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.53 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.35 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.32 % |
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
27.68 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.58 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.08 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.30 % |
|
|
|
iShares Core S&P U.S. Growth ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
29.38 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.47 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
11.78 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
9.87 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.07 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Core S&P U.S. Value ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
34.24 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.98 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.73 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.69 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.19 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.10 % |
|
|
|
iShares ESG Screened S&P 500 ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
18.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
14.54 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.96 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
9.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
9.07 % |
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
30.16 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.56 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
11.36 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
10.31 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.42 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.66 % |
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
39.99 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.01 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.31 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.10 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
7.86 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.49 % |
|
|
|
iShares Europe ETF |
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
30.62 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
9.12 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.41 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.01 % |
Fund |
Name |
Percentage of Ownership |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.19 % |
|
|
|
iShares Expanded Tech Sector ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.32 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.14 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
10.55 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.56 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.31 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.09 % |
|
|
|
iShares Expanded Tech-Software Sector ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.01 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
13.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.01 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.56 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.22 % |
|
|
|
iShares Factors US Growth Style ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
52.35 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
22.16 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.94 % |
|
|
|
iShares Focused Value Factor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.49 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
11.74 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
11.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.74 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
9.69 % |
|
Scotia Capital Inc. Scotia Plaza 40 King Street West 23rd Floor Toronto, ON M5W 2X6 CA |
8.87 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.97 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.93 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.28 % |
|
|
|
iShares International Developed Small Cap Value Factor ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
90.09 % |
|
|
|
iShares JPX-Nikkei 400 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.03 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.66 % |
Fund |
Name |
Percentage of Ownership |
|
Jane Street Capital, LLC 250 Vesey Street 5th Floor New York, NY 10281 |
6.20 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.75 % |
|
|
|
iShares Micro-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
28.59 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.57 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.02 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.73 % |
|
|
|
iShares Mortgage Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.04 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.55 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.71 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.93 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.31 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.13 % |
|
|
|
iShares North American Natural Resources ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.70 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.36 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.03 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.57 % |
|
|
|
iShares Preferred and Income Securities ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.22 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.88 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.42 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.21 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.35 % |
|
|
|
iShares Residential and Multisector Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.17 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.51 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
10.14 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
7.67 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.49 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.02 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.74 % |
|
|
|
iShares Russell 1000 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.92 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.38 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
7.34 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.53 % |
|
|
|
iShares Russell 1000 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.80 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
13.24 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.82 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.20 % |
|
|
|
iShares Russell 1000 Value ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
15.84 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
12.58 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.39 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Russell 2000 ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.86 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.87 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.56 % |
|
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
5.52 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.04 % |
|
|
|
iShares Russell 2000 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.55 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.60 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.47 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.23 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.15 % |
|
|
|
iShares Russell 2000 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.85 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.59 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.03 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.51 % |
|
|
|
iShares Russell 3000 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.52 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.98 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.88 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.38 % |
|
|
|
iShares Russell Mid-Cap ETF |
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
13.54 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.98 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.73 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
6.39 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
6.16 % |
|
|
|
iShares Russell Mid-Cap Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.99 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.69 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.40 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.22 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.24 % |
|
|
|
iShares Russell Mid-Cap Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.64 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.33 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.16 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.42 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
8.06 % |
|
|
|
iShares Russell Top 200 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.04 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
14.56 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.27 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.13 % |
|
BMO Harris Bank N.A. 111 West Monroe Street, Floor 6E Chicago, IL 60690 |
5.31 % |
|
|
|
iShares Russell Top 200 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.71 % |
|
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
13.32 % |
Fund |
Name |
Percentage of Ownership |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
12.22 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.43 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.77 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.21 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.30 % |
|
|
|
iShares Russell Top 200 Value ETF |
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
31.76 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
27.29 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.73 % |
|
|
|
iShares S&P 100 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.34 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.46 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.00 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.66 % |
|
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
7.21 % |
|
Fifth Third Bank (The) 5001 Kingsley Drive Cincinnati, OH 45263 |
5.04 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares S&P 500 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.99 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.34 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.64 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
7.45 % |
|
|
|
iShares S&P 500 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.08 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
10.99 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.85 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.13 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.90 % |
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.08 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.23 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.61 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.51 % |
|
Wells Fargo Bank, National Association 733 Marquette Ave 4th Floor Minneapolis, MN 55402 |
5.22 % |
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.86 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.45 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.44 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.35 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.26 % |
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.41 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.55 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.32 % |
|
|
|
iShares S&P Small-Cap 600 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
22.02 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.41 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.96 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.58 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.09 % |
|
|
|
iShares Semiconductor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.80 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.52 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.06 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
7.66 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.72 % |
|
|
|
iShares U.S. Aerospace & Defense ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
18.03 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.87 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.96 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.54 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.77 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.24 % |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.64 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
15.38 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.06 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
9.04 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.16 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.39 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.35 % |
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
18.68 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
11.96 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.53 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
8.68 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
7.91 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.98 % |
|
|
|
iShares U.S. Healthcare Providers ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.01 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.44 % |
Fund |
Name |
Percentage of Ownership |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.58 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.89 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.24 % |
|
|
|
iShares U.S. Home Construction ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
24.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.99 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.70 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.68 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.02 % |
|
|
|
iShares U.S. Infrastructure ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
25.95 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.82 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.38 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.00 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.26 % |
|
|
|
iShares U.S. Insurance ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.06 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
11.59 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.42 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.62 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.61 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.14 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.27 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.07 % |
|
|
|
iShares U.S. Medical Devices ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.92 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.96 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.36 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.21 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.03 % |
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.91 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.17 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.00 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.23 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.52 % |
|
|
|
iShares U.S. Oil Equipment & Services ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.99 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
14.66 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.63 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.56 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.13 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.12 % |
|
|
|
iShares U.S. Pharmaceuticals ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.84 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.43 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.23 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.56 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.69 % |
|
|
|
iShares U.S. Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.04 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
12.55 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.83 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.13 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.01 % |
|
|
|
iShares U.S. Regional Banks ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
21.52 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.73 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.93 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.59 % |
|
|
|
iShares U.S. Telecommunications ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
18.92 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.65 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.23 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.00 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.37 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.23 % |
|
|
|
iShares US Small Cap Value Factor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.60 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
13.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.77 % |
|
National Bank Financial Inc. 1155 Metcalfe Street Montreal, QC H3B 4S9 Canada |
10.86 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.81 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.96 % |
|
|
|
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
0.45% |
02/05/01 |
$36,617,628 |
$44,204,613 |
$43,022,522 |
iShares Core S&P 500 ETF1 |
0.03% |
05/15/00 |
89,077,676 |
90,917,588 |
69,436,582 |
iShares Core S&P Mid-Cap ETF2 |
0.05% |
05/22/00 |
31,349,904 |
32,285,677 |
24,781,969 |
iShares Core S&P Small-Cap ETF3 |
0.06% |
05/22/00 |
39,729,962 |
42,511,216 |
29,516,775 |
iShares Core S&P Total U.S. Stock Market ETF |
0.03% |
01/20/04 |
12,169,788 |
12,700,660 |
8,566,779 |
iShares Core S&P U.S. Growth ETF |
0.04% |
07/24/00 |
4,561,492 |
4,924,748 |
3,779,834 |
iShares Core S&P U.S. Value ETF |
0.04% |
07/24/00 |
4,869,856 |
4,349,511 |
2,764,320 |
iShares ESG Screened S&P 500 ETF |
0.08% |
09/22/20 |
158,396 |
153,634 |
4,340 |
iShares ESG Screened S&P Mid-Cap ETF |
0.12% |
09/22/20 |
105,437 |
57,273 |
7,032 |
iShares ESG Screened S&P Small-Cap ETF |
0.12% |
09/22/20 |
41,829 |
20,075 |
4,603 |
iShares Europe ETF |
0.59% |
07/25/00 |
10,031,041 |
11,631,732 |
8,644,209 |
iShares Expanded Tech Sector ETF |
0.41% |
03/13/01 |
12,961,118 |
14,682,392 |
11,758,120 |
iShares Expanded Tech-Software Sector ETF |
0.41% |
07/10/01 |
19,045,707 |
21,906,998 |
21,759,846 |
iShares Factors US Growth Style ETF |
0.25% |
01/14/20 |
7,385 |
14,080 |
12,194 |
iShares Focused Value Factor ETF |
0.25% |
03/19/19 |
61,195 |
95,718 |
60,220 |
iShares International Developed Small Cap Value Factor ETF4 |
0.30% |
03/23/21 |
441,484 |
77,438 |
397 |
iShares JPX-Nikkei 400 ETF |
0.48% |
10/23/01 |
270,592 |
413,342 |
431,089 |
iShares Micro-Cap ETF |
0.60% |
08/12/05 |
5,626,941 |
7,587,317 |
5,201,740 |
iShares Mortgage Real Estate ETF |
0.48% |
05/01/07 |
3,473,169 |
6,704,784 |
5,232,076 |
iShares North American Natural Resources ETF |
0.41% |
10/22/01 |
3,821,284 |
2,023,331 |
1,561,611 |
iShares Preferred and Income Securities ETF |
0.46% |
03/26/07 |
67,252,112 |
87,859,472 |
78,580,680 |
iShares Residential and Multisector Real Estate ETF |
0.48% |
05/01/07 |
4,001,380 |
4,603,175 |
1,826,559 |
iShares Russell 1000 ETF |
0.15% |
05/15/00 |
41,496,038 |
45,278,998 |
35,516,656 |
iShares Russell 1000 Growth ETF |
0.19% |
05/22/00 |
113,807,003 |
132,037,407 |
109,342,698 |
iShares Russell 1000 Value ETF |
0.19% |
05/22/00 |
99,238,656 |
102,639,510 |
73,057,751 |
iShares Russell 2000 ETF |
0.19% |
05/22/00 |
102,162,225 |
125,380,918 |
90,697,637 |
iShares Russell 2000 Growth ETF |
0.24% |
07/24/00 |
22,705,207 |
27,421,280 |
23,925,121 |
iShares Russell 2000 Value ETF |
0.24% |
07/24/00 |
29,120,003 |
37,417,586 |
23,543,815 |
iShares Russell 3000 ETF |
0.20% |
05/22/00 |
21,207,142 |
24,003,897 |
19,785,315 |
iShares Russell Mid-Cap ETF |
0.19% |
07/17/01 |
51,904,847 |
54,833,143 |
41,419,168 |
iShares Russell Mid-Cap Growth ETF |
0.23% |
07/17/01 |
28,021,337 |
35,394,530 |
31,531,084 |
iShares Russell Mid-Cap Value ETF |
0.23% |
07/17/01 |
30,920,472 |
33,380,326 |
24,870,342 |
iShares Russell Top 200 ETF |
0.15% |
09/22/09 |
1,297,201 |
1,449,030 |
1,134,570 |
iShares Russell Top 200 Growth ETF |
0.20% |
09/22/09 |
9,252,268 |
8,490,013 |
5,931,864 |
iShares Russell Top 200 Value ETF |
0.20% |
09/22/09 |
2,834,991 |
2,401,346 |
1,497,672 |
iShares S&P 100 ETF |
0.20% |
10/23/00 |
15,351,016 |
16,601,888 |
13,525,268 |
iShares S&P 500 Growth ETF |
0.18% |
05/22/00 |
53,418,961 |
64,471,797 |
53,306,907 |
iShares S&P 500 Value ETF |
0.18% |
05/22/00 |
44,024,320 |
41,714,684 |
30,589,520 |
iShares S&P Mid-Cap 400 Growth ETF5 |
0.17% |
07/24/00 |
11,718,004 |
13,470,303 |
14,082,702 |
iShares S&P Mid-Cap 400 Value ETF6 |
0.18% |
07/24/00 |
13,499,951 |
15,624,157 |
10,954,940 |
iShares S&P Small-Cap 600 Growth ETF7 |
0.18% |
07/24/00 |
9,371,600 |
11,023,841 |
10,104,212 |
iShares S&P Small-Cap 600 Value ETF8 |
0.18% |
07/24/00 |
13,345,671 |
16,180,935 |
11,995,641 |
iShares Semiconductor ETF |
0.39% |
07/10/01 |
26,548,407 |
31,481,764 |
17,190,459 |
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares U.S. Aerospace & Defense ETF |
0.40% |
05/01/06 |
16,931,619 |
10,931,883 |
11,919,557 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
0.40% |
05/01/06 |
2,472,441 |
3,261,343 |
647,588 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
0.41% |
07/10/01 |
459,340 |
490,208 |
243,993 |
iShares U.S. Healthcare Providers ETF |
0.40% |
05/01/06 |
5,943,522 |
4,802,016 |
4,161,177 |
iShares U.S. Home Construction ETF |
0.40% |
05/01/06 |
5,504,696 |
10,020,736 |
7,732,555 |
iShares U.S. Infrastructure ETF9 |
0.30% |
04/03/18 |
4,872,327 |
2,397,182 |
292,940 |
iShares U.S. Insurance ETF |
0.40% |
05/01/06 |
1,657,253 |
415,047 |
271,933 |
iShares U.S. Medical Devices ETF |
0.40% |
05/01/06 |
25,961,632 |
32,526,290 |
32,322,722 |
iShares U.S. Oil & Gas Exploration & Production ETF |
0.40% |
05/01/06 |
3,899,461 |
1,523,527 |
778,748 |
iShares U.S. Oil Equipment & Services ETF |
0.40% |
05/01/06 |
1,176,966 |
584,682 |
504,616 |
iShares U.S. Pharmaceuticals ETF |
0.40% |
05/01/06 |
1,647,079 |
1,491,817 |
1,465,895 |
iShares U.S. Real Estate ETF |
0.40% |
06/12/00 |
15,930,149 |
25,003,003 |
16,342,186 |
iShares U.S. Regional Banks ETF |
0.40% |
05/01/06 |
3,318,242 |
4,575,432 |
1,180,280 |
iShares U.S. Telecommunications ETF |
0.40% |
05/22/00 |
1,519,550 |
1,773,147 |
1,562,055 |
iShares US Small Cap Value Factor ETF10 |
0.20% |
10/27/20 |
268,439 |
279,024 |
43,166 |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
289 |
$989,787,000,000 |
Other Pooled Investment Vehicles |
1 |
215,000,000 |
Other Accounts |
1 |
177,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
221 |
$791,510,000,000 |
Other Pooled Investment Vehicles |
92 |
8,465,000,000 |
Other Accounts |
4 |
781,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
295 |
$991,793,000,000 |
Other Pooled Investment Vehicles |
354 |
928,508,000,000 |
Other Accounts |
152 |
586,287,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
1 |
$2,133,000,000 |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P 500 ETF |
|
|
|
|
X |
|
|
iShares Core S&P Mid-Cap ETF |
|
|
|
X |
|
|
|
iShares Core S&P Small-Cap ETF |
|
|
|
|
X |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
|
|
|
X |
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
|
|
|
|
X |
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
|
X |
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P 500 ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
|
|
|
X |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P 500 ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Small-Cap ETF |
|
X |
|
|
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
|
X |
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Europe ETF |
07/25/00 |
$114,002 |
144,364 |
108,508 |
iShares International Developed Small Cap Value Factor ETF |
03/23/21 |
64,443 |
69,668 |
17,310 |
iShares JPX-Nikkei 400 ETF |
10/23/01 |
25,689 |
27,409 |
25,121 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to Citibank from July 11, 2022 to March 31, 2023 |
iShares Focused Value Factor ETF |
03/19/19 |
$19,048 |
iShares Russell 1000 ETF |
05/15/00 |
707,157 |
iShares Russell 1000 Growth ETF |
05/22/00 |
789,475 |
iShares Russell 1000 Value ETF |
05/22/00 |
875.717 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
82,565 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to Citibank from July 11, 2022 to March 31, 2023 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
23,492 |
iShares Healthcare Providers ETF |
05/01/06 |
35,613 |
iShares U.S. Home Construction ETF |
05/01/06 |
58,457 |
iShares U.S. Infrastructure ETF |
04/03/18 |
59,864 |
iShares U.S. Insurance ETF |
05/01/06 |
23,898 |
iShares U.S. Medical Devices ETF |
05/01/06 |
121,526 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
31,938 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
27,098 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
20,968 |
iShares U.S. Real Estate ETF |
06/12/00 |
139,752 |
iShares U.S. Regional Banks ETF |
05/01/06 |
26,671 |
iShares U.S. Telecommunications ETF |
05/22/00 |
29,485 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
17,520 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid from April 1, 2022 to July 10, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Focused Value Factor ETF |
03/19/19 |
$9,051 |
$21,325 |
$20,200 |
iShares Russell 1000 ETF |
05/15/00 |
173,363 |
401,564 |
331,747 |
iShares Russell 1000 Growth ETF |
05/22/00 |
230,530 |
908,241 |
773,811 |
iShares Russell 1000 Value ETF |
05/22/00 |
240,253 |
721,670 |
528,366 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
21,641 |
43,914 |
46,219 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
9,273 |
25,242 |
19,927 |
iShares U.S. Healthcare Providers ETF |
05/01/06 |
12,166 |
28,538 |
27,063 |
iShares U.S. Home Construction ETF |
05/01/06 |
16,186 |
40,611 |
34,373 |
iShares U.S. Infrastructure ETF |
04/03/18 |
19,329 |
32,659 |
28,579 |
iShares U.S. Insurance ETF |
05/01/06 |
10,344 |
22,042 |
20,440 |
iShares U.S. Medical Devices ETF |
05/01/06 |
37,476 |
113,082 |
110,311 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
11,745 |
23,968 |
20,870 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
9,558 |
20,256 |
20,982 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
8,881 |
22,646 |
22,516 |
iShares U.S. Real Estate ETF |
06/12/00 |
36,529 |
91,534 |
63,809 |
iShares U.S. Regional Banks ETF |
05/01/06 |
11,348 |
28,588 |
23,707 |
iShares U.S. Telecommunications ETF |
05/22/00 |
10,561 |
22,803 |
23,091 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
14,568 |
46,592 |
23,242 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to JPMorgan from August 15, 2022 to March 31, 2023 |
iShares Biotechnology ETF |
02/05/01 |
$249,747 |
iShares Core S&P 500 ETF |
05/15/00 |
1,381,812 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
716,421 |
iShares Expanded Tech Sector ETF |
03/13/01 |
60,939 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
121,060 |
iShares Micro-Cap ETF |
08/12/05 |
59,277 |
iShares North American Natural Resources ETF |
10/22/01 |
35,925 |
iShares Russell 2000 ETF |
05/22/00 |
2,063,820 |
iShares Russell 2000 Growth ETF |
07/24/00 |
326,757 |
iShares Russell 2000 Value ETF |
07/24/00 |
408,060 |
iShares Russell Mid-Cap ETF |
07/17/01 |
464,303 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
256,095 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
131,033 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
186,042 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
117,052 |
iShares Semiconductor ETF |
07/10/01 |
100,549 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
07/10/01 |
16,495 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to August 14, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
02/05/01 |
$155,641 |
$312,780 |
$261,294 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to August 14, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Core S&P 500 ETF |
05/15/00 |
646,757 |
2,707,929 |
2,182,733 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
369,709 |
542,609 |
391,023 |
iShares Expanded Tech Sector ETF |
03/13/01 |
29,255 |
60,619 |
48,703 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
40,790 |
78,165 |
76,294 |
iShares Micro-Cap ETF |
08/12/05 |
24,902 |
68,968 |
56,803 |
iShares North American Natural Resources ETF |
10/22/01 |
18,945 |
27,255 |
24,622 |
iShares Russell 2000 ETF |
05/22/00 |
432,916 |
873,208 |
664,749 |
iShares Russell 2000 Growth ETF |
07/24/00 |
123,058 |
176,145 |
160,841 |
iShares Russell 2000 Value ETF |
07/24/00 |
122,233 |
238,788 |
177,515 |
iShares Russell Mid-Cap ETF |
07/17/01 |
184,438 |
393,034 |
310,416 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
93,395 |
211,034 |
191,951 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
47,727 |
131,133 |
123,900 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
58,562 |
139,635 |
95,799 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
35,954 |
121,578 |
106,967 |
iShares Semiconductor ETF |
07/10/01 |
45,430 |
107,554 |
60,977 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
07/10/01 |
10,842 |
18,959 |
18,691 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to BNY Mellon from September 12, 2022 to March 31, 2023 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
$419,693 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
427,333 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
123,547 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to BNY Mellon from September 12, 2022 to March 31, 2023 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
138,771 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
11,351 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
14,101 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
16,470 |
iShares Factors US Growth Style ETF |
01/14/20 |
9,407 |
iShares Mortgage Real Estate ETF |
05/01/07 |
11,495 |
iShares Preferred and Income Securities ETF |
03/26/07 |
149,089 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
11,254 |
iShares Russell 3000 ETF |
05/22/00 |
116,176 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
143,437 |
iShares Russell Top 200 ETF |
09/22/09 |
12,967 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
51,826 |
iShares Russell Top 200 Value ETF |
09/22/09 |
19,616 |
iShares S&P 100 ETF |
10/23/00 |
80,523 |
iShares S&P 500 Growth ETF |
05/22/00 |
303,162 |
iShares S&P 500 Value ETF |
05/22/00 |
262,961 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
85,126 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to September 11, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
$257,436 |
836,875 |
656,482 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
288,087 |
958,769 |
692,110 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
101,558 |
172,688 |
142,702 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
104,792 |
161,518 |
116,429 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
19,189 |
31,546 |
17,072 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
21,617 |
61,257 |
30,999 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
30,573 |
98,599 |
41,057 |
iShares Factors US Growth Style ETF |
01/14/20 |
15,053 |
29,632 |
22,814 |
iShares Mortgage Real Estate ETF |
05/01/07 |
16,718 |
32,013 |
29,998 |
iShares Preferred and Income Securities ETF |
03/26/07 |
135,098 |
255,445 |
245,821 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
15,228 |
26,956 |
22,546 |
iShares Russell 3000 ETF |
05/22/00 |
136,991 |
175,811 |
144,971 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
131,656 |
197,253 |
157,748 |
iShares Russell Top 200 ETF |
09/22/09 |
20,489 |
29,130 |
26,387 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
44,064 |
63,053 |
47,824 |
iShares Russell Top 200 Value ETF |
09/22/09 |
23,718 |
31,849 |
28,882 |
iShares S&P 100 ETF |
10/23/00 |
63,072 |
113,708 |
98,438 |
iShares S&P 500 Growth ETF |
05/22/00 |
228,086 |
460,395 |
401,491 |
iShares S&P 500 Value ETF |
05/22/00 |
193,185 |
311,466 |
242,848 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
89,746 |
161,211 |
118,363 |
Fund |
iShares Biotechnology ETF |
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
Gross income from securities lending activities |
$28,015,701 |
$95,279,673 |
$143,036,615 |
$114,192,248 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
1,296,094 |
1,674,965 |
7,173,833 |
2,978,509 |
Fund |
iShares Biotechnology ETF |
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
333,116 |
1,141,283 |
1,476,568 |
1,415,864 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
20,890,969 |
85,094,307 |
103,803,030 |
96,988,077 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$22,520,179 |
$87,910,555 |
$112,453,431 |
$101,382,450 |
Net income from securities lending activities |
$5,495,522 |
$7,369,118 |
$30,583,184 |
$12,809,798 |
Fund |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
Gross income from securities lending activities |
$41,738,470 |
$4,413,468 |
$3,618,018 |
$23,296 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
2,463,915 |
155,443 |
83,982 |
382 |
Cash collateral management expenses not included in securities lending income paid to BTC |
433,466 |
53,360 |
43,979 |
293 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
28,394,691 |
3,541,020 |
3,119,541 |
20,942 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$31,292,072 |
$3,749,823 |
$3,247,502 |
$21,617 |
Net income from securities lending activities |
$10,446,398 |
$663,645 |
$370,516 |
$1,679 |
Fund |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Gross income from securities lending activities |
$103,152 |
$32,271 |
$480,689 |
$3,623,071 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
8,595 |
987 |
14,658 |
83,633 |
Cash collateral management expenses not included in securities lending income paid to BTC |
828 |
350 |
4,980 |
43,413 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
57,080 |
26,690 |
391,685 |
3,138,008 |
Fund |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$66,503 |
$28,027 |
$411,323 |
$3,265,054 |
Net income from securities lending activities |
$36,649 |
$4,244 |
$69,366 |
$358,017 |
Fund |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
Gross income from securities lending activities |
$8,930,515 |
$671 |
$7,861 |
$61,956 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
383,206 |
23 |
109 |
5,743 |
Fund |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
104,536 |
11 |
80 |
490 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
6,813,284 |
535 |
7,197 |
28,769 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
Aggregate fees/compensation for securities lending activities |
$7,301,026 |
$569 |
$7,368 |
$35,002 |
Net income from securities lending activities |
$1,629,489 |
$102 |
$475 |
$26,954 |
Fund |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
Gross income from securities lending activities |
$61,956 |
$4,887 |
$8,007,688 |
$212,949 |
$1,198,936 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
5,743 |
115 |
946,307 |
20,139 |
27,550 |
Cash collateral management expenses not included in securities lending income paid to BTC |
490 |
86 |
63,676 |
2,093 |
14,901 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
28,769 |
4,135 |
2,978,362 |
102,479 |
1,038,747 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$35,002 |
$4,336 |
$3,988,345 |
$124,711 |
$1,081,198 |
Fund |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
Net income from securities lending activities |
$26,954 |
$551 |
$4,019,343 |
$88,238 |
$117,738 |
Fund |
iShares North American Natural Resources ETF |
iShares Preferred and Income Securities ETF |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
Gross income from securities lending activities |
$1,198,936 |
$9,106,898 |
$198,822 |
$19,117,871 |
$39,163,374 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
27,550 |
892,421 |
3,141 |
922,871 |
1,376,748 |
Cash collateral management expenses not included in securities lending income paid to BTC |
14,901 |
95,852 |
2,687 |
215,729 |
481,795 |
Fund |
iShares North American Natural Resources ETF |
iShares Preferred and Income Securities ETF |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
1,038,747 |
4,298,222 |
178,609 |
14,044,928 |
31,435,452 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,081,198 |
$5,286,495 |
$184,437 |
$15,183,528 |
$33,293,995 |
Net income from securities lending activities |
$117,738 |
$3,820,403 |
$14,385 |
$3,934,343 |
$5,869,379 |
Fund |
iShares Russell 1000 Value ETF |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
Gross income from securities lending activities |
$32,468,057 |
$264,285,145 |
$61,764,130 |
$42,805,629 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
2,113,510 |
21,313,188 |
5,276,124 |
3,459,596 |
Cash collateral management expenses not included in securities lending income paid to BTC |
328,977 |
2,517,780 |
573,507 |
399,851 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
21,249,941 |
149,981,665 |
33,505,525 |
24,270,007 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$23,692,428 |
$173,812,633 |
$39,355,156 |
$28,129,454 |
Net income from securities lending activities |
$8,775,629 |
$90,472,512 |
$22,408,974 |
$14,676,175 |
Fund |
iShares Russell 3000 ETF |
iShares Russell Mid Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
Gross income from securities lending activities |
$10,520,175 |
$55,531,699 |
$32,301,489 |
$20,863,478 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares Russell 3000 ETF |
iShares Russell Mid Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
Securities lending income paid to BTC for services as securities lending agent |
578,712 |
3,135,242 |
1,312,688 |
1,471,257 |
Cash collateral management expenses not included in securities lending income paid to BTC |
112,958 |
599,561 |
390,274 |
207,747 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
7,361,358 |
38,567,034 |
25,027,801 |
12,907,988 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$8,053,028 |
$42,301,837 |
$26,730,763 |
$14,586,992 |
Net income from securities lending activities |
$2,467,147 |
$13,229,862 |
$5,570,726 |
$6,276,486 |
Fund |
iShares Russell Top 200 ETF |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
Gross income from securities lending activities |
$134,454 |
$1,582,212 |
$162,506 |
$1,018,771 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,123 |
25,768 |
4,810 |
29,245 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,783 |
22,477 |
1,710 |
14,226 |
Fund |
iShares Russell Top 200 ETF |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
115,476 |
1,413,648 |
135,097 |
842,133 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$120,382 |
$1,461,893 |
$141,617 |
$885,604 |
Net income from securities lending activities |
$14,072 |
$120,319 |
$20,889 |
$133,167 |
Fund |
iShares S&P 500 Growth ETF |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
Gross income from securities lending activities |
$7,703,346 |
$7,178,608 |
$21,450,999 |
$14,942,959 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
112,563 |
132,986 |
1,226,055 |
460,306 |
Cash collateral management expenses not included in securities lending income paid to BTC |
94,116 |
86,477 |
212,288 |
163,813 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares S&P 500 Growth ETF |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
Rebates (paid to borrowers) |
6,983,355 |
6,347,264 |
14,773,068 |
12,347,513 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$7,190,034 |
$6,566,727 |
$16,211,411 |
$12,971,632 |
Net income from securities lending activities |
$513,312 |
$611,881 |
$5,239,588 |
$1,971,327 |
Fund |
iShares S&P Small-Cap 600 Growth ETF |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
Gross income from securities lending activities |
$11,815,372 |
$10,998,814 |
$10,479,966 |
$3,621,021 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
238,349 |
340,809 |
597,036 |
88,408 |
Cash collateral management expenses not included in securities lending income paid to BTC |
148,353 |
134,145 |
108,985 |
45,745 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
10,389,075 |
9,058,145 |
7,233,552 |
3,108,373 |
Fund |
iShares S&P Small-Cap 600 Growth ETF |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$10,775,777 |
$9,533,099 |
$7,939,573 |
$3,242,526 |
Net income from securities lending activities |
$1,039,595 |
$1,465,715 |
$2,540,393 |
$378,495 |
Fund |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
Gross income from securities lending activities |
$236,877 |
$245,456 |
$2,263,736 |
$2,020,700 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,615 |
5,842 |
41,836 |
28,551 |
Fund |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,195 |
3,098 |
29,280 |
24,255 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
215,049 |
211,422 |
2,011,034 |
1,838,632 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$220,859 |
$220,362 |
$2,082,150 |
$1,891,438 |
Fund |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
Net income from securities lending activities |
$16,018 |
$25,094 |
$181,586 |
$129,262 |
Fund |
iShares U.S. Infrastructure ETF |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
Gross income from securities lending activities |
$2,093,981 |
$115,878 |
$5,839,723 |
$283,855 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
231,818 |
5,783 |
151,593 |
4,868 |
Cash collateral management expenses not included in securities lending income paid to BTC |
13,179 |
1,144 |
75,152 |
3,845 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
860,611 |
84,245 |
4,964,412 |
253,329 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,105,608 |
$91,172 |
$5,191,157 |
$262,042 |
Net income from securities lending activities |
$988,373 |
$24,706 |
$648,566 |
$21,813 |
Fund |
IShares U.S. Oil Equipment & Services ETF |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
Gross income from securities lending activities |
$513,808 |
$765,413 |
$1,642,658 |
$193,764 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
7,335 |
84,558 |
27,342 |
9,795 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,683 |
5,315 |
21,934 |
2,213 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
468,238 |
315,057 |
1,471,172 |
139,499 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$481,256 |
$404,930 |
$1,520,448 |
$151,507 |
Net income from securities lending activities |
$32,552 |
$360,483 |
$122,210 |
$42,257 |
Fund |
iShares U.S. Telecommunications ETF |
iShares US Small Cap Value Factor ETF |
Gross income from securities lending activities |
$992,818 |
$132,951 |
Fees and/or compensation for securities lending activities and related services |
|
|
Fund |
iShares U.S. Telecommunications ETF |
iShares US Small Cap Value Factor ETF |
Securities lending income paid to BTC for services as securities lending agent |
18,857 |
4,003 |
Cash collateral management expenses not included in securities lending income paid to BTC |
12,468 |
1,636 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
Rebates (paid to borrowers) |
878,970 |
110,009 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$910,295 |
$115,648 |
Net income from securities lending activities |
$82,523 |
$17,303 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
02/05/01 |
$722,128 |
$1,545,280 |
$834,068 |
iShares Core S&P 500 ETF |
05/15/00 |
1,155,238 |
1,222,724 |
1,409,732 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
3,175,459 |
2,411,031 |
2,847,172 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
7,488,703 |
4,930,489 |
6,734,154 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
624,597 |
474,339 |
494,569 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
244,680 |
102,294 |
72,148 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
238,411 |
156,549 |
205,781 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
1,490 |
953 |
66 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
4,363 |
2,837 |
273 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
4,936 |
3,350 |
864 |
iShares Europe ETF |
07/25/00 |
39,529 |
46,626 |
28,948 |
iShares Expanded Tech Sector ETF |
03/13/01 |
25,603 |
31,682 |
18,927 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
75,171 |
118,897 |
102,456 |
iShares Factors US Growth Style ETF |
01/14/20 |
376 |
791 |
614 |
iShares Focused Value Factor ETF |
03/19/19 |
10,058 |
16,959 |
5,899 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
iShares International Developed Small Cap Value Factor ETF |
03/23/21 |
16,284 |
6,649 |
28 |
iShares JPX-Nikkei 400 ETF |
10/23/01 |
3,882 |
4,874 |
5,455 |
iShares Micro-Cap ETF |
08/12/05 |
219,437 |
548,474 |
342,706 |
iShares Mortgage Real Estate ETF |
05/01/07 |
290,488 |
333,931 |
570,146 |
iShares North American Natural Resources ETF |
10/22/01 |
21,859 |
27,127 |
26,241 |
iShares Preferred and Income Securities ETF |
03/26/07 |
1,046,132 |
1,432,215 |
2,045,323 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
39,693 |
21,441 |
9,842 |
iShares Russell 1000 ETF |
05/15/00 |
208,687 |
219,444 |
199,947 |
iShares Russell 1000 Growth ETF |
05/22/00 |
597,054 |
468,336 |
556,228 |
iShares Russell 1000 Value ETF |
05/22/00 |
711,909 |
732,974 |
860,614 |
iShares Russell 2000 ETF |
05/22/00 |
2,937,597 |
6,921,437 |
5,497,730 |
iShares Russell 2000 Growth ETF |
07/24/00 |
509,308 |
1,309,210 |
988,881 |
iShares Russell 2000 Value ETF |
07/24/00 |
791,432 |
2,119,942 |
1,864,464 |
iShares Russell 3000 ETF |
05/22/00 |
188,162 |
116,303 |
95,042 |
iShares Russell Mid-Cap ETF |
07/17/01 |
251,358 |
551,567 |
640,260 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
62,948 |
369,882 |
327,319 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
494,823 |
323,549 |
511,031 |
iShares Russell Top 200 ETF |
09/22/09 |
4,144 |
3,252 |
3,031 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
27,783 |
15,391 |
16,199 |
iShares Russell Top 200 Value ETF |
09/22/09 |
16,188 |
14,620 |
12,689 |
iShares S&P 100 ETF |
10/23/00 |
38,429 |
23,658 |
52,086 |
iShares S&P 500 Growth ETF |
05/22/00 |
565,726 |
264,743 |
174,278 |
iShares S&P 500 Value ETF |
05/22/00 |
372,118 |
318,752 |
422,154 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
413,750 |
389,448 |
455,474 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
592,827 |
544,798 |
465,920 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
612,702 |
535,494 |
927,092 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
1,981,986 |
1,325,001 |
1,698,044 |
iShares Semiconductor ETF |
07/10/01 |
131,908 |
390,636 |
103,868 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
122,867 |
88,164 |
210,740 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
67,174 |
26,680 |
9,128 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
07/10/01 |
9,668 |
15,724 |
8,882 |
iShares U.S. Healthcare Providers ETF |
05/01/06 |
71,366 |
55,147 |
33,014 |
iShares U.S. Home Construction ETF |
05/01/06 |
13,795 |
13,422 |
50,988 |
iShares U.S. Infrastructure ETF |
04/03/18 |
273,585 |
128,432 |
28,398 |
iShares U.S. Insurance ETF |
05/01/06 |
8,722 |
2,769 |
1,408 |
iShares U.S. Medical Devices ETF |
05/01/06 |
80,873 |
99,163 |
84,901 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
26,837 |
18,260 |
28,194 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
23,997 |
38,494 |
124,746 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
25,295 |
30,565 |
38,901 |
iShares U.S. Real Estate ETF |
06/12/00 |
94,818 |
156,955 |
296,838 |
iShares U.S. Regional Banks ETF |
05/01/06 |
18,712 |
38,492 |
8,550 |
iShares U.S. Telecommunications ETF |
05/22/00 |
47,926 |
97,972 |
65,572 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
64,708 |
14,711 |
5,286 |
Fund |
Issuer |
Market Value of Investment |
iShares Core S&P 500 ETF |
J.P. Morgan Securities LLC |
$3,393,107,558 |
|
BofA Securities, Inc. |
1,772,021,937 |
|
Wells Fargo Securities LLC |
1,264,438,383 |
|
Morgan Stanley & Co. LLC |
1,018,314,848 |
|
Goldman Sachs & Co. LLC |
983,342,381 |
|
Citigroup Global Markets, Inc. |
806,221,080 |
|
State Street Bank & Trust Co. |
234,517,215 |
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
J.P. Morgan Securities LLC |
$388,969,616 |
|
Wells Fargo Securities LLC |
145,467,111 |
|
Morgan Stanley & Co. LLC |
116,489,528 |
|
Goldman Sachs & Co. LLC |
112,482,989 |
|
Citigroup Global Markets, Inc. |
92,411,609 |
|
State Street Bank & Trust Co. |
27,127,447 |
|
|
|
iShares Core S&P U.S. Growth ETF |
Jefferies Financial Group, Inc. |
$3,723,451 |
|
|
|
iShares Core S&P U.S. Value ETF |
JPMorgan Chase & Co. |
$295,623,612 |
|
Bank of America Corp. |
154,386,747 |
|
Morgan Stanley |
88,720,759 |
|
Goldman Sachs Group Inc. (The) |
85,674,361 |
|
Citigroup, Inc. |
70,241,830 |
|
|
|
iShares ESG Screened S&P 500 ETF |
JPMorgan Chase & Co. |
$1,607,244 |
|
Bank of America Corp. |
839,439 |
|
Morgan Stanley |
482,373 |
|
Goldman Sachs Group Inc. (The) |
465,478 |
|
Citigroup, Inc. |
381,731 |
|
|
|
iShares Europe ETF |
UBS Group AG |
$13,579,894 |
|
Credit Suisse Group AG |
624,033 |
|
|
|
iShares International Developed Small Cap Value Factor ETF |
Close Brothers Group PLC |
$529,743 |
|
|
|
iShares JPX-Nikkei 400 ETF |
Nomura Holdings Inc. |
$245,198 |
|
|
|
iShares Preferred and Income Securities ETF |
Wells Fargo & Co. |
$600,629,187 |
|
JPMorgan Chase & Co. |
598,871,335 |
|
Morgan Stanley |
532,493,882 |
|
Goldman Sachs Group Inc. (The) |
272,331,423 |
|
|
|
iShares Russell 1000 ETF |
Bank of America Corp. |
$150,204,626 |
|
Citigroup Inc. |
67,871,259 |
|
JPMorgan Chase & Co. |
284,221,356 |
Fund |
Issuer |
Market Value of Investment |
|
Morgan Stanley |
80,939,747 |
|
The Goldman Sachs Group, Inc. |
80,223,727 |
|
Virtu Financial, Inc. |
1,378,585 |
|
|
|
iShares Russell 1000 Value ETF |
Bank of America Corp. |
$551,546,481 |
|
Citigroup Inc. |
249,220,069 |
|
Jefferies Financial Group Inc. |
17,217,649 |
|
JPMorgan Chase & Co. |
1,043,655,136 |
|
Morgan Stanley |
297,208,531 |
|
The Goldman Sachs Group, Inc. |
294,588,397 |
|
Wells Fargo & Company |
393,715,653 |
|
|
|
iShares Russell 3000 ETF |
JPMorgan Chase & Co. |
$101,344,042 |
|
Bank of America Corp. |
53,558,105 |
|
Morgan Stanley |
28,853,977 |
|
Goldman Sachs Group Inc. (The) |
28,594,975 |
|
Citigroup, Inc. |
24,200,632 |
|
Jefferies Financial Group, Inc. |
1,720,403 |
|
|
|
iShares Russell Mid-Cap ETF |
State Street Bank & Trust Co. |
$75,584,110 |
|
|
|
iShares Russell Top 200 ETF |
JPMorgan Chase & Co. |
$10,805,566 |
|
Bank of America Corp. |
5,710,505 |
|
Wells Fargo & Co. |
4,076,364 |
|
Goldman Sachs Group Inc. (The) |
3,049,974 |
|
Citigroup, Inc. |
2,580,310 |
|
|
|
iShares Russell Top 200 Value ETF |
JPMorgan Chase & Co. |
$48,091,166 |
|
Bank of America Corp. |
25,415,133 |
|
Wells Fargo & Co. |
18,142,308 |
|
Morgan Stanley |
13,695,307 |
|
Goldman Sachs Group Inc. (The) |
13,574,084 |
|
Citigroup, Inc. |
11,484,064 |
|
|
|
iShares S&P 100 ETF |
JPMorgan Chase & Co. |
$126,559,287 |
|
Bank of America Corp. |
66,094,428 |
|
Wells Fargo & Co. |
47,162,196 |
|
Morgan Stanley |
37,981,929 |
|
Goldman Sachs Group Inc. (The) |
36,677,863 |
|
Citigroup, Inc. |
30,071,213 |
|
|
|
iShares S&P 500 Value ETF |
JPMorgan Chase & Co. |
$580,265,869 |
|
Bank of America Corp. |
303,039,194 |
|
Morgan Stanley |
174,144,978 |
|
Goldman Sachs Group Inc. (The) |
168,166,597 |
|
Citigroup, Inc. |
137,874,324 |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Piper Sandler Companies |
$6,735,892 |
Fund |
Issuer |
Market Value of Investment |
|
The Goldman Sachs Group, Inc. |
144,984,965 |
|
Virtu Financial, Inc. |
6,222,447 |
|
|
|
iShares US Small Cap Value Factor ETF |
|
$0 |
Fund |
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
iShares Biotechnology ETF |
13% |
46% |
iShares Core S&P 500 ETF |
3% |
3% |
iShares Core S&P Mid-Cap ETF |
18% |
16% |
iShares Core S&P Small-Cap ETF |
19% |
16% |
iShares Core S&P Total U.S. Stock Market ETF |
4% |
4% |
iShares Core S&P U.S. Growth ETF |
36% |
15% |
iShares Core S&P U.S. Value ETF |
31% |
20% |
iShares ESG Screened S&P 500 ETF |
4% |
3% |
iShares ESG Screened S&P Mid-Cap ETF |
20% |
26% |
iShares ESG Screened S&P Small-Cap ETF |
23% |
34% |
iShares Europe ETF |
5% |
5% |
iShares Expanded Tech Sector ETF |
9% |
8% |
iShares Expanded Tech-Software Sector ETF |
13% |
15% |
iShares Factors US Growth Style ETF |
67% |
111% |
iShares Focused Value Factor ETF |
133% |
138% |
iShares International Developed Small Cap Value Factor ETF |
18% |
35% |
iShares JPX-Nikkei 400 ETF |
12% |
11% |
iShares Micro-Cap ETF |
35% |
44% |
iShares Mortgage Real Estate ETF |
28% |
20% |
iShares North American Natural Resources ETF |
11% |
15% |
iShares Preferred and Income Securities ETF |
16% |
21% |
iShares Residential and Multisector Real Estate ETF |
18% |
8% |
iShares Russell 1000 ETF |
5% |
6% |
iShares Russell 1000 Growth ETF |
14% |
13% |
iShares Russell 1000 Value ETF |
15% |
17% |
iShares Russell 2000 ETF |
18% |
23% |
iShares Russell 2000 Growth ETF |
35% |
40% |
Fund |
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
iShares Russell 2000 Value ETF |
32% |
35% |
iShares Russell 3000 ETF |
4% |
5% |
iShares Russell Mid-Cap ETF |
12% |
13% |
iShares Russell Mid-Cap Growth ETF |
26% |
35% |
iShares Russell Mid-Cap Value ETF |
19% |
21% |
iShares Russell Top 200 ETF |
5% |
4% |
iShares Russell Top 200 Growth ETF |
12% |
10% |
iShares Russell Top 200 Value ETF |
18% |
15% |
iShares S&P 100 ETF |
3% |
2% |
iShares S&P 500 Growth ETF |
34% |
14% |
iShares S&P 500 Value ETF |
29% |
18% |
iShares S&P Mid-Cap 400 Growth ETF |
54% |
45% |
iShares S&P Mid-Cap 400 Value ETF |
41% |
38% |
iShares S&P Small-Cap 600 Growth ETF |
54% |
44% |
iShares S&P Small-Cap 600 Value ETF |
54% |
42% |
iShares Semiconductor ETF |
18% |
32% |
iShares U.S. Aerospace & Defense ETF |
20% |
27% |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
56% |
24% |
iShares U.S. Digital Infrastructure and Real Estate ETF |
31% |
37% |
iShares U.S. Healthcare Providers ETF |
20% |
24% |
iShares U.S. Home Construction ETF |
9% |
5% |
iShares U.S. Infrastructure ETF |
26% |
33% |
iShares U.S. Insurance ETF |
12% |
11% |
iShares U.S. Medical Devices ETF |
10% |
11% |
iShares U.S. Oil & Gas Exploration & Production ETF |
15% |
17% |
iShares U.S. Oil Equipment & Services ETF |
16% |
55% |
iShares U.S. Pharmaceuticals ETF |
46% |
20% |
iShares U.S. Real Estate ETF |
8% |
9% |
iShares U.S. Regional Banks ETF |
7% |
14% |
iShares U.S. Telecommunications ETF |
24% |
75% |
iShares US Small Cap Value Factor ETF |
71% |
13% |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Biotechnology ETF |
50,000 |
$6,461,921.65 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Core S&P 500 ETF |
50,000 |
20,562,095.20 |
iShares Core S&P Mid-Cap ETF |
50,000 |
12,508,500.00 |
iShares Core S&P Small-Cap ETF |
50,000 |
4,838,000.00 |
iShares Core S&P Total U.S. Stock Market ETF |
50,000 |
4,527,750.00 |
iShares Core S&P U.S. Growth ETF |
50,000 |
4,441,000.00 |
iShares Core S&P U.S. Value ETF |
50,000 |
3,689,000.00 |
iShares ESG Screened S&P 500 ETF |
50,000 |
1,545,000.00 |
iShares ESG Screened S&P Mid-Cap ETF |
50,000 |
1,701,000.00 |
iShares ESG Screened S&P Small-Cap ETF |
50,000 |
1,696,000.00 |
iShares Europe ETF |
50,000 |
2,607,451.45 |
iShares Expanded Tech Sector ETF |
50,000 |
16,967,781.70 |
iShares Expanded Tech-Software Sector ETF |
50,000 |
15,219,435.15 |
iShares Factors US Growth Style ETF |
50,000 |
1,655,000.00 |
iShares Focused Value Factor ETF |
50,000 |
2,519,272.45 |
iShares International Developed Small Cap Value Factor ETF |
100,000 |
3,261,232.80 |
iShares JPX-Nikkei 400 ETF |
150,000 |
9,387,182.85 |
iShares Micro-Cap ETF |
50,000 |
5,220,473.50 |
iShares Mortgage Real Estate ETF |
50,000 |
1,092,000.00 |
iShares North American Natural Resources ETF |
50,000 |
1,958,418.25 |
iShares Preferred and Income Securities ETF |
50,000 |
1,559,000.00 |
iShares Residential and Multisector Real Estate ETF |
50,000 |
3,530,000.00 |
iShares Russell 1000 ETF |
50,000 |
11,260,866.25 |
iShares Russell 1000 Growth ETF |
50,000 |
12,224,131.50 |
iShares Russell 1000 Value ETF |
50,000 |
7,617,446.55 |
iShares Russell 2000 ETF |
50,000 |
8,930,753.70 |
iShares Russell 2000 Growth ETF |
50,000 |
11,353,779.90 |
iShares Russell 2000 Value ETF |
50,000 |
6,861,828.90 |
iShares Russell 3000 ETF |
50,000 |
11,776,000.00 |
iShares Russell Mid-Cap ETF |
50,000 |
3,495,431.00 |
iShares Russell Mid-Cap Growth ETF |
50,000 |
4,554,102.85 |
iShares Russell Mid-Cap Value ETF |
50,000 |
5,310,500.00 |
iShares Russell Top 200 ETF |
50,000 |
4,869,000.00 |
iShares Russell Top 200 Growth ETF |
50,000 |
6,949,000.00 |
iShares Russell Top 200 Value ETF |
50,000 |
3,257,500.00 |
iShares S&P 100 ETF |
50,000 |
9,353,000.00 |
iShares S&P 500 Growth ETF |
50,000 |
3,196,000.00 |
iShares S&P 500 Value ETF |
50,000 |
7,589,500.00 |
iShares S&P Mid-Cap 400 Growth ETF |
50,000 |
3,576,989.35 |
iShares S&P Mid-Cap 400 Value ETF |
50,000 |
5,141,672.15 |
iShares S&P Small-Cap 600 Growth ETF |
50,000 |
5,506,338.55 |
iShares S&P Small-Cap 600 Value ETF |
50,000 |
4,683,500.00 |
iShares Semiconductor ETF |
50,000 |
22,245,471.65 |
iShares U.S. Aerospace & Defense ETF |
50,000 |
5,754,693.85 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
50,000 |
4,580,163.75 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
50,000 |
3,573,516.00 |
iShares U.S. Healthcare Providers ETF |
50,000 |
12,367,432.65 |
iShares U.S. Home Construction ETF |
50,000 |
3,513,886.85 |
iShares U.S. Infrastructure ETF |
50,000 |
1,867,109.30 |
iShares U.S. Insurance ETF |
50,000 |
4,282,477.80 |
iShares U.S. Medical Devices ETF |
50,000 |
2,701,321.10 |
iShares U.S. Oil & Gas Exploration & Production ETF |
50,000 |
4,291,155.50 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares U.S. Oil Equipment & Services ETF |
50,000 |
966,431.75 |
iShares U.S. Pharmaceuticals ETF |
50,000 |
8,771,138.30 |
iShares U.S. Real Estate ETF |
50,000 |
4,247,545.05 |
iShares U.S. Regional Banks ETF |
50,000 |
1,789,407.95 |
iShares U.S. Telecommunications ETF |
50,000 |
1,157,589.00 |
iShares US Small Cap Value Factor ETF |
50,000 |
1,330,552.55 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge for Creations* |
iShares Europe ETF |
$10,000 |
3.0 % |
iShares International Developed Small Cap Value Factor ETF |
8,350 |
3.0 % |
iShares JPX-Nikkei 400 ETF |
3,000 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Biotechnology ETF |
$478.75 |
3.0 % |
iShares Core S&P 500 ETF |
777.50 |
3.0 % |
iShares Core S&P Mid-Cap ETF |
645.00 |
3.0 % |
iShares Core S&P Small-Cap ETF |
790.00 |
3.0 % |
iShares Core S&P Total U.S. Stock Market ETF |
3,675.00 |
3.0 % |
iShares Core S&P U.S. Growth ETF |
743.75 ** |
3.0 % |
iShares Core S&P U.S. Value ETF |
1,020.00 |
3.0 % |
iShares ESG Screened S&P 500 ETF |
711.25 ** |
3.0 % |
iShares ESG Screened S&P Mid-Cap ETF |
600.00 ** |
3.0 % |
iShares ESG Screened S&P Small-Cap ETF |
753.75 ** |
3.0 % |
iShares Expanded Tech Sector ETF |
497.50 ** |
3.0 % |
iShares Expanded Tech-Software Sector ETF |
293.75 ** |
3.0 % |
iShares Factors US Growth Style ETF |
263.75 ** |
3.0 % |
iShares Focused Value Factor ETF |
198.75 ** |
3.0 % |
iShares Micro-Cap ETF |
2,058.75 ** |
3.0 % |
iShares Mortgage Real Estate ETF |
188.75 |
3.0 % |
iShares North American Natural Resources ETF |
302.50 |
3.0 % |
iShares Preferred and Income Securities ETF |
705.00 |
3.0 % |
iShares Residential and Multisector Real Estate ETF |
198.75 ** |
3.0 % |
iShares Russell 1000 ETF |
1,401.25 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Russell 1000 Growth ETF |
700.00 |
3.0 % |
iShares Russell 1000 Value ETF |
1,193.75 |
3.0 % |
iShares Russell 2000 ETF |
2,531.25 |
3.0 % |
iShares Russell 2000 Growth ETF |
1,482.50 ** |
3.0 % |
iShares Russell 2000 Value ETF |
1,860.00 |
3.0 % |
iShares Russell 3000 ETF |
3,378.75 ** |
3.0 % |
iShares Russell Mid-Cap ETF |
1,155.00 ** |
3.0 % |
iShares Russell Mid-Cap Growth ETF |
563.75 |
3.0 % |
iShares Russell Mid-Cap Value ETF |
1,013.75 ** |
3.0 % |
iShares Russell Top 200 ETF |
395.00 ** |
3.0 % |
iShares Russell Top 200 Growth ETF |
287.50 ** |
3.0 % |
iShares Russell Top 200 Value ETF |
331.25 ** |
3.0 % |
iShares S&P 100 ETF |
276.25 ** |
3.0 % |
iShares S&P 500 Growth ETF |
441.25 |
3.0 % |
iShares S&P 500 Value ETF |
652.50 |
3.0 % |
iShares S&P Mid-Cap 400 Growth ETF |
452.50 ** |
3.0 % |
iShares S&P Mid-Cap 400 Value ETF |
517.50 ** |
3.0 % |
iShares S&P Small-Cap 600 Growth ETF |
531.25 ** |
3.0 % |
iShares S&P Small-Cap 600 Value ETF |
640.00 ** |
3.0 % |
iShares Semiconductor ETF |
187.50 |
3.0 % |
iShares U.S. Aerospace & Defense ETF |
193.75 |
3.0 % |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
180.00 ** |
3.0 % |
iShares U.S. Digital Infrastructure and Real Estate ETF |
176.25 ** |
3.0 % |
iShares U.S. Healthcare Providers ETF |
228.75 ** |
3.0 % |
iShares U.S. Home Construction ETF |
210.00 |
3.0 % |
iShares U.S. Infrastructure ETF |
340.00 ** |
3.0 % |
iShares U.S. Insurance ETF |
208.75 ** |
3.0 % |
iShares U.S. Medical Devices ETF |
226.25 ** |
3.0 % |
iShares U.S. Oil & Gas Exploration & Production ETF |
211.25 |
3.0 % |
iShares U.S. Oil Equipment & Services ETF |
186.25 ** |
3.0 % |
iShares U.S. Pharmaceuticals ETF |
200.00 ** |
3.0 % |
iShares U.S. Real Estate ETF |
245.00 |
3.0 % |
iShares U.S. Regional Banks ETF |
192.50 ** |
3.0 % |
iShares U.S. Telecommunications ETF |
175.00 |
3.0 % |
iShares US Small Cap Value Factor ETF |
378.75 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge for Redemptions* |
iShares Europe ETF |
$10,000 |
2.0 % |
iShares International Developed Small Cap Value Factor ETF |
8,350 |
2.0 % |
iShares JPX-Nikkei 400 ETF |
3,000 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Biotechnology ETF |
$478.75 |
2.0 % |
iShares Core S&P 500 ETF |
777.50 |
2.0 % |
iShares Core S&P Mid-Cap ETF |
645.00 |
2.0 % |
iShares Core S&P Small-Cap ETF |
790.00 |
2.0 % |
iShares Core S&P Total U.S. Stock Market ETF |
3,675.00 |
2.0 % |
iShares Core S&P U.S. Growth ETF |
743.75 ** |
2.0 % |
iShares Core S&P U.S. Value ETF |
1,020.00 |
2.0 % |
iShares ESG Screened S&P 500 ETF |
711.25 ** |
2.0 % |
iShares ESG Screened S&P Mid-Cap ETF |
600.00 ** |
2.0 % |
iShares ESG Screened S&P Small-Cap ETF |
753.75 ** |
2.0 % |
iShares Expanded Tech Sector ETF |
497.50 ** |
2.0 % |
iShares Expanded Tech-Software Sector ETF |
293.75 ** |
2.0 % |
iShares Factors US Growth Style ETF |
263.75 ** |
2.0 % |
iShares Focused Value Factor ETF |
198.75 ** |
2.0 % |
iShares Micro-Cap ETF |
2,058.75 ** |
2.0 % |
iShares Mortgage Real Estate ETF |
188.75 |
2.0 % |
iShares North American Natural Resources ETF |
302.50 |
2.0 % |
iShares Preferred and Income Securities ETF |
705.00 |
2.0 % |
iShares Residential and Multisector Real Estate ETF |
198.75 ** |
2.0 % |
iShares Russell 1000 ETF |
1,401.25 |
2.0 % |
iShares Russell 1000 Growth ETF |
700.00 |
2.0 % |
iShares Russell 1000 Value ETF |
1,193.75 |
2.0 % |
iShares Russell 2000 ETF |
2,531.25 |
2.0 % |
iShares Russell 2000 Growth ETF |
1,482.50 ** |
2.0 % |
iShares Russell 2000 Value ETF |
1,860.00 |
2.0 % |
iShares Russell 3000 ETF |
3,378.75 ** |
2.0 % |
iShares Russell Mid-Cap ETF |
1,155.00 ** |
2.0 % |
iShares Russell Mid-Cap Growth ETF |
563.75 |
2.0 % |
iShares Russell Mid-Cap Value ETF |
1,013.75 ** |
2.0 % |
iShares Russell Top 200 ETF |
395.00 ** |
2.0 % |
iShares Russell Top 200 Growth ETF |
287.50 ** |
2.0 % |
iShares Russell Top 200 Value ETF |
331.25 ** |
2.0 % |
iShares S&P 100 ETF |
276.25 ** |
2.0 % |
iShares S&P 500 Growth ETF |
441.25 |
2.0 % |
iShares S&P 500 Value ETF |
652.50 |
2.0 % |
iShares S&P Mid-Cap 400 Growth ETF |
452.50 ** |
2.0 % |
iShares S&P Mid-Cap 400 Value ETF |
517.50 ** |
2.0 % |
iShares S&P Small-Cap 600 Growth ETF |
531.25 ** |
2.0 % |
iShares S&P Small-Cap 600 Value ETF |
640.00 ** |
2.0 % |
iShares Semiconductor ETF |
187.50 |
2.0 % |
iShares U.S. Aerospace & Defense ETF |
193.75 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
180.00 ** |
2.0 % |
iShares U.S. Digital Infrastructure and Real Estate ETF |
176.25 ** |
2.0 % |
iShares U.S. Healthcare Providers ETF |
228.75 ** |
2.0 % |
iShares U.S. Home Construction ETF |
210.00 |
2.0 % |
iShares U.S. Infrastructure ETF |
340.00 ** |
2.0 % |
iShares U.S. Insurance ETF |
208.75 ** |
2.0 % |
iShares U.S. Medical Devices ETF |
226.25 ** |
2.0 % |
iShares U.S. Oil & Gas Exploration & Production ETF |
211.25 |
2.0 % |
iShares U.S. Oil Equipment & Services ETF |
186.25 ** |
2.0 % |
iShares U.S. Pharmaceuticals ETF |
200.00 ** |
2.0 % |
iShares U.S. Real Estate ETF |
245.00 |
2.0 % |
iShares U.S. Regional Banks ETF |
192.50 ** |
2.0 % |
iShares U.S. Telecommunications ETF |
175.00 |
2.0 % |
iShares US Small Cap Value Factor ETF |
378.75 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Biotechnology ETF |
$2,690,738,576 |
iShares Core S&P 500 ETF |
7,049,586,471 |
iShares Core S&P Mid-Cap ETF |
1,713,541,092 |
iShares Core S&P Small-Cap ETF |
2,941,893,594 |
iShares Core S&P Total U.S. Stock Market ETF |
662,909,533 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Core S&P U.S. Growth ETF |
1,457,321,766 |
iShares Core S&P U.S. Value ETF |
728,805,923 |
iShares ESG Screened S&P 500 ETF |
2,733,274 |
iShares ESG Screened S&P Mid-Cap ETF |
2,793,371 |
iShares ESG Screened S&P Small-Cap ETF |
1,397,798 |
iShares Europe ETF |
368,616,712 |
iShares Expanded Tech Sector ETF |
114,307,739 |
iShares Expanded Tech-Software Sector ETF |
441,797,378 |
iShares Factors US Growth Style ETF |
899,128 |
iShares Focused Value Factor ETF |
5,139,862 |
iShares International Developed Small Cap Value Factor ETF |
2,549,938 |
iShares JPX-Nikkei 400 ETF |
24,591,227 |
iShares Micro-Cap ETF |
191,112,983 |
iShares Mortgage Real Estate ETF |
276,754,574 |
iShares North American Natural Resources ETF |
498,272,318 |
iShares Preferred and Income Securities ETF |
1,946,804,348 |
iShares Residential and Multisector Real Estate ETF |
26,817,079 |
iShares Russell 1000 ETF |
1,048,166,720 |
iShares Russell 1000 Growth ETF |
4,435,951,491 |
iShares Russell 1000 Value ETF |
2,653,752,716 |
iShares Russell 2000 ETF |
14,270,567,827 |
iShares Russell 2000 Growth ETF |
2,744,343,857 |
iShares Russell 2000 Value ETF |
1,506,466,766 |
iShares Russell 3000 ETF |
262,843,385 |
iShares Russell Mid-Cap ETF |
1,175,348,813 |
iShares Russell Mid-Cap Growth ETF |
1,950,017,880 |
iShares Russell Mid-Cap Value ETF |
701,035,961 |
iShares Russell Top 200 ETF |
23,957,521 |
iShares Russell Top 200 Growth ETF |
288,680,613 |
iShares Russell Top 200 Value ETF |
49,966,749 |
iShares S&P 100 ETF |
362,360,219 |
iShares S&P 500 Growth ETF |
3,160,067,414 |
iShares S&P 500 Value ETF |
1,566,023,135 |
iShares S&P Mid-Cap 400 Growth ETF |
840,254,575 |
iShares S&P Mid-Cap 400 Value ETF |
779,295,226 |
iShares S&P Small-Cap 600 Growth ETF |
659,211,964 |
iShares S&P Small-Cap 600 Value ETF |
854,325,126 |
iShares Semiconductor ETF |
721,302,528 |
iShares U.S. Aerospace & Defense ETF |
959,069,232 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
142,483,232 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
78,086,958 |
iShares U.S. Healthcare Providers ETF |
162,814,328 |
iShares U.S. Home Construction ETF |
203,011,003 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares U.S. Infrastructure ETF |
79,528,981 |
iShares U.S. Insurance ETF |
8,758,967 |
iShares U.S. Medical Devices ETF |
248,204,930 |
iShares U.S. Oil & Gas Exploration & Production ETF |
230,439,768 |
iShares U.S. Oil Equipment & Services ETF |
301,671,033 |
iShares U.S. Pharmaceuticals ETF |
202,191,795 |
iShares U.S. Real Estate ETF |
412,805,177 |
iShares U.S. Regional Banks ETF |
118,291,081 |
iShares U.S. Telecommunications ETF |
285,175,246 |
iShares US Small Cap Value Factor ETF |
6,226,922 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |