|
March 1, 2023 |
|
(as revised December 15, 2023) |
|
2023 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses3 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Five Years |
Since Fund Inception |
(Inception Date: |
|
|
|
Return Before Taxes |
- |
|
|
Return After Taxes on Distributions1 |
- |
- |
- |
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
|
|
ICE BofA US High Yield Constrained Index2(Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
|
|
|
iShares Broad USD High Yield Corporate Bond ETF | ||||
|
Year Ended 10/31/22 |
Year Ended 10/31/21 |
Year Ended 10/31/20 |
Year Ended 10/31/19(a) |
Year Ended 10/31/18(a) |
Net asset value, beginning of year |
$41.21 |
$39.34 |
$40.61 |
$39.80 |
$41.67 |
Net investment income(b) |
2.03 |
2.02 |
2.21 |
2.52 |
2.39 |
Net realized and unrealized gain (loss)(c) |
(6.68 ) |
1.97 |
(1.23 ) |
0.74 |
(2.17 ) |
Net increase (decrease) from investment operations |
(4.65 ) |
3.99 |
0.98 |
3.26 |
0.22 |
Distributions from net investment income(d) |
(2.07 ) |
(2.12 ) |
(2.25 ) |
(2.45 ) |
(2.09 ) |
Net asset value, end of year |
$34.49 |
$41.21 |
$39.34 |
$40.61 |
$39.80 |
Total Return(e) |
|
|
|
|
|
Based on net asset value |
(11.59 )% |
10.31 % |
2.61 % |
8.48 % |
0.55 % |
Ratios to Average Net Assets(f) |
|
|
|
|
|
Total expenses |
0.22 % |
0.22 % |
0.22 % |
0.22 % |
0.22 % |
Total expenses after fees waived |
0.15 % |
0.15 % |
0.15 % |
0.16 % |
0.22 % |
Net investment income |
5.42 % |
4.91 % |
5.67 % |
6.23 % |
5.89 % |
Supplemental Data |
|
|
|
|
|
Net assets, end of year (000) |
$8,114,659 |
$8,308,643 |
$6,194,074 |
$2,595,057 |
$255,533 |
Portfolio turnover rate(g) |
12 % |
24 % |
21 % |
19 % |
15 % |
(a) Per share amounts reflect a six-for-five stock split effective after the close of trading on April 18, 2019. | |||||
(b) Based on average shares outstanding. | |||||
(c) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||||
(e) Where applicable, assumes the reinvestment of distributions. | |||||
(f) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||||
(g) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
|
June 30, 2023 |
|
(as revised December 15, 2023) |
|
2023 Prospectus |
| ||||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses 3 |
Acquired Fund Fees and Expenses3 |
Total Annual Fund Operating Expenses |
Fee Waiver3 |
Total Annual Fund Operating Expenses After Fee Waiver |
|
|
|
|
|
( |
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Five Years |
Ten Years |
(Inception Date: |
|
|
|
Return Before Taxes |
- |
|
|
Return After Taxes on Distributions1 |
- |
|
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
|
|
ICE AMT-Free US National Municipal Index (Index returns do not reflect deductions for fees, expenses, or taxes)2 |
- |
|
|
|
iShares National Muni Bond ETF | ||||
|
Year Ended 02/28/23 |
Year Ended 02/28/22 |
Year Ended 02/28/21 |
Year Ended 02/29/20 |
Year Ended 02/28/19 |
Net asset value, beginning of year |
$112.61 |
$115.31 |
$117.12 |
$109.84 |
$108.64 |
Net investment income(a) |
2.41 |
2.07 |
2.42 |
2.75 |
2.77 |
Net realized and unrealized gain (loss)(b) |
(7.29 ) |
(2.69 ) |
(1.79 ) |
7.27 |
1.14 |
Net increase (decrease) from investment operations |
(4.88 ) |
(0.62 ) |
0.63 |
10.02 |
3.91 |
Distributions from net investment income(c) |
(2.29 ) |
(2.08 ) |
(2.44 ) |
(2.74 ) |
(2.71 ) |
Net asset value, end of year |
$105.44 |
$112.61 |
$115.31 |
$117.12 |
$109.84 |
Total Return(d) |
|
|
|
|
|
Based on net asset value |
(4.32 )% |
(0.54 )% |
0.55 % |
9.21 % |
3.67 % |
Ratios to Average Net Assets(e) |
|
|
|
|
|
Total expenses |
0.07 % |
0.07 % |
0.07 % |
0.07 % |
0.12 % |
Total expenses after fees waived |
0.07 % |
0.07 % |
0.07 % |
0.07 % |
0.11 % |
Net investment income |
2.27 % |
1.78 % |
2.10 % |
2.42 % |
2.55 % |
Supplemental Data |
|
|
|
|
|
Net assets, end of year (000) |
$31,411,694 |
$24,188,200 |
$20,814,111 |
$16,548,522 |
$11,412,142 |
Portfolio turnover rate(f) |
20 % |
9 % |
10 % |
8 % |
10 % |
(a) Based on average shares outstanding. | |||||
(b) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||||
(c) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||||
(d) Where applicable, assumes the reinvestment of distributions. | |||||
(e) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||||
(f) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares 0-5 Year High Yield Corporate Bond ETF |
SHYG |
NYSE Arca |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
SLQD |
Nasdaq |
iShares 0-5 Year TIPS Bond ETF |
STIP |
NYSE Arca |
iShares 1-3 Year International Treasury Bond ETF |
ISHG |
Nasdaq |
iShares Aaa - A Rated Corporate Bond ETF |
QLTA |
NYSE Arca |
iShares BB Rated Corporate Bond ETF |
HYBB |
NYSE Arca |
iShares Broad USD High Yield Corporate Bond ETF |
USHY |
Cboe BZX |
iShares CMBS ETF |
CMBS |
NYSE Arca |
iShares Convertible Bond ETF |
ICVT |
Cboe BZX |
iShares Core 1-5 Year USD Bond ETF |
ISTB |
Nasdaq |
iShares Core International Aggregate Bond ETF |
IAGG |
Cboe BZX |
iShares ESG Advanced High Yield Corporate Bond ETF |
HYXF |
Nasdaq |
iShares Fallen Angels USD Bond ETF |
FALN |
Nasdaq |
iShares Floating Rate Bond ETF |
FLOT |
Cboe BZX |
iShares GNMA Bond ETF |
GNMA |
Nasdaq |
iShares International Treasury Bond ETF |
IGOV |
Nasdaq |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
EMB |
Nasdaq |
iShares TIPS Bond ETF |
TIP |
NYSE Arca |
iShares Treasury Floating Rate Bond ETF |
TFLO |
NYSE Arca |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
FIBR |
Cboe BZX |
iShares U.S. Treasury Bond ETF |
GOVT |
Cboe BZX |
iShares USD Green Bond ETF |
BGRN |
Nasdaq |
|
|
|
|
|
|
|
|
|
Fund |
|
Standard Creation Transaction Fee* |
|
|
Maximum Additional Charge** |
| ||
BlackRock Short Duration Bond ETF |
|
$ |
381.25 |
|
|
|
3.0 |
% |
BlackRock Short Maturity Municipal Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
BlackRock Ultra Short-Term Bond ETF |
|
$ |
151.25 |
|
|
|
3.0 |
% |
iShares 0-5 Year High Yield Corporate Bond ETF |
|
$ |
543.75 |
|
|
|
3.0 |
% |
iShares 0-5 Year TIPS Bond ETF |
|
$ |
321.25 |
|
|
|
3.0 |
% |
iShares Broad USD Investment Grade Corporate Bond ETF |
|
$ |
622.50 |
|
|
|
3.0 |
% |
iShares California Muni Bond ETF |
|
$ |
326.25 |
|
|
|
3.0 |
% |
iShares CMBS ETF |
|
$ |
305.00 |
|
|
|
3.0 |
% |
iShares Core International Aggregate Bond ETF |
|
$ |
663.25 |
|
|
|
3.0 |
% |
iShares Core Total USD Bond Market ETF |
|
$ |
710.00 |
|
|
|
3.0 |
% |
iShares ESG Aware U.S. Aggregate Bond ETF |
|
$ |
618.75 |
|
|
|
3.0 |
% |
iShares ESG Aware USD Corporate Bond ETF |
|
$ |
561.25 |
|
|
|
3.0 |
% |
iShares Fallen Angels USD Bond ETF |
|
$ |
321.25 |
|
|
|
3.0 |
% |
iShares Floating Rate Bond ETF |
|
$ |
400.00 |
|
|
|
3.0 |
% |
iShares GNMA Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
iShares Inflation Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
iShares Interest Rate Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
iShares Intermediate Government/Credit Bond ETF |
|
$ |
637.50 |
|
|
|
3.0 |
% |
iShares International Treasury Bond ETF |
|
$ |
596.75 |
|
|
|
3.0 |
% |
iShares Investment Grade Bond Factor ETF |
|
$ |
431.25 |
|
|
|
3.0 |
% |
iShares J.P. Morgan EM Corporate Bond ETF |
|
$ |
362.75 |
|
|
|
3.0 |
% |
iShares J.P. Morgan EM High Yield Bond ETF |
|
$ |
375.25 |
|
|
|
3.0 |
% |
iShares Short Treasury Bond ETF |
|
$ |
346.25 |
|
|
|
3.0 |
% |
iShares Short-Term National Muni Bond ETF |
|
$ |
312.50 |
|
|
|
3.0 |
% |
iShares Treasury Floating Rate Bond ETF |
|
$ |
308.75 |
|
|
|
3.0 |
% |
iShares U.S. Treasury Bond ETF |
|
$ |
458.75 |
|
|
|
3.0 |
% |
* |
|
Estimated fees. |
** |
|
As a percentage of the net asset value per Creation Unit. |
|
|
|
|
|
|
|
|
|
Fund |
|
Standard Redemption Transaction Fee* |
|
|
Maximum Additional Charge** |
| ||
BlackRock Short Duration Bond ETF |
|
$ |
381.25 |
|
|
|
2.0 |
% |
BlackRock Short Maturity Municipal Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
BlackRock Ultra Short-Term Bond ETF |
|
$ |
151.25 |
|
|
|
2.0 |
% |
iShares 0-5 Year High Yield Corporate Bond ETF |
|
$ |
543.75 |
|
|
|
2.0 |
% |
iShares 0-5 Year TIPS Bond ETF |
|
$ |
321.25 |
|
|
|
2.0 |
% |
iShares Broad USD Investment Grade Corporate Bond ETF |
|
$ |
622.50 |
|
|
|
2.0 |
% |
iShares California Muni Bond ETF |
|
$ |
326.25 |
|
|
|
2.0 |
% |
iShares CMBS ETF |
|
$ |
305.00 |
|
|
|
2.0 |
% |
iShares Core International Aggregate Bond ETF |
|
$ |
663.25 |
|
|
|
2.0 |
% |
iShares Core Total USD Bond Market ETF |
|
$ |
710.00 |
|
|
|
2.0 |
% |
iShares ESG Aware U.S. Aggregate Bond ETF |
|
$ |
618.75 |
|
|
|
2.0 |
% |
iShares ESG Aware USD Corporate Bond ETF |
|
$ |
561.25 |
|
|
|
2.0 |
% |
iShares Fallen Angels USD Bond ETF |
|
$ |
321.25 |
|
|
|
2.0 |
% |
iShares Floating Rate Bond ETF |
|
$ |
400.00 |
|
|
|
2.0 |
% |
|
|
|
|
|
|
|
|
|
Fund |
|
Standard Redemption Transaction Fee* |
|
|
Maximum Additional Charge** |
| ||
iShares GNMA Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
iShares Inflation Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
iShares Interest Rate Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
iShares Intermediate Government/Credit Bond ETF |
|
$ |
637.50 |
|
|
|
2.0 |
% |
iShares International Treasury Bond ETF |
|
$ |
596.75 |
|
|
|
2.0 |
% |
iShares Investment Grade Bond Factor ETF |
|
$ |
431.25 |
|
|
|
2.0 |
% |
iShares J.P. Morgan EM Corporate Bond ETF |
|
$ |
362.75 |
|
|
|
2.0 |
% |
iShares J.P. Morgan EM High Yield Bond ETF |
|
$ |
375.25 |
|
|
|
2.0 |
% |
iShares Short Treasury Bond ETF |
|
$ |
346.25 |
|
|
|
2.0 |
% |
iShares Short-Term National Muni Bond ETF |
|
$ |
312.50 |
|
|
|
2.0 |
% |
iShares Treasury Floating Rate Bond ETF |
|
$ |
308.75 |
|
|
|
2.0 |
% |
iShares U.S. Treasury Bond ETF |
|
$ |
458.75 |
|
|
|
2.0 |
% |
* |
|
Estimated fees. |
** |
|
As a percentage of the net asset value per Creation Unit. |
|
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Diversified Funds |
Non-Diversified Funds |
iShares 0-5 Year High Yield Corporate Bond ETF |
iShares 1-3 Year International Treasury Bond ETF |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
iShares Core International Aggregate Bond ETF |
iShares 0-5 Year TIPS Bond ETF |
iShares International Treasury Bond ETF |
iShares Aaa - A Rated Corporate Bond ETF |
|
iShares BB Rated Corporate Bond ETF |
|
iShares Broad USD High Yield Corporate Bond ETF |
|
iShares CMBS ETF |
|
iShares Convertible Bond ETF |
|
iShares Core 1-5 Year USD Bond ETF |
|
iShares ESG Advanced High Yield Corporate Bond ETF |
|
iShares Fallen Angels USD Bond ETF |
|
iShares Floating Rate Bond ETF |
|
iShares GNMA Bond ETF |
|
iShares J.P. Morgan USD Emerging Markets Bond ETF |
|
iShares TIPS Bond ETF |
|
iShares Treasury Floating Rate Bond ETF |
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
|
iShares U.S. Treasury Bond ETF |
|
iShares USD Green Bond ETF |
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares 0-5 Year High Yield Corporate Bond ETF |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
iShares 0-5 Year TIPS Bond ETF |
iShares 1-3 Year International Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,558 |
$669 |
$2,675 |
$12 |
Richard L. Fagnani |
1,567 |
673 |
2,689 |
12 |
Cecilia H. Herbert |
1,618 |
695 |
2,777 |
13 |
John E. Kerrigan |
1,686 |
724 |
2,894 |
13 |
Drew E. Lawton |
1,516 |
651 |
2,601 |
12 |
John E. Martinez |
1,516 |
651 |
2,601 |
12 |
Madhav V. Rajan |
1,516 |
651 |
2,601 |
12 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Aaa - A Rated Corporate Bond ETF |
iShares BB Rated Corporate Bond ETF |
iShares Broad USD High Yield Corporate Bond ETF |
iShares CMBS ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$173 |
$74 |
$1,821 |
$131 |
Richard L. Fagnani |
174 |
74 |
1,831 |
132 |
Cecilia H. Herbert |
180 |
77 |
1,890 |
136 |
John E. Kerrigan |
187 |
80 |
1,970 |
142 |
Drew E. Lawton |
168 |
72 |
1,771 |
127 |
John E. Martinez |
168 |
72 |
1,771 |
127 |
Madhav V. Rajan |
168 |
72 |
1,771 |
127 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Convertible Bond ETF |
iShares Core 1-5 Year USD Bond ETF |
iShares Core International Aggregate Bond ETF |
iShares ESG Advanced High Yield Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$411 |
$1,131 |
$740 |
$29 |
Richard L. Fagnani |
413 |
1,138 |
744 |
29 |
Cecilia H. Herbert |
426 |
1,175 |
768 |
30 |
John E. Kerrigan |
444 |
1,224 |
801 |
31 |
Drew E. Lawton |
399 |
1,101 |
720 |
28 |
John E. Martinez |
399 |
1,101 |
720 |
28 |
Madhav V. Rajan |
399 |
1,101 |
720 |
28 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Fallen Angels USD Bond ETF |
iShares Floating Rate Bond ETF |
iShares GNMA Bond ETF |
iShares International Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$373 |
$2,052 |
$73 |
$203 |
Richard L. Fagnani |
375 |
2,063 |
73 |
204 |
Cecilia H. Herbert |
387 |
2,130 |
76 |
211 |
John E. Kerrigan |
403 |
2,220 |
79 |
220 |
Drew E. Lawton |
363 |
1,996 |
71 |
198 |
John E. Martinez |
363 |
1,996 |
71 |
198 |
Madhav V. Rajan |
363 |
1,996 |
71 |
198 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
iShares TIPS Bond ETF |
iShares Treasury Floating Rate Bond ETF |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$3,037 |
$5,584 |
$846 |
$16 |
Richard L. Fagnani |
3,053 |
5,614 |
850 |
16 |
Cecilia H. Herbert |
3,153 |
5,798 |
878 |
16 |
John E. Kerrigan |
3,285 |
6,042 |
915 |
17 |
Drew E. Lawton |
2,954 |
5,431 |
822 |
15 |
John E. Martinez |
2,954 |
5,431 |
822 |
15 |
Madhav V. Rajan |
2,954 |
5,431 |
822 |
15 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Treasury Bond ETF |
iShares USD Green Bond ETF |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$4,737 |
$63 |
Not Applicable |
Not Applicable |
$465,000 |
Richard L. Fagnani |
4,763 |
63 |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
4,919 |
65 |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
5,126 |
68 |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
4,608 |
61 |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
4,608 |
61 |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
4,608 |
61 |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
0 |
0 |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares 0-5 Year High Yield Corporate Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
23.30 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
11.38 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.66 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.89 % |
|
|
|
iShares 0-5 Year Investment Grade Corporate Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
17.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.87 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
7.75 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.03 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.99 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.76 % |
|
|
|
iShares 0-5 Year TIPS Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
26.24 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.01 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.56 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
7.36 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.27 % |
|
|
|
iShares 1-3 Year International Treasury Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
30.87 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
18.97 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.13 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
9.21 % |
|
RBC Dominion Securities, Inc. 200 Bay Street, 6th Floor Royal Bank Plaza North Tower Toronto, ON M5J 2W7 |
5.14 % |
|
|
|
iShares Aaa - A Rated Corporate Bond ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
18.57 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.05 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
13.23 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
9.83 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.93 % |
|
|
|
iShares BB Rated Corporate Bond ETF |
Stifel, Nicolaus & Company Incorporated 501 N. Broadway St. Louis, MO 63102 |
28.42 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
20.69 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
19.92 % |
|
|
|
iShares Broad USD High Yield Corporate Bond ETF |
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
11.48 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
10.32 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.81 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.73 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
7.65 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.42 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.98 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.36 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.71 % |
|
|
|
iShares CMBS ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
12.72 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.54 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
11.18 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
10.71 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.14 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.03 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
6.79 % |
|
|
|
iShares Convertible Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
19.35 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.53 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.45 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.99 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.76 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.72 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.60 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.50 % |
|
|
|
iShares Core 1-5 Year USD Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.67 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.31 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.18 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
7.22 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.11 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.02 % |
|
|
|
iShares Core International Aggregate Bond ETF |
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
13.46 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.90 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
10.19 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.83 % |
|
CITIBANK, N.A./BLACKROCK ETF 390 Greenwich Street 3rd Floor New York, NY 10013 |
8.72 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.85 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.69 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
6.32 % |
|
|
|
iShares ESG Advanced High Yield Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
22.32 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
16.86 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
9.35 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
9.26 % |
|
|
|
iShares Fallen Angels USD Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
31.84 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.48 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.89 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.48 % |
Fund |
Name |
Percentage of Ownership |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.16 % |
|
|
|
iShares Floating Rate Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.42 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.03 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.20 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.74 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.60 % |
|
|
|
iShares GNMA Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.77 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
15.33 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.48 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
12.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
9.02 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.98 % |
|
|
|
iShares International Treasury Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
28.85 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
27.83 % |
Fund |
Name |
Percentage of Ownership |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.62 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.52 % |
|
|
|
iShares J.P. Morgan USD Emerging Markets Bond ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
9.94 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.54 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.75 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.75 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.56 % |
|
|
|
iShares TIPS Bond ETF |
BlackRock Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
11.95 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.29 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.25 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.56 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.75 % |
|
|
|
iShares Treasury Floating Rate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.05 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
13.56 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
12.13 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
10.17 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.56 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.32 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.84 % |
|
|
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
24.35 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
19.18 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.03 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.17 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.86 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.12 % |
|
|
|
iShares U.S. Treasury Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
37.06 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.58 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
7.87 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.66 % |
|
|
|
iShares USD Green Bond ETF |
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
17.50 % |
|
Apex Clearing Corporation One Dallas Center 350 M. St. Paul Suite 1300 Dallas, TX 75201 |
14.91 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.43 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.89 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.21 % |
|
HSBC Bank USA, NA/Clearing 452 Fifth Avenue New York, NY 10018 |
5.83 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.28 % |
Fund |
Management Fees for Fiscal Year Ended Oct. 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2020 |
iShares 0-5 Year High Yield Corporate Bond ETF |
0.30% |
10/15/13 |
$15,341,651 |
$15,434,254 |
$12,674,255 |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
0.06% |
10/15/13 |
1,555,139 |
1,415,260 |
1,205,059 |
iShares 0-5 Year TIPS Bond ETF1 |
0.03% |
12/01/10 |
3,586,349 |
2,438,584 |
1,431,764 |
iShares 1-3 Year International Treasury Bond ETF2 |
0.35% |
01/21/09 |
236,216 |
208,148 |
97,722 |
iShares Aaa - A Rated Corporate Bond ETF |
0.15% |
02/14/12 |
1,618,454 |
1,942,677 |
1,364,157 |
iShares BB Rated Corporate Bond ETF3 |
0.15% |
10/06/20 |
214,064 |
165,395 |
4,234 |
iShares Broad USD High Yield Corporate Bond ETF4 |
0.15% |
10/25/17 |
11,586,764 |
11,564,796 |
6,680,494 |
iShares CMBS ETF |
0.25% |
02/14/12 |
1,838,368 |
1,592,431 |
1,108,066 |
iShares Convertible Bond ETF |
0.20% |
06/02/15 |
3,474,137 |
3,173,405 |
1,242,706 |
iShares Core 1-5 Year USD Bond ETF5 |
0.06% |
10/18/12 |
3,411,050 |
3,015,346 |
2,210,965 |
iShares Core International Aggregate Bond ETF6 |
0.07% |
11/10/15 |
2,772,985 |
2,997,520 |
2,218,613 |
iShares ESG Advanced High Yield Corporate Bond ETF7 |
0.35% |
06/14/16 |
511,540 |
348,108 |
192,350 |
iShares Fallen Angels USD Bond ETF |
0.25% |
06/14/16 |
8,532,989 |
5,158,022 |
496,670 |
iShares Floating Rate Bond ETF8 |
0.15% |
06/14/11 |
13,136,354 |
12,213,716 |
15,148,880 |
iShares GNMA Bond ETF9,10 |
0.09% |
02/14/12 |
353,839 |
662,887 |
372,927 |
iShares International Treasury Bond ETF |
0.35% |
01/21/09 |
3,745,151 |
4,215,848 |
3,177,070 |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
0.39% |
12/17/07 |
64,113,534 |
74,428,525 |
58,033,230 |
iShares TIPS Bond ETF |
0.19% |
12/04/03 |
60,866,353 |
52,943,482 |
40,449,923 |
iShares Treasury Floating Rate Bond ETF11 |
0.15% |
02/03/14 |
1,935,965 |
494,120 |
704,942 |
iShares U.S. Fixed Income Balanced Risk Factor ETF12 |
0.24% |
02/24/15 |
234,385 |
294,938 |
368,027 |
iShares U.S. Treasury Bond ETF13 |
0.05% |
02/14/12 |
9,210,386 |
13,705,632 |
22,882,172 |
iShares USD Green Bond ETF14,15 |
0.12% |
11/13/18 |
322,866 |
400,519 |
147,331 |
John Hutson* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
3 |
272,000,000 |
Other Pooled Investment Vehicles |
33 |
22,947,000,000 |
Other Accounts |
9 |
100,072,000,000 |
James Mauro |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
101 |
$419,667,000,000 |
Other Pooled Investment Vehicles |
16 |
31,695,000,000 |
Other Accounts |
6 |
7,414,000,000 |
Scott Radell* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
101 |
$538,065,000,000 |
Other Pooled Investment Vehicles |
50 |
41,757,000,000 |
Other Accounts |
11 |
5,970,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
98 |
$527,990,000,000 |
Other Pooled Investment Vehicles |
19 |
6,134,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number |
Total Assets |
Other Accounts |
12 |
6,415,000,000 |
John Hutson* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Scott Radell* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
2 |
$95,000,000 |
Other Accounts |
3 |
1,867,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
4 |
$1,331,000,000 |
Other Accounts |
4 |
2,450,000,000 |
John Hutson |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-5 Year High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares Aaa - A Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares BB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares CMBS ETF |
X |
|
|
|
|
|
|
iShares Convertible Bond ETF |
X |
|
|
|
|
|
|
iShares Core 1-5 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core International Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Fallen Angels USD Bond ETF |
X |
|
|
|
|
|
|
iShares Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares GNMA Bond ETF |
X |
|
|
|
|
|
|
iShares International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares J.P. Morgan USD Emerging Markets Bond ETF |
X |
|
|
|
|
|
|
iShares TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Treasury Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Green Bond ETF |
X |
|
|
|
|
|
|
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-5 Year High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares Aaa - A Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares BB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares CMBS ETF |
X |
|
|
|
|
|
|
iShares Convertible Bond ETF |
X |
|
|
|
|
|
|
iShares Core 1-5 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core International Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Fallen Angels USD Bond ETF |
X |
|
|
|
|
|
|
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares GNMA Bond ETF |
X |
|
|
|
|
|
|
iShares International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares J.P. Morgan USD Emerging Markets Bond ETF |
X |
|
|
|
|
|
|
iShares TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Treasury Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Green Bond ETF |
X |
|
|
|
|
|
|
Scott Radell |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-5 Year High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares Aaa - A Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares BB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares CMBS ETF |
X |
|
|
|
|
|
|
iShares Convertible Bond ETF |
X |
|
|
|
|
|
|
iShares Core 1-5 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core International Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Fallen Angels USD Bond ETF |
X |
|
|
|
|
|
|
iShares Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares GNMA Bond ETF |
X |
|
|
|
|
|
|
iShares International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares J.P. Morgan USD Emerging Markets Bond ETF |
|
X |
|
|
|
|
|
iShares TIPS Bond ETF |
|
X |
|
|
|
|
|
iShares Treasury Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Green Bond ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-5 Year High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 0-5 Year TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares Aaa - A Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares BB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares CMBS ETF |
|
|
X |
|
|
|
|
iShares Convertible Bond ETF |
X |
|
|
|
|
|
|
iShares Core 1-5 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core International Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Fallen Angels USD Bond ETF |
X |
|
|
|
|
|
|
iShares Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares GNMA Bond ETF |
X |
|
|
|
|
|
|
iShares International Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares J.P. Morgan USD Emerging Markets Bond ETF |
X |
|
|
|
|
|
|
iShares TIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Treasury Floating Rate Bond ETF |
X |
|
|
|
|
|
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Green Bond ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Custody, Administration & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2022 |
Custody, Administration & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2021 |
Custody, Administration & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2020 |
iShares 0-5 Year High Yield Corporate Bond ETF |
10/15/13 |
$48,935 |
$75,557 |
$46,675 |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
10/15/13 |
31,877 |
38,392 |
32,395 |
iShares 0-5 Year TIPS Bond ETF |
12/01/10 |
128,205 |
68,482 |
37,564 |
iShares 1-3 Year International Treasury Bond ETF |
01/21/09 |
27,873 |
28,159 |
28,478 |
iShares Aaa - A Rated Corporate Bond ETF |
02/14/12 |
25,271 |
28,882 |
26,916 |
iShares BB Rated Corporate Bond ETF |
10/06/20 |
19,200 |
20,852 |
3,004 |
iShares Broad USD High Yield Corporate Bond ETF |
10/25/17 |
86,651 |
110,789 |
63,850 |
iShares CMBS ETF |
02/14/12 |
27,088 |
25,149 |
21,861 |
iShares Convertible Bond ETF |
06/02/15 |
27,159 |
30,337 |
23,133 |
iShares Core 1-5 Year USD Bond ETF |
10/18/12 |
174,684 |
175,774 |
144,683 |
iShares Core International Aggregate Bond ETF |
11/10/15 |
364,093 |
409,786 |
318,362 |
iShares ESG Advanced High Yield Corporate Bond ETF |
06/14/16 |
18,776 |
21,072 |
21,534 |
iShares Fallen Angels USD Bond ETF |
06/14/16 |
44,296 |
36,498 |
20,952 |
iShares Floating Rate Bond ETF |
06/14/11 |
73,371 |
84,748 |
86,715 |
iShares GNMA Bond ETF |
02/14/12 |
78,393 |
80,790 |
74,134 |
iShares International Treasury Bond ETF |
01/21/09 |
106,541 |
128,992 |
115,449 |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
12/17/07 |
835,431 |
2,052,282 |
1,615,504 |
iShares TIPS Bond ETF |
12/04/03 |
385,464 |
371,517 |
290,169 |
iShares Treasury Floating Rate Bond ETF |
02/03/14 |
22,864 |
19,659 |
21,176 |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
02/24/15 |
79,750 |
79,606 |
75,330 |
iShares U.S. Treasury Bond ETF |
02/14/12 |
233,432 |
205,185 |
209,502 |
iShares USD Green Bond ETF |
11/13/18 |
40,946 |
42,455 |
33,564 |
Fund |
iShares 0-5 Year High Yield Corporate Bond ETF |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
iShares 0-5 Year TIPS Bond ETF |
iShares 1-3 Year International Treasury Bond ETF |
Gross income from securities lending activities |
$12,724,655 |
$2,276,168 |
$2,077,386 |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
858,873 |
71,823 |
52,677 |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
313,736 |
62,028 |
37,005 |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
N/A |
Fund |
iShares 0-5 Year High Yield Corporate Bond ETF |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
iShares 0-5 Year TIPS Bond ETF |
iShares 1-3 Year International Treasury Bond ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
N/A |
Rebates (paid to borrowers) |
7,639,400 |
1,798,020 |
1,714,991 |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
N/A |
Aggregate fees/compensation for securities lending activities |
$8,812,009 |
$1,931,871 |
$1,804,673 |
N/A |
Net income from securities lending activities |
$3,912,646 |
$344,297 |
$272,713 |
N/A |
Fund |
iShares Aaa - A Rated Corporate Bond ETF |
iShares BB Rated Corporate Bond ETF |
iShares Broad USD High Yield Corporate Bond ETF |
iShares CMBS ETF |
Gross income from securities lending activities |
$894,101 |
$299,499 |
$21,510,982 |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
39,623 |
10,315 |
1,382,495 |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
30,805 |
6,539 |
555,450 |
N/A |
Fund |
iShares Aaa - A Rated Corporate Bond ETF |
iShares BB Rated Corporate Bond ETF |
iShares Broad USD High Yield Corporate Bond ETF |
iShares CMBS ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
N/A |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
N/A |
Rebates (paid to borrowers) |
637,445 |
235,005 |
13,273,729 |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
N/A |
Aggregate fees/compensation for securities lending activities |
$707,873 |
$251,859 |
$15,211,674 |
N/A |
Net income from securities lending activities |
$186,228 |
$47,640 |
$6,299,308 |
N/A |
Fund |
iShares Convertible Bond ETF |
iShares Core 1-5 Year USD Bond ETF |
iShares Core International Aggregate Bond ETF |
iShares ESG Advanced High Yield Corporate Bond ETF |
Gross income from securities lending activities |
$4,577 |
$1,629,041 |
N/A |
$400,833 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
202 |
105,252 |
N/A |
21,834 |
Fund |
iShares Convertible Bond ETF |
iShares Core 1-5 Year USD Bond ETF |
iShares Core International Aggregate Bond ETF |
iShares ESG Advanced High Yield Corporate Bond ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
178 |
57,523 |
N/A |
10,387 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
N/A |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
N/A |
0 |
Rebates (paid to borrowers) |
3,204 |
968,715 |
N/A |
269,108 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
N/A |
0 |
Aggregate fees/compensation for securities lending activities |
$3,584 |
$1,131,490 |
N/A |
$301,329 |
Net income from securities lending activities |
$993 |
$497,551 |
N/A |
$99,504 |
Fund |
iShares Fallen Angels USD Bond ETF |
iShares Floating Rate Bond ETF |
iShares GNMA Bond ETF |
iShares International Treasury Bond ETF |
Gross income from securities lending activities |
$4,973,250 |
$3,065,523 |
N/A |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares Fallen Angels USD Bond ETF |
iShares Floating Rate Bond ETF |
iShares GNMA Bond ETF |
iShares International Treasury Bond ETF |
Securities lending income paid to BTC for services as securities lending agent |
493,217 |
204,426 |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
137,058 |
84,269 |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
N/A |
N/A |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
N/A |
N/A |
Rebates (paid to borrowers) |
2,096,041 |
1,839,783 |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
N/A |
N/A |
Aggregate fees/compensation for securities lending activities |
$2,726,316 |
$2,128,478 |
N/A |
N/A |
Net income from securities lending activities |
$2,246,934 |
$937,045 |
N/A |
N/A |
Fund |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
iShares TIPS Bond ETF |
iShares Treasury Floating Rate Bond ETF |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
Gross income from securities lending activities |
N/A |
$3,560,065 |
$85,726 |
$68,057 |
Fund |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
iShares TIPS Bond ETF |
iShares Treasury Floating Rate Bond ETF |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
117,819 |
1,988 |
2,955 |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
86,820 |
1,719 |
1,975 |
Administrative fees not included in securities lending income paid to BTC |
N/A |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
N/A |
0 |
0 |
0 |
Rebates (paid to borrowers) |
N/A |
2,753,534 |
71,814 |
49,506 |
Other fees not included in securities lending income paid to BTC |
N/A |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
N/A |
$2,958,173 |
$75,521 |
$54,436 |
Net income from securities lending activities |
N/A |
$601,892 |
$10,205 |
$13,621 |
Fund |
iShares U.S. Treasury Bond ETF |
iShares USD Green Bond ETF |
Gross income from securities lending activities |
$976,137 |
$214,614 |
Fund |
iShares U.S. Treasury Bond ETF |
iShares USD Green Bond ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
Securities lending income paid to BTC for services as securities lending agent |
40,026 |
11,086 |
Cash collateral management expenses not included in securities lending income paid to BTC |
89,350 |
4,658 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
Rebates (paid to borrowers) |
526,545 |
148,101 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$655,921 |
$163,845 |
Net income from securities lending activities |
$320,216 |
$50,769 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Oct. 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Oct. 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended Oct. 31, 2020 |
iShares 0-5 Year High Yield Corporate Bond ETF |
10/15/13 |
$0 |
$1,083 |
$0 |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
10/15/13 |
0 |
0 |
0 |
iShares 0-5 Year TIPS Bond ETF |
12/01/10 |
0 |
0 |
0 |
iShares 1-3 Year International Treasury Bond ETF |
01/21/09 |
0 |
0 |
440 |
iShares Aaa - A Rated Corporate Bond ETF |
02/14/12 |
0 |
0 |
0 |
iShares BB Rated Corporate Bond ETF |
10/06/20 |
0 |
0 |
0 |
iShares Broad USD High Yield Corporate Bond ETF |
10/25/17 |
0 |
2,481 |
127 |
iShares CMBS ETF |
02/14/12 |
0 |
0 |
0 |
iShares Convertible Bond ETF |
06/02/15 |
5,104 |
19,948 |
1,516 |
iShares Core 1-5 Year USD Bond ETF |
10/18/12 |
0 |
77 |
3 |
iShares Core International Aggregate Bond ETF |
11/10/15 |
0 |
0 |
0 |
iShares ESG Advanced High Yield Corporate Bond ETF |
06/14/16 |
0 |
2 |
0 |
iShares Fallen Angels USD Bond ETF |
06/14/16 |
0 |
0 |
0 |
iShares Floating Rate Bond ETF |
06/14/11 |
0 |
0 |
0 |
iShares GNMA Bond ETF |
02/14/12 |
0 |
0 |
0 |
iShares International Treasury Bond ETF |
01/21/09 |
0 |
0 |
11,056 |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
12/17/07 |
0 |
0 |
0 |
iShares TIPS Bond ETF |
12/04/03 |
0 |
0 |
0 |
iShares Treasury Floating Rate Bond ETF |
02/03/14 |
0 |
0 |
0 |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
02/24/15 |
1,936 |
1,979 |
3,942 |
iShares U.S. Treasury Bond ETF |
02/14/12 |
0 |
0 |
319 |
iShares USD Green Bond ETF |
11/13/18 |
1,198 |
36 |
97 |
Fund |
Issuer |
Market Value of Investment |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
JPMorgan Chase & Co. |
$88,124,623 |
|
Morgan Stanley |
83,246,841 |
|
Bank of America Corp. |
82,065,291 |
|
Goldman Sachs Group Inc. (The) |
66,023,032 |
|
Citigroup, Inc. |
60,941,249 |
|
Wells Fargo & Co. |
60,542,037 |
|
Bank of New York Mellon Corp. (The) |
22,075,154 |
|
Barclays PLC |
20,065,841 |
|
Deutsche Bank AG |
18,491,773 |
|
|
|
iShares Aaa - A Rated Corporate Bond ETF |
JPMorgan Chase & Co. |
$24,059,854 |
|
Morgan Stanley |
22,681,274 |
|
Bank of America Corp. |
22,249,824 |
|
Citigroup, Inc. |
22,123,484 |
|
Goldman Sachs Group Inc. (The) |
22,081,533 |
|
Wells Fargo & Co. |
20,248,481 |
|
Royal Bank of Canada |
7,243,656 |
|
Bank of New York Mellon Corp. (The) |
6,928,587 |
|
|
|
iShares Broad USD High Yield Corporate Bond ETF |
Deutsche Bank AG |
$18,610,097 |
|
|
|
iShares Core 1-5 Year USD Bond ETF |
Bank of America Corp. |
$32,553,722 |
|
JPMorgan Chase & Co. |
32,261,641 |
|
Morgan Stanley |
24,632,985 |
|
Goldman Sachs Group Inc. (The) |
24,081,214 |
|
Wells Fargo & Co. |
23,633,525 |
|
Citigroup, Inc. |
22,927,931 |
|
Barclays PLC |
8,636,078 |
|
Bank of New York Mellon Corp. (The) |
7,806,870 |
|
Credit Suisse Group AG |
5,177,442 |
|
Nomura Holdings Inc. |
3,543,987 |
|
|
|
iShares Core International Aggregate Bond ETF |
BNP Paribas SA |
$5,837,293 |
|
Deutsche Bank AG |
3,906,583 |
|
Goldman Sachs Group Inc. (The) |
3,814,095 |
|
HSBC Holdings PLC |
3,187,163 |
|
Citigroup, Inc. |
3,070,304 |
|
JPMorgan Chase & Co. |
2,679,757 |
|
Barclays PLC |
2,187,932 |
|
Mitsubishi UFJ Financial Group, Inc. |
807,987 |
|
|
|
iShares Fallen Angels USD Bond ETF |
Deutsche Bank AG |
$3,717,880 |
|
|
|
iShares Floating Rate Bond ETF |
Goldman Sachs Group Inc. (The) |
$387,321,236 |
|
Bank of America Corp. |
252,185,581 |
|
JPMorgan Chase & Co. |
239,756,521 |
|
Citigroup, Inc. |
206,082,215 |
|
Royal Bank of Canada |
198,584,307 |
Fund |
Issuer |
Market Value of Investment |
|
Morgan Stanley |
157,821,667 |
|
Mizuho Financial Group Inc. |
148,732,078 |
|
Bank of New York Mellon Corp. (The) |
43,280,036 |
|
|
|
iShares U.S. Fixed Income Balanced Risk Factor ETF |
Bank of America Corp. |
$2,059,754 |
|
JPMorgan Chase & Co. |
1,712,181 |
|
Morgan Stanley |
1,473,472 |
|
Goldman Sachs Group Inc. (The) |
1,385,739 |
|
Citigroup, Inc. |
1,343,140 |
|
Wells Fargo & Co. |
1,284,805 |
|
Mizuho Financial Group, Inc. |
554,739 |
|
Barclays PLC |
355,766 |
|
Nomura Holdings Inc. |
179,860 |
|
|
|
iShares USD Green Bond ETF |
JPMorgan Chase & Co. |
$3,734,544 |
|
Citigroup, Inc. |
3,276,434 |
|
Bank of America Corp. |
3,240,542 |
|
BNP Paribas SA |
1,408,210 |
|
Deutsche Bank AG |
1,247,870 |
Fund |
Fiscal Year Ended Oct. 31, 2022 |
Fiscal Year Ended Oct. 31, 2021 |
iShares 0-5 Year High Yield Corporate Bond ETF |
23% |
39% |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
20% |
23% |
iShares 0-5 Year TIPS Bond ETF |
27% |
36% |
iShares 1-3 Year International Treasury Bond ETF |
69% |
60% |
iShares Aaa - A Rated Corporate Bond ETF |
14% |
17% |
iShares BB Rated Corporate Bond ETF |
21% |
32% |
iShares Broad USD High Yield Corporate Bond ETF |
12% |
24% |
Fund |
Fiscal Year Ended Oct. 31, 2022 |
Fiscal Year Ended Oct. 31, 2021 |
iShares CMBS ETF |
21% |
13% |
iShares Convertible Bond ETF |
17% |
46% |
iShares Core 1-5 Year USD Bond ETF1 |
60% |
82% |
iShares Core International Aggregate Bond ETF |
11% |
16% |
iShares ESG Advanced High Yield Corporate Bond ETF |
23% |
43% |
iShares Fallen Angels USD Bond ETF |
26% |
21% |
iShares Floating Rate Bond ETF |
39% |
38% |
iShares GNMA Bond ETF1 |
313% |
498% |
iShares International Treasury Bond ETF |
24% |
21% |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
8% |
7% |
iShares TIPS Bond ETF |
20% |
34% |
iShares Treasury Floating Rate Bond ETF |
6% |
74% |
iShares U.S. Fixed Income Balanced Risk Factor ETF1 |
550% |
546% |
iShares U.S. Treasury Bond ETF |
50% |
128% |
iShares USD Green Bond ETF |
94% |
24% |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares 0-5 Year High Yield Corporate Bond ETF |
100,000 |
$4,138,450.10 |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
50,000 |
2,398,369.45 |
iShares 0-5 Year TIPS Bond ETF |
50,000 |
4,882,341.85 |
iShares 1-3 Year International Treasury Bond ETF |
50,000 |
3,415,385.85 |
iShares Aaa - A Rated Corporate Bond ETF |
50,000 |
2,343,619.05 |
iShares BB Rated Corporate Bond ETF |
50,000 |
2,236,485.95 |
iShares Broad USD High Yield Corporate Bond ETF |
50,000 |
1,747,188.30 |
iShares CMBS ETF |
50,000 |
2,306,561.25 |
iShares Convertible Bond ETF |
50,000 |
3,578,528.05 |
iShares Core 1-5 Year USD Bond ETF |
100,000 |
4,658,789.80 |
iShares Core International Aggregate Bond ETF |
50,000 |
2,480,706.10 |
iShares ESG Advanced High Yield Corporate Bond ETF |
50,000 |
2,190,447.00 |
iShares Fallen Angels USD Bond ETF |
50,000 |
1,238,220.35 |
iShares Floating Rate Bond ETF |
100,000 |
5,037,026.60 |
iShares GNMA Bond ETF |
50,000 |
2,205,759.75 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares International Treasury Bond ETF |
50,000 |
1,979,825.25 |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
100,000 |
8,507,135.50 |
iShares TIPS Bond ETF |
100,000 |
10,816,203.80 |
iShares Treasury Floating Rate Bond ETF |
100,000 |
5,051,323.70 |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
50,000 |
4,210,408.80 |
iShares U.S. Treasury Bond ETF |
100,000 |
2,294,546.60 |
iShares USD Green Bond ETF |
50,000 |
2,313,353.70 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares 0-5 Year High Yield Corporate Bond ETF |
$200 |
3.0 % |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
100 |
3.0 % |
iShares 0-5 Year TIPS Bond ETF |
N/A |
3.0 % |
iShares 1-3 Year International Treasury Bond ETF |
700 |
3.0 % |
iShares Aaa - A Rated Corporate Bond ETF |
300 |
3.0 % |
iShares BB Rated Corporate Bond ETF |
875 |
3.0 % |
iShares Broad USD High Yield Corporate Bond ETF |
200 |
3.0 % |
iShares CMBS ETF |
400 |
3.0 % |
iShares Convertible Bond ETF |
475 |
3.0 % |
iShares Core 1-5 Year USD Bond ETF |
250 |
3.0 % |
iShares Core International Aggregate Bond ETF |
650 |
3.0 % |
iShares ESG Advanced High Yield Corporate Bond ETF |
900 |
3.0 % |
iShares Fallen Angels USD Bond ETF |
450 |
3.0 % |
iShares Floating Rate Bond ETF |
200 |
3.0 % |
iShares GNMA Bond ETF |
200 |
3.0 % |
iShares International Treasury Bond ETF |
1,200 |
3.0 % |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
700 |
3.0 % |
iShares TIPS Bond ETF |
N/A |
3.0 % |
iShares Treasury Floating Rate Bond ETF |
100 |
3.0 % |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
500 |
3.0 % |
iShares U.S. Treasury Bond ETF |
250 |
3.0 % |
iShares USD Green Bond ETF |
850 |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares 0-5 Year High Yield Corporate Bond ETF |
$200 |
2.0 % |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
100 |
2.0 % |
iShares 0-5 Year TIPS Bond ETF |
N/A |
2.0 % |
iShares 1-3 Year International Treasury Bond ETF |
700 |
2.0 % |
iShares Aaa - A Rated Corporate Bond ETF |
300 |
2.0 % |
iShares BB Rated Corporate Bond ETF |
875 |
2.0 % |
iShares Broad USD High Yield Corporate Bond ETF |
200 |
2.0 % |
iShares CMBS ETF |
400 |
2.0 % |
iShares Convertible Bond ETF |
475 |
2.0 % |
iShares Core 1-5 Year USD Bond ETF |
250 |
2.0 % |
iShares Core International Aggregate Bond ETF |
650 |
2.0 % |
iShares ESG Advanced High Yield Corporate Bond ETF |
900 |
2.0 % |
iShares Fallen Angels USD Bond ETF |
450 |
2.0 % |
iShares Floating Rate Bond ETF |
200 |
2.0 % |
iShares GNMA Bond ETF |
200 |
2.0 % |
iShares International Treasury Bond ETF |
1,200 |
2.0 % |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
700 |
2.0 % |
iShares TIPS Bond ETF |
N/A |
2.0 % |
iShares Treasury Floating Rate Bond ETF |
100 |
2.0 % |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
500 |
2.0 % |
iShares U.S. Treasury Bond ETF |
250 |
2.0 % |
iShares USD Green Bond ETF |
850 |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares 0-5 Year High Yield Corporate Bond ETF |
$364,443,138 |
iShares 0-5 Year Investment Grade Corporate Bond ETF |
6,882,478 |
iShares 0-5 Year TIPS Bond ETF |
79,005,302 |
iShares 1-3 Year International Treasury Bond ETF |
8,404,881 |
iShares Aaa - A Rated Corporate Bond ETF |
10,700,298 |
iShares BB Rated Corporate Bond ETF |
1,791,917 |
iShares Broad USD High Yield Corporate Bond ETF |
99,978,755 |
iShares CMBS ETF |
18,311,730 |
iShares Convertible Bond ETF |
52,953,224 |
iShares Core 1-5 Year USD Bond ETF |
50,723,841 |
iShares Core International Aggregate Bond ETF |
15,206,996 |
iShares ESG Advanced High Yield Corporate Bond ETF |
2,769,620 |
iShares Fallen Angels USD Bond ETF |
57,985,093 |
iShares Floating Rate Bond ETF |
75,073,119 |
iShares GNMA Bond ETF |
12,309,603 |
iShares International Treasury Bond ETF |
20,331,032 |
iShares J.P. Morgan USD Emerging Markets Bond ETF |
1,501,668,073 |
iShares TIPS Bond ETF |
396,779,209 |
iShares U.S. Fixed Income Balanced Risk Factor ETF |
13,690,143 |
iShares U.S. Treasury Bond ETF |
538,370,420 |
iShares USD Green Bond ETF |
16,105,976 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Fund |
Ticker |
Listing Exchange |
iShares 0-3 Month Treasury Bond ETF |
SGOV |
NYSE Arca |
iShares 1-3 Year Treasury Bond ETF |
SHY |
Nasdaq |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
IGSB |
Nasdaq |
iShares 3-7 Year Treasury Bond ETF |
IEI |
Nasdaq |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
IGIB |
Nasdaq |
iShares 7-10 Year Treasury Bond ETF |
IEF |
Nasdaq |
iShares 10+ Year Investment Grade Corporate Bond ETF |
IGLB |
NYSE Arca |
iShares 10-20 Year Treasury Bond ETF |
TLH |
NYSE Arca |
iShares 20+ Year Treasury Bond ETF |
TLT |
Nasdaq |
iShares 25+ Year Treasury STRIPS Bond ETF |
GOVZ |
Cboe BZX |
iShares Agency Bond ETF |
AGZ |
NYSE Arca |
iShares BBB Rated Corporate Bond ETF |
LQDB |
NYSE Arca |
iShares Broad USD Investment Grade Corporate Bond ETF |
USIG |
Nasdaq |
iShares California Muni Bond ETF |
CMF |
NYSE Arca |
iShares Core 5-10 Year USD Bond ETF |
IMTB |
NYSE Arca |
iShares Core 10+ Year USD Bond ETF |
ILTB |
NYSE Arca |
iShares Core U.S. Aggregate Bond ETF |
AGG |
NYSE Arca |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
ELQD |
NYSE Arca |
iShares ESG Advanced Total USD Bond Market ETF |
EUSB |
NYSE Arca |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
SUSB |
Nasdaq |
iShares ESG Aware U.S. Aggregate Bond ETF |
EAGG |
NYSE Arca |
iShares ESG Aware USD Corporate Bond ETF |
SUSC |
Nasdaq |
iShares Government/Credit Bond ETF |
GBF |
NYSE Arca |
iShares High Yield Bond Factor ETF |
HYDB |
Cboe BZX |
iShares iBoxx $ High Yield Corporate Bond ETF |
HYG |
NYSE Arca |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
LQD |
NYSE Arca |
iShares Intermediate Government/Credit Bond ETF |
GVI |
Cboe BZX |
iShares Investment Grade Bond Factor ETF |
IGEB |
Cboe BZX |
iShares MBS ETF |
MBB |
Nasdaq |
iShares National Muni Bond ETF |
MUB |
NYSE Arca |
iShares New York Muni Bond ETF |
NYF |
NYSE Arca |
iShares Short-Term National Muni Bond ETF |
SUB |
NYSE Arca |
iShares Short Treasury Bond ETF |
SHV |
Nasdaq |
iShares USD Bond Factor ETF |
USBF |
Nasdaq |
|
|
|
|
|
|
|
|
|
Fund |
|
Standard Creation Transaction Fee* |
|
|
Maximum Additional Charge** |
| ||
BlackRock Short Duration Bond ETF |
|
$ |
381.25 |
|
|
|
3.0 |
% |
BlackRock Short Maturity Municipal Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
BlackRock Ultra Short-Term Bond ETF |
|
$ |
151.25 |
|
|
|
3.0 |
% |
iShares 0-5 Year High Yield Corporate Bond ETF |
|
$ |
543.75 |
|
|
|
3.0 |
% |
iShares 0-5 Year TIPS Bond ETF |
|
$ |
321.25 |
|
|
|
3.0 |
% |
iShares Broad USD Investment Grade Corporate Bond ETF |
|
$ |
622.50 |
|
|
|
3.0 |
% |
iShares California Muni Bond ETF |
|
$ |
326.25 |
|
|
|
3.0 |
% |
iShares CMBS ETF |
|
$ |
305.00 |
|
|
|
3.0 |
% |
iShares Core International Aggregate Bond ETF |
|
$ |
663.25 |
|
|
|
3.0 |
% |
iShares Core Total USD Bond Market ETF |
|
$ |
710.00 |
|
|
|
3.0 |
% |
iShares ESG Aware U.S. Aggregate Bond ETF |
|
$ |
618.75 |
|
|
|
3.0 |
% |
iShares ESG Aware USD Corporate Bond ETF |
|
$ |
561.25 |
|
|
|
3.0 |
% |
iShares Fallen Angels USD Bond ETF |
|
$ |
321.25 |
|
|
|
3.0 |
% |
iShares Floating Rate Bond ETF |
|
$ |
400.00 |
|
|
|
3.0 |
% |
iShares GNMA Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
iShares Inflation Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
iShares Interest Rate Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
3.0 |
% |
iShares Intermediate Government/Credit Bond ETF |
|
$ |
637.50 |
|
|
|
3.0 |
% |
iShares International Treasury Bond ETF |
|
$ |
596.75 |
|
|
|
3.0 |
% |
iShares Investment Grade Bond Factor ETF |
|
$ |
431.25 |
|
|
|
3.0 |
% |
iShares J.P. Morgan EM Corporate Bond ETF |
|
$ |
362.75 |
|
|
|
3.0 |
% |
iShares J.P. Morgan EM High Yield Bond ETF |
|
$ |
375.25 |
|
|
|
3.0 |
% |
iShares Short Treasury Bond ETF |
|
$ |
346.25 |
|
|
|
3.0 |
% |
iShares Short-Term National Muni Bond ETF |
|
$ |
312.50 |
|
|
|
3.0 |
% |
iShares Treasury Floating Rate Bond ETF |
|
$ |
308.75 |
|
|
|
3.0 |
% |
iShares U.S. Treasury Bond ETF |
|
$ |
458.75 |
|
|
|
3.0 |
% |
* |
|
Estimated fees. |
** |
|
As a percentage of the net asset value per Creation Unit. |
|
|
|
|
|
|
|
|
|
Fund |
|
Standard Redemption Transaction Fee* |
|
|
Maximum Additional Charge** |
| ||
BlackRock Short Duration Bond ETF |
|
$ |
381.25 |
|
|
|
2.0 |
% |
BlackRock Short Maturity Municipal Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
BlackRock Ultra Short-Term Bond ETF |
|
$ |
151.25 |
|
|
|
2.0 |
% |
iShares 0-5 Year High Yield Corporate Bond ETF |
|
$ |
543.75 |
|
|
|
2.0 |
% |
iShares 0-5 Year TIPS Bond ETF |
|
$ |
321.25 |
|
|
|
2.0 |
% |
iShares Broad USD Investment Grade Corporate Bond ETF |
|
$ |
622.50 |
|
|
|
2.0 |
% |
iShares California Muni Bond ETF |
|
$ |
326.25 |
|
|
|
2.0 |
% |
iShares CMBS ETF |
|
$ |
305.00 |
|
|
|
2.0 |
% |
iShares Core International Aggregate Bond ETF |
|
$ |
663.25 |
|
|
|
2.0 |
% |
iShares Core Total USD Bond Market ETF |
|
$ |
710.00 |
|
|
|
2.0 |
% |
iShares ESG Aware U.S. Aggregate Bond ETF |
|
$ |
618.75 |
|
|
|
2.0 |
% |
iShares ESG Aware USD Corporate Bond ETF |
|
$ |
561.25 |
|
|
|
2.0 |
% |
iShares Fallen Angels USD Bond ETF |
|
$ |
321.25 |
|
|
|
2.0 |
% |
iShares Floating Rate Bond ETF |
|
$ |
400.00 |
|
|
|
2.0 |
% |
|
|
|
|
|
|
|
|
|
Fund |
|
Standard Redemption Transaction Fee* |
|
|
Maximum Additional Charge** |
| ||
iShares GNMA Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
iShares Inflation Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
iShares Interest Rate Hedged Corporate Bond ETF |
|
$ |
301.25 |
|
|
|
2.0 |
% |
iShares Intermediate Government/Credit Bond ETF |
|
$ |
637.50 |
|
|
|
2.0 |
% |
iShares International Treasury Bond ETF |
|
$ |
596.75 |
|
|
|
2.0 |
% |
iShares Investment Grade Bond Factor ETF |
|
$ |
431.25 |
|
|
|
2.0 |
% |
iShares J.P. Morgan EM Corporate Bond ETF |
|
$ |
362.75 |
|
|
|
2.0 |
% |
iShares J.P. Morgan EM High Yield Bond ETF |
|
$ |
375.25 |
|
|
|
2.0 |
% |
iShares Short Treasury Bond ETF |
|
$ |
346.25 |
|
|
|
2.0 |
% |
iShares Short-Term National Muni Bond ETF |
|
$ |
312.50 |
|
|
|
2.0 |
% |
iShares Treasury Floating Rate Bond ETF |
|
$ |
308.75 |
|
|
|
2.0 |
% |
iShares U.S. Treasury Bond ETF |
|
$ |
458.75 |
|
|
|
2.0 |
% |
* |
|
Estimated fees. |
** |
|
As a percentage of the net asset value per Creation Unit. |
|
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215 | |
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216 | |
217 | |
219 | |
219 | |
220 | |
220 | |
220 | |
221 | |
222 | |
222 |
Diversified Funds |
Non-Diversified Funds |
iShares 0-3 Month Treasury Bond ETF |
iShares BBB Rated Corporate Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares California Muni Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
iShares New York Muni Bond ETF |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares USD Bond Factor ETF |
iShares 7-10 Year Treasury Bond ETF |
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
|
iShares 10-20 Year Treasury Bond ETF |
|
iShares 20+ Year Treasury Bond ETF |
|
iShares 25+ Year Treasury STRIPS Bond ETF |
|
Diversified Funds |
Non-Diversified Funds |
iShares Agency Bond ETF |
|
iShares Broad USD Investment Grade Corporate Bond ETF |
|
iShares Core 5-10 Year USD Bond ETF |
|
iShares Core 10+ Year USD Bond ETF |
|
iShares Core U.S. Aggregate Bond ETF |
|
iShares ESG Advanced Total USD Bond Market ETF |
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
|
iShares ESG Aware USD Corporate Bond ETF |
|
iShares ESG Aware U.S. Aggregate Bond ETF |
|
iShares Government/Credit Bond ETF |
|
iShares High Yield Bond Factor ETF |
|
iShares iBoxx $ High Yield Corporate Bond ETF |
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
|
iShares Intermediate Government/Credit Bond ETF |
|
iShares Investment Grade Bond Factor ETF |
|
iShares MBS ETF |
|
iShares National Muni Bond ETF |
|
iShares Short-Term National Muni Bond ETF |
|
iShares Short Treasury Bond ETF |
|
|
|
|
2021-22 |
2022-23 |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
|
|
|
|
|
|
|
Personal Income Tax |
$137.1 |
$122.8 |
$118.2 |
$118.9 |
$127.5 |
$141.8 |
Sales and Use Tax |
$33.0 |
$33.1 |
$33.4 |
$34.4 |
$35.5 |
$36.3 |
Corporation Tax |
$45.1 |
$42.1 |
$42.1 |
$43.4 |
$36.4 |
$26.6 |
Total2 |
$215.3 |
$197.9 |
$193.6 |
$196.7 |
$199.4 |
$204.8 |
Growth |
19.3 % |
-8.1 % |
-2.2 % |
1.6 % |
1.4 % |
2.7 % |
CalPERS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2017-18 |
8.6 % |
2018-19 |
6.7 % |
2019-20 |
4.7 % |
CalPERS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2020-21 |
21.3 % |
2021-22 |
-6.1 % |
CalSTRS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2017-18 |
9.0 % |
2018-19 |
6.8 % |
2019-20 |
3.9 % |
2020-21 |
27.2 % |
2021-22 |
-1.3 % |
|
|
May Revision | |
|
Revised 2022-232 |
Revised 2023-242 |
Percent Change |
Prior-year General Fund balance |
$55,462 |
$24,119 |
(56.6 )% |
Revenues and transfers |
205,129 |
209,054 |
1.9 % |
Expenditures |
(236,472 ) |
(224,101 )) |
(5.2 )% |
Ending General Fund Balance |
$24,119 |
$9,072 |
|
Encumbrances |
(5,272 ) |
(5,272 ) |
|
SFEU balance |
$18,847 |
$3,800 |
|
BSA balance |
$22,252 |
$22,252 |
|
Safety Net Reserve |
$900 |
$450 |
|
Public School System Stabilization Account |
$9,936 |
$10,684 |
|
Moody’s |
S&P |
Fitch |
Aa2 |
AA- |
AA |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,747 |
$5,665 |
$5,198 |
$2,584 |
Richard L. Fagnani |
1,747 |
5,665 |
5,198 |
2,584 |
Cecilia H. Herbert |
1,787 |
5,796 |
5,318 |
2,644 |
John E. Kerrigan |
1,921 |
6,229 |
5,716 |
2,842 |
Drew E. Lawton |
1,691 |
5,483 |
5,032 |
2,502 |
John E. Martinez |
1,691 |
5,483 |
5,032 |
2,502 |
Madhav V. Rajan |
1,691 |
5,483 |
5,032 |
2,502 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,371 |
$4,946 |
$326 |
$1,782 |
Richard L. Fagnani |
2,371 |
4,946 |
326 |
1,782 |
Cecilia H. Herbert |
2,426 |
5,061 |
334 |
1,823 |
John E. Kerrigan |
2,608 |
5,439 |
359 |
1,959 |
Drew E. Lawton |
2,295 |
4,788 |
316 |
1,725 |
John E. Martinez |
2,295 |
4,788 |
316 |
1,725 |
Madhav V. Rajan |
2,295 |
4,788 |
316 |
1,725 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$6,519 |
$61 |
$148 |
$5 |
Richard L. Fagnani |
6,519 |
61 |
148 |
5 |
Cecilia H. Herbert |
6,670 |
62 |
151 |
5 |
John E. Kerrigan |
7,169 |
67 |
162 |
6 |
Drew E. Lawton |
6,310 |
59 |
143 |
5 |
John E. Martinez |
6,310 |
59 |
143 |
5 |
Madhav V. Rajan |
6,310 |
59 |
143 |
5 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,761 |
$416 |
$35 |
$73 |
Richard L. Fagnani |
1,761 |
416 |
35 |
73 |
Cecilia H. Herbert |
1,802 |
426 |
36 |
74 |
John E. Kerrigan |
1,937 |
458 |
39 |
80 |
Drew E. Lawton |
1,705 |
403 |
34 |
70 |
John E. Martinez |
1,705 |
403 |
34 |
70 |
Madhav V. Rajan |
1,705 |
403 |
34 |
70 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$18,435 |
$3 |
$123 |
$194 |
Richard L. Fagnani |
18,435 |
3 |
123 |
194 |
Cecilia H. Herbert |
18,861 |
3 |
126 |
199 |
John E. Kerrigan |
20,272 |
3 |
135 |
214 |
Drew E. Lawton |
17,844 |
2 |
119 |
188 |
John E. Martinez |
17,844 |
2 |
119 |
188 |
Madhav V. Rajan |
17,844 |
2 |
119 |
188 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Bond Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$513 |
$245 |
$33 |
$29 |
Richard L. Fagnani |
513 |
245 |
33 |
29 |
Cecilia H. Herbert |
524 |
251 |
34 |
30 |
John E. Kerrigan |
564 |
270 |
37 |
32 |
Drew E. Lawton |
496 |
237 |
32 |
28 |
John E. Martinez |
496 |
237 |
32 |
28 |
Madhav V. Rajan |
496 |
237 |
32 |
28 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Bond Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,664 |
$7,012 |
$530 |
$51 |
Richard L. Fagnani |
2,664 |
7,012 |
530 |
51 |
Cecilia H. Herbert |
2,725 |
7,174 |
542 |
52 |
John E. Kerrigan |
2,929 |
7,710 |
582 |
56 |
Drew E. Lawton |
2,578 |
6,787 |
513 |
49 |
John E. Martinez |
2,578 |
6,787 |
513 |
49 |
Madhav V. Rajan |
2,578 |
6,787 |
513 |
49 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MBS ETF |
iShares National Muni Bond ETF |
iShares New York Muni Bond ETF |
iShares Short-Term National Muni Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5,319 |
$6,767 |
$117 |
$2,256 |
Richard L. Fagnani |
5,319 |
6,767 |
117 |
2,256 |
Cecilia H. Herbert |
5,442 |
6,924 |
120 |
2,309 |
John E. Kerrigan |
5,849 |
7,441 |
128 |
2,481 |
Drew E. Lawton |
5,149 |
6,550 |
113 |
2,184 |
John E. Martinez |
5,149 |
6,550 |
113 |
2,184 |
Madhav V. Rajan |
5,149 |
6,550 |
113 |
2,184 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Short Treasury Bond ETF |
iShares USD Bond Factor ETF |
Independent Trustees: |
|
|
|
|
|
Jane D. Carlin |
$5,108 |
$3 |
Richard L. Fagnani |
5,108 |
3 |
Cecilia H. Herbert |
5,227 |
3 |
John E. Kerrigan |
5,617 |
3 |
Drew E. Lawton |
4,945 |
3 |
John E. Martinez |
4,945 |
3 |
Madhav V. Rajan |
4,945 |
3 |
|
|
|
Interested Trustees: |
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
Salim Ramji |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares 0-3 Month Treasury Bond ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
17.49 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.84 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.84 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.66 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.88 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.10 % |
|
|
|
iShares 1-3 Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.19 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.71 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.88 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.55 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.23 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.01 % |
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.12 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
13.32 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.36 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.09 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.22 % |
|
|
|
iShares 3-7 Year Treasury Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.45 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.29 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
8.17 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.07 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.76 % |
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.30 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
11.77 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.14 % |
Fund |
Name |
Percentage of Ownership |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.63 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.37 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.18 % |
|
|
|
iShares 7-10 Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.79 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.51 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.34 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.47 % |
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
21.52 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.24 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.68 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
7.42 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
7.00 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.83 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.57 % |
|
|
|
iShares 10-20 Year Treasury Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
22.08 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.11 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.71 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.96 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
7.67 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.13 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.52 % |
|
|
|
iShares 20+ Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
30.65 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
20.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.47 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.19 % |
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
45.61 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
12.20 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.68 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.53 % |
|
|
|
iShares Agency Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.53 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.69 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.72 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
6.32 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.40 % |
|
|
|
iShares BBB Rated Corporate Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
83.33 % |
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
24.56 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
17.13 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
9.43 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.79 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.59 % |
|
|
|
iShares California Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
44.06 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.60 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.74 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.01 % |
|
|
|
iShares Core 5-10 Year USD Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
58.53 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.18 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
10.01 % |
|
|
|
iShares Core 10+ Year USD Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.29 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
17.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.50 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.77 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.63 % |
|
|
|
iShares Core U.S. Aggregate Bond ETF |
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.71 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.61 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.06 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.57 % |
Fund |
Name |
Percentage of Ownership |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.51 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.48 % |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
87.33 % |
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
32.44 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
27.05 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.51 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.68 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.42 % |
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
25.10 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.46 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
13.03 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.30 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
6.07 % |
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
26.84 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.80 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.83 % |
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.71 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
23.54 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.62 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.39 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.66 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.27 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.22 % |
|
|
|
iShares Government/Credit Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.75 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.63 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
16.47 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.87 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
6.75 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares High Yield Bond Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
35.75 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.74 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.09 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
6.63 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.82 % |
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.54 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
16.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.51 % |
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
9.56 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
8.77 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.37 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.13 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.27 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.29 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.14 % |
|
|
|
iShares Intermediate Government/Credit Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.47 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.17 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.49 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
6.04 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
5.44 % |
|
|
|
iShares Investment Grade Bond Factor ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
33.44 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
24.48 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
14.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.75 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.37 % |
|
|
|
iShares MBS ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
22.13 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.29 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
7.87 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.59 % |
Fund |
Name |
Percentage of Ownership |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
6.30 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.56 % |
|
|
|
iShares National Muni Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.26 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.67 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.39 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.34 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.25 % |
|
|
|
iShares New York Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
21.97 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.41 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.40 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.86 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.11 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.51 % |
|
|
|
iShares Short-Term National Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
20.42 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.49 % |
|
The Bank of New York Mellon/Wealth Management One Wall Street New York, NY 10005 |
9.66 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.96 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.53 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.40 % |
|
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
5.08 % |
|
|
|
iShares Short Treasury Bond ETF |
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
21.79 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.52 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.27 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.32 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.54 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.42 % |
|
|
|
iShares USD Bond Factor ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
98.27 % |
|
|
|
Fund |
Management Fee |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2021 |
iShares 0-3 Month Treasury Bond ETF1 |
0.04% |
05/26/20 |
$1,681,624 |
$219,282 |
$162,126 |
iShares 1-3 Year Treasury Bond ETF |
0.15% |
07/22/02 |
38,927,762 |
29,945,144 |
32,106,936 |
iShares 1-5 Year Investment Grade Corporate Bond ETF2 |
0.05% |
01/05/07 |
11,544,984 |
13,551,064 |
10,705,449 |
iShares 3-7 Year Treasury Bond ETF |
0.15% |
01/05/07 |
17,295,366 |
16,244,679 |
17,168,658 |
iShares 5-10 Year Investment Grade Corporate Bond ETF3 |
0.05% |
01/05/07 |
5,269,012 |
6,406,219 |
5,827,292 |
iShares 7-10 Year Treasury Bond ETF |
0.15% |
07/22/02 |
31,344,908 |
22,158,598 |
28,670,072 |
iShares 10+ Year Investment Grade Corporate Bond ETF4 |
0.05% |
12/08/09 |
776,844 |
1,386,564 |
1,169,310 |
iShares 10-20 Year Treasury Bond ETF |
0.15% |
01/05/07 |
6,561,022 |
2,050,536 |
1,958,386 |
iShares 20+ Year Treasury Bond ETF |
0.15% |
07/22/02 |
35,618,839 |
23,523,424 |
27,770,333 |
iShares 25+ Year Treasury STRIPS Bond ETF5 |
0.04% |
09/22/20 |
119,477 |
122,500 |
4,960 |
iShares Agency Bond ETF |
0.20% |
11/05/08 |
1,252,551 |
1,579,828 |
1,610,512 |
iShares BBB Rated Corporate Bond ETF |
0.15% |
05/18/21 |
67,924 |
89,307 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF6 |
0.04% |
01/05/07 |
2,774,655 |
2,574,479 |
3,098,584 |
iShares California Muni Bond ETF |
0.25% |
10/04/07 |
4,607,963 |
4,634,842 |
3,911,631 |
iShares Core 5-10 Year USD Bond ETF7 |
0.05% |
11/01/16 |
57,708 |
62,677 |
57,076 |
iShares Core 10+ Year USD Bond ETF |
0.06% |
12/08/09 |
168,231 |
232,367 |
241,944 |
iShares Core U.S. Aggregate Bond ETF8,9 |
0.03% |
09/22/03 |
21,767,151 |
28,768,959 |
26,526,094 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
0.18% |
11/08/21 |
27,715 |
10,689 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF10 |
0.11% |
06/23/20 |
877,840 |
463,035 |
71,650 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
0.12% |
07/11/17 |
1,139,234 |
1,152,913 |
468,841 |
iShares ESG Aware U.S. Aggregate Bond ETF11 |
0.09% |
10/18/18 |
1,956,167 |
1,330,990 |
437,376 |
iShares ESG Aware USD Corporate Bond ETF |
0.18% |
07/11/17 |
1,657,303 |
1,509,984 |
823,272 |
iShares Government/Credit Bond ETF |
0.20% |
01/05/07 |
484,135 |
689,717 |
444,376 |
iShares High Yield Bond Factor ETF |
0.35% |
07/11/17 |
437,996 |
516,377 |
144,014 |
iShares iBoxx $ High Yield Corporate Bond ETF |
0.49% |
04/04/07 |
73,274,146 |
97,173,850 |
118,223,615 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
0.14% |
07/22/02 |
48,580,938 |
55,071,034 |
72,561,952 |
iShares Intermediate Government/Credit Bond ETF |
0.20% |
01/05/07 |
4,939,299 |
4,912,048 |
4,506,647 |
iShares Investment Grade Bond Factor ETF |
0.18% |
07/11/17 |
306,093 |
292,204 |
256,032 |
iShares MBS ETF12,13 |
0.03% |
03/13/07 |
6,958,456 |
10,387,393 |
10,391,914 |
iShares National Muni Bond ETF14, 15 |
0.07% |
09/07/07 |
20,030,561 |
16,265,453 |
12,577,499 |
iShares New York Muni Bond ETF |
0.25% |
10/04/07 |
1,325,245 |
1,329,048 |
1,176,607 |
iShares Short-Term National Muni Bond ETF |
0.07% |
11/05/08 |
6,383,302 |
4,024,798 |
2,497,984 |
iShares Short Treasury Bond ETF16,17 |
0.14% |
01/05/07 |
28,757,510 |
21,461,175 |
31,357,144 |
Fund |
Management Fee |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2021 |
iShares USD Bond Factor ETF18 |
0.16% |
10/12/21 |
26,950 |
11,968 |
N/A |
James Mauro |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
86 |
$189,451,000,000 |
Other Pooled Investment Vehicles |
9 |
34,510,000,000 |
Other Accounts |
5 |
5,793,000,000 |
Scott Radell* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
12 |
$24,029,000,000 |
Other Pooled Investment Vehicles |
54 |
41,217,000,000 |
Other Accounts |
7 |
4,983,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
80 |
$183,837,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number |
Total Assets |
Other Pooled Investment Vehicles |
14 |
3,000,000,000 |
Other Accounts |
7 |
4,124,000,000 |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Scott Radell* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
2 |
$101,000,000 |
Scott Radell* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Other Accounts |
2 |
677,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
3 |
$1,055,000,000 |
Other Accounts |
3 |
1,289,000,000 |
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
|
|
X |
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
|
|
X |
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
|
|
X |
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
|
|
|
X |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Bond Factor ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Bond Factor ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Bond Factor ETF |
X |
|
|
|
|
|
|
Scott Radell |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
|
X |
|
|
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Bond Factor ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Bond Factor ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Bond Factor ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Bond Factor ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Bond Factor ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Bond Factor ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2023 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2021 |
iShares 0-3 Month Treasury Bond ETF |
05/26/20 |
$33,753 |
$29,235 |
$18,453 |
iShares 1-3 Year Treasury Bond ETF |
07/22/02 |
318,726 |
260,406 |
293,086 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
01/05/07 |
260,692 |
320,682 |
259,137 |
iShares 3-7 Year Treasury Bond ETF |
01/05/07 |
148,312 |
144,480 |
157,721 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
01/05/07 |
125,549 |
158,762 |
147,375 |
iShares 7-10 Year Treasury Bond ETF |
07/22/02 |
265,444 |
194,148 |
259,581 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
12/08/09 |
27,134 |
40,685 |
36,954 |
iShares 10-20 Year Treasury Bond ETF |
01/05/07 |
63,191 |
27,979 |
28,196 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2023 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2021 |
iShares 20+ Year Treasury Bond ETF |
07/22/02 |
305,160 |
205,197 |
251,775 |
iShares 25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
17,909 |
19,909 |
8,110 |
iShares Agency Bond ETF |
11/05/08 |
20,093 |
24,769 |
25,162 |
iShares BBB Rated Corporate Bond ETF |
05/18/21 |
16,195 |
15,202 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF |
01/05/07 |
94,286 |
91,883 |
81,315 |
iShares California Muni Bond ETF |
10/04/07 |
25,387 |
31,846 |
30,586 |
iShares Core 5-10 Year USD Bond ETF |
11/01/16 |
70,003 |
73,663 |
53,340 |
iShares Core 10+ Year USD Bond ETF |
12/08/09 |
20,028 |
23,556 |
24,041 |
iShares Core U.S. Aggregate Bond ETF |
09/22/03 |
1,081,184 |
1,266,564 |
1,101,230 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
11/08/21 |
16,453 |
7,400 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF |
06/23/20 |
63,334 |
57,688 |
34,188 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
07/11/17 |
23,630 |
26,903 |
21,850 |
iShares ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
65,857 |
54,796 |
27,685 |
iShares ESG Aware USD Corporate Bond ETF |
07/11/17 |
25,609 |
26,579 |
23,974 |
iShares Government/Credit Bond ETF |
01/05/07 |
18,475 |
21,142 |
21,031 |
iShares High Yield Bond Factor ETF |
07/11/17 |
17,356 |
19,666 |
18,621 |
iShares iBoxx $ High Yield Corporate Bond ETF |
04/04/07 |
164,562 |
268,125 |
327,838 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
07/22/02 |
391,646 |
509,691 |
681,410 |
iShares Intermediate Government/Credit Bond ETF |
01/05/07 |
40,685 |
42,013 |
40,864 |
iShares Investment Grade Bond Factor ETF |
07/11/17 |
19,699 |
20,499 |
23,273 |
iShares MBS ETF |
03/13/07 |
810,898 |
821,939 |
366,128 |
iShares National Muni Bond ETF |
09/07/07 |
364,205 |
304,972 |
248,725 |
iShares New York Muni Bond ETF |
10/04/07 |
19,499 |
21,496 |
21,220 |
iShares Short-Term National Muni Bond ETF |
11/05/08 |
133,185 |
101,382 |
63,452 |
iShares Short Treasury Bond ETF |
01/05/07 |
127,571 |
199,139 |
262,116 |
iShares USD Bond Factor ETF |
10/12/21 |
41,170 |
20,052 |
N/A |
Fund |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Gross income from securities lending activities |
$11,569,818 |
$3,520,324 |
$38,254,307 |
$79,255 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
188,332 |
139,170 |
993,573 |
4,112 |
Cash collateral management expenses not included in securities lending income paid to BTC |
151,670 |
99,479 |
564,146 |
3,094 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
10,235,366 |
2,569,832 |
32,015,179 |
51,025 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$10,575,368 |
$2,808,481 |
$33,572,898 |
$58,231 |
Net income from securities lending activities |
$994,450 |
$711,843 |
$4,681,409 |
$21,024 |
Fund |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Gross income from securities lending activities |
$28,404,974 |
$743,146 |
$2,821,535 |
$854,465 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
663,123 |
23,668 |
81,538 |
45,101 |
Cash collateral management expenses not included in securities lending income paid to BTC |
429,097 |
15,201 |
44,130 |
8,419 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
24,189,356 |
578,445 |
2,312,665 |
539,767 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$25,281,576 |
$617,314 |
$2,438,333 |
$593,287 |
Net income from securities lending activities |
$3,123,398 |
$125,832 |
$383,202 |
$261,178 |
Fund |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Gross income from securities lending activities |
$1,425,275 |
$169 |
$91,764 |
$56,357 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Securities lending income paid to BTC for services as securities lending agent |
91,484 |
3 |
5,711 |
1,447 |
Cash collateral management expenses not included in securities lending income paid to BTC |
15,051 |
6 |
1,261 |
917 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
790,414 |
138 |
57,968 |
47,165 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$896,949 |
$147 |
$64,940 |
$49,529 |
Net income from securities lending activities |
$528,326 |
$22 |
$26,824 |
$6,828 |
Fund |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Gross income from securities lending activities |
$17,001,081 |
N/A |
$42,836 |
$121,013 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
443,843 |
N/A |
2,509 |
7,926 |
Fund |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
247,695 |
N/A |
722 |
1,679 |
Administrative fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Rebates (paid to borrowers) |
14,221,603 |
N/A |
27,567 |
73,144 |
Other fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$14,913,141 |
N/A |
$30,798 |
$82,749 |
Net income from securities lending activities |
$2,087,940 |
N/A |
$12,038 |
$38,264 |
Fund |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware1-5 Year USD Corporate Bond ETF |
Gross income from securities lending activities |
$18,903,121 |
$10,480 |
$290,703 |
$902,596 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
687,617 |
56 |
12,452 |
18,413 |
Cash collateral management expenses not included in securities lending income paid to BTC |
359,872 |
139 |
5,304 |
13,519 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware1-5 Year USD Corporate Bond ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
14,427,788 |
9,806 |
211,346 |
783,216 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$15,475,277 |
$10,001 |
$229,102 |
$815,148 |
Net income from securities lending activities |
$3,427,844 |
$479 |
$61,601 |
$87,448 |
Fund |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Bond Factor ETF |
Gross income from securities lending activities |
$280,901 |
$1,349,994 |
$57,328 |
$643,195 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
9,231 |
32,307 |
2,816 |
37,601 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,596 |
19,060 |
1,297 |
8,513 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
216,802 |
1,147,088 |
39,807 |
420,180 |
Fund |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Bond Factor ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$231,629 |
$1,198,455 |
$43,920 |
$466,294 |
Net income from securities lending activities |
$49,272 |
$151,539 |
$13,408 |
$176,901 |
Fund |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Bond Factor ETF |
Gross income from securities lending activities |
$88,243,703 |
$66,633,732 |
$768,649 |
$176,232 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,595,569 |
1,434,596 |
30,350 |
3,625 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,284,899 |
971,795 |
14,201 |
2,426 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
66,451,902 |
57,419,795 |
576,175 |
153,049 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Bond Factor ETF |
Aggregate fees/compensation for securities lending activities |
$71,332,370 |
$59,826,186 |
$620,726 |
$159,100 |
Net income from securities lending activities |
$16,911,333 |
$6,807,546 |
$147,923 |
$17,132 |
Fund |
iShares MBS ETF |
iShares National Muni Bond ETF |
iShares New York Muni Bond ETF |
iShares Short-Term National Muni Bond ETF |
Gross income from securities lending activities |
N/A |
N/A |
N/A |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
N/A |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Indemnification fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Rebates (paid to borrowers) |
N/A |
N/A |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Aggregate fees/compensation for securities lending activities |
N/A |
N/A |
N/A |
N/A |
Net income from securities lending activities |
N/A |
N/A |
N/A |
N/A |
Fund |
iShares Short Treasury Bond ETF |
iShares USD Bond Factor ETF |
Gross income from securities lending activities |
$27,383,891 |
$3,955 |
Fees and/or compensation for securities lending activities and related services |
|
|
Securities lending income paid to BTC for services as securities lending agent |
561,346 |
147 |
Cash collateral management expenses not included in securities lending income paid to BTC |
456,441 |
66 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
Rebates (paid to borrowers) |
23,464,170 |
2,935 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$24,481,957 |
$3,148 |
Net income from securities lending activities |
$2,901,934 |
$807 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2021 |
iShares 0-3 Month Treasury Bond ETF |
05/26/20 |
$0 |
$0 |
$0 |
iShares 1-3 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 3-7 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 7-10 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
12/08/09 |
0 |
0 |
0 |
iShares 10-20 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 20+ Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
0 |
0 |
0 |
iShares Agency Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares BBB Rated Corporate Bond ETF |
05/18/21 |
0 |
0 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares California Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares Core 5-10 Year USD Bond ETF |
11/01/16 |
0 |
5 |
4 |
iShares Core 10+ Year USD Bond ETF |
12/08/09 |
0 |
0 |
0 |
iShares Core U.S. Aggregate Bond ETF |
09/22/03 |
0 |
0 |
0 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
11/08/21 |
0 |
0 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF |
06/23/20 |
0 |
0 |
0 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
0 |
0 |
0 |
iShares ESG Aware USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares Government/Credit Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares High Yield Bond Factor ETF |
07/11/17 |
0 |
0 |
0 |
iShares iBoxx $ High Yield Corporate Bond ETF |
04/04/07 |
0 |
7,819 |
5,494 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares Intermediate Government/Credit Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares Investment Grade Bond Factor ETF |
07/11/17 |
0 |
0 |
0 |
iShares MBS ETF |
03/13/07 |
0 |
0 |
0 |
iShares National Muni Bond ETF |
09/07/07 |
0 |
0 |
0 |
iShares New York Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares Short-Term National Muni Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares Short Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares USD Bond Factor ETF |
10/12/21 |
169 |
41 |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$665,530,448 |
|
JPMorgan Chase & Co. |
622,670,399 |
|
Morgan Stanley |
521,060,315 |
|
Citigroup, Inc. |
426,163,007 |
|
Goldman Sachs Group Inc. (The) |
396,934,047 |
|
Wells Fargo & Co. |
390,544,455 |
|
Royal Bank of Canada |
190,030,317 |
|
Barclays PLC |
156,989,312 |
|
Bank of New York Mellon Corp. (The) |
142,032,475 |
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$265,813,836 |
|
JPMorgan Chase & Co. |
244,351,603 |
|
Morgan Stanley |
172,590,954 |
|
Citigroup, Inc. |
171,351,785 |
|
Goldman Sachs Group Inc. (The) |
128,397,577 |
|
Wells Fargo & Co. |
96,981,847 |
|
Barclays PLC |
61,781,277 |
|
BNP Paribas SA |
52,399,339 |
|
Bank of New York Mellon Corp. (The) |
40,166,607 |
|
Royal Bank of Canada |
20,433,416 |
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$19,876,738 |
|
JPMorgan Chase & Co. |
18,888,123 |
|
Wells Fargo & Co. |
15,792,951 |
|
Goldman Sachs Group Inc. (The) |
15,045,564 |
|
Citigroup, Inc. |
10,887,177 |
|
Morgan Stanley |
9,480,257 |
|
Barclays PLC |
2,989,180 |
|
|
|
iShares BBB Rated Corporate Bond ETF |
Barclays PLC |
$371,720 |
|
Citigroup, Inc. |
266,626 |
|
Goldman Sachs Group Inc. (The) |
169,065 |
|
Deutsche Bank AG |
134,324 |
|
Morgan Stanley |
81,102 |
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$175,125,160 |
|
JPMorgan Chase & Co. |
160,444,992 |
|
Morgan Stanley |
119,086,197 |
|
Citigroup, Inc. |
106,895,982 |
|
Goldman Sachs Group Inc. (The) |
100,823,376 |
|
Wells Fargo & Co. |
89,059,903 |
|
Barclays PLC |
37,725,985 |
|
Bank of New York Mellon Corp. (The) |
27,005,804 |
|
Deutsche Bank AG |
23,429,817 |
|
|
|
iShares Core 5-10 Year USD Bond ETF |
Bank of America Corp. |
$641,867 |
|
JPMorgan Chase & Co. |
604,525 |
|
Morgan Stanley |
462,867 |
Fund |
Issuer |
Market Value of Investment |
|
Citigroup, Inc. |
456,400 |
|
Goldman Sachs Group Inc. (The) |
354,373 |
|
Wells Fargo & Co. |
247,619 |
|
Barclays PLC |
209,273 |
|
Nomura Holdings Inc. |
98,556 |
|
|
|
iShares Core 10+ Year USD Bond ETF |
Bank of America Corp. |
$2,170,460 |
|
JPMorgan Chase & Co. |
1,973,922 |
|
Goldman Sachs Group Inc. (The) |
1,659,850 |
|
Citigroup, Inc. |
1,179,062 |
|
Morgan Stanley |
1,042,413 |
|
HSBC Holdings PLC |
578,476 |
|
Barclays PLC |
285,262 |
|
|
|
iShares Core U.S. Aggregate Bond ETF |
Bank of America Corp. |
$ 569,377,080 |
|
JPMorgan Chase & Co. |
528,818,121 |
|
Morgan Stanley |
380,436,143 |
|
Citigroup, Inc. |
352,499,270 |
|
Goldman Sachs Group Inc. (The) |
341,181,339 |
|
Wells Fargo & Co. |
302,226,359 |
|
Barclays PLC |
119,307,599 |
|
Royal Bank of Canada |
89,783,623 |
|
Nomura Holdings Inc. |
48,625,496 |
|
Credit Suisse Group AG |
18,602,731 |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
Citigroup, Inc. |
$291,145 |
|
Morgan Stanley |
290,872 |
|
Goldman Sachs Group Inc. (The) |
264,766 |
|
JPMorgan Chase & Co. |
259,809 |
|
Bank of America Corp. |
251,210 |
|
Barclays PLC |
195,979 |
|
Bank of New York Mellon Corp. (The) |
13,383 |
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
Morgan Stanley |
$6,245,608 |
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Morgan Stanley |
$29,581,724 |
|
Bank of America Corp. |
26,281,343 |
|
JPMorgan Chase & Co. |
18,957,323 |
|
Citigroup, Inc. |
17,542,602 |
|
Goldman Sachs Group Inc. (The) |
14,327,129 |
|
Deutsche Bank AG |
8,486,073 |
|
Barclays PLC |
7,987,553 |
|
Royal Bank of Canada |
5,684,711 |
|
Bank of New York Mellon Corp. (The) |
5,151,015 |
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
Bank of America Corp. |
$10,170,164 |
|
Morgan Stanley |
9,088,961 |
Fund |
Issuer |
Market Value of Investment |
|
JPMorgan Chase & Co. |
8,706,374 |
|
Citigroup, Inc. |
7,070,210 |
|
Goldman Sachs Group Inc. (The) |
6,808,476 |
|
Barclays PLC |
4,018,812 |
|
Wells Fargo & Co. |
2,554,460 |
|
Nomura Holdings Inc. |
1,214,567 |
|
Credit Suisse Group AG |
1,187,675 |
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
Bank of America Corp. |
$18,290,998 |
|
JPMorgan Chase & Co. |
17,463,735 |
|
Morgan Stanley |
17,156,754 |
|
Goldman Sachs Group Inc. (The) |
12,191,645 |
|
Bank of New York Mellon Corp. (The) |
12,167,034 |
|
Citigroup, Inc. |
12,015,691 |
|
Wells Fargo & Co. |
6,722,636 |
|
Barclays PLC |
6,571,726 |
|
Royal Bank of Canada |
1,559,296 |
|
|
|
iShares Government/Credit Bond ETF |
Bank of America Corp. |
$1,299,474 |
|
JPMorgan Chase & Co. |
987,798 |
|
Morgan Stanley |
935,877 |
|
HSBC Holdings PLC |
763,037 |
|
Wells Fargo & Co. |
732,700 |
|
Citigroup, Inc. |
713,983 |
|
Goldman Sachs Group Inc. (The) |
602,801 |
|
Royal Bank of Canada |
173,984 |
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
JPMorgan Chase & Co. |
$ 1,009,275,651 |
|
Bank of America Corp. |
988,136,522 |
|
Goldman Sachs Group Inc. (The) |
776,978,217 |
|
Morgan Stanley |
742,299,768 |
|
Citigroup, Inc. |
735,761,634 |
|
Wells Fargo & Co. |
701,349,763 |
|
HSBC Holdings PLC |
505,598,848 |
|
Barclays PLC |
223,215,826 |
|
Deutsche Bank AG |
57,702,320 |
|
Bank of New York Mellon Corp. (The) |
38,507,074 |
|
|
|
iShares Intermediate Government/Credit Bond ETF |
Bank of America Corp. |
$25,854,392 |
|
JPMorgan Chase & Co. |
22,772,654 |
|
Morgan Stanley |
17,867,651 |
|
Citigroup, Inc. |
16,204,228 |
|
Goldman Sachs Group Inc. (The) |
13,768,208 |
|
HSBC Holdings PLC |
12,034,163 |
|
Royal Bank of Canada |
4,695,523 |
|
|
|
Fund |
Issuer |
Market Value of Investment |
iShares Investment Grade Bond Factor ETF |
Bank of America Corp. |
$7,680,929 |
|
JPMorgan Chase & Co. |
6,890,842 |
|
Morgan Stanley |
4,610,988 |
|
Goldman Sachs Group Inc. (The) |
1,549,614 |
|
Citigroup, Inc. |
1,408,655 |
|
Bank of New York Mellon Corp. (The) |
1,233,034 |
|
|
|
iShares USD Bond Factor ETF |
JPMorgan Chase & Co. |
$173,459 |
|
Bank of America Corp. |
145,526 |
|
Morgan Stanley |
123,905 |
|
Wells Fargo & Co. |
74,533 |
|
Citigroup, Inc. |
72,711 |
|
Goldman Sachs Group Inc. (The) |
67,029 |
|
Bank of New York Mellon Corp. (The) |
42,545 |
|
|
|
Fund |
Fiscal Year Ended February 28, 2023 |
Fiscal Year Ended February 28, 2022 |
iShares 0-3 Month Treasury Bond ETF |
0% |
0% |
iShares 1-3 Year Treasury Bond ETF |
73% |
148% |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
26% |
30% |
iShares 3-7 Year Treasury Bond ETF |
36% |
62% |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
24% |
27% |
iShares 7-10 Year Treasury Bond ETF |
53% |
114% |
iShares 10+ Year Investment Grade Corporate Bond ETF |
9% |
9% |
iShares 10-20 Year Treasury Bond ETF |
56% |
114% |
iShares 20+ Year Treasury Bond ETF |
22% |
43% |
Fund |
Fiscal Year Ended February 28, 2023 |
Fiscal Year Ended February 28, 2022 |
iShares 25+ Year Treasury STRIPS Bond ETF |
50% |
40% |
iShares Agency Bond ETF |
92% |
146% |
iShares BBB Rated Corporate Bond ETF |
10% |
19%1,2 |
iShares Broad USD Investment Grade Corporate Bond ETF |
11% |
12% |
iShares California Muni Bond ETF |
17% |
8% |
iShares Core 5-10 Year USD Bond ETF9 |
335% |
279% |
iShares Core 10+ Year USD Bond ETF |
10% |
15% |
iShares Core U.S. Aggregate Bond ETF9 |
104% |
163% |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
35% |
7%3,4 |
iShares ESG Advanced Total USD Bond Market ETF9 |
167% |
243% |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
30% |
37% |
iShares ESG Aware U.S. Aggregate Bond ETF9 |
158% |
234% |
iShares ESG Aware USD Corporate Bond ETF |
23% |
17% |
iShares Government/Credit Bond ETF |
17% |
21% |
iShares High Yield Bond Factor ETF |
60% |
67% |
iShares iBoxx $ High Yield Corporate Bond ETF |
31% |
19% |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
27% |
14% |
iShares Intermediate Government/Credit Bond ETF |
22% |
30% |
iShares Investment Grade Bond Factor ETF |
87% |
59% |
iShares MBS ETF9 |
249%5 |
349% |
iShares National Muni Bond ETF |
20% |
9% |
iShares New York Muni Bond ETF |
12% |
8% |
iShares Short-Term National Muni Bond ETF |
26% |
16% |
iShares Short Treasury Bond ETF |
107% |
86% |
iShares USD Bond Factor ETF9 |
519%8 |
243%6,7 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.) |
iShares 0-3 Month Treasury Bond ETF |
50,000 |
$5,027,781.45 |
iShares 1-3 Year Treasury Bond ETF |
100,000 |
8,211,093.00 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
50,000 |
2,520,477.85 |
iShares 3-7 Year Treasury Bond ETF |
100,000 |
11,753,352.50 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
50,000 |
2,554,255.70 |
iShares 7-10 Year Treasury Bond ETF |
100,000 |
9,905,120.70 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
100,000 |
5,218,439.50 |
iShares 10-20 Year Treasury Bond ETF |
100,000 |
11,403,078.00 |
iShares 20+ Year Treasury Bond ETF |
100,000 |
10,612,519.40 |
iShares 25+ Year Treasury STRIPS Bond ETF |
50,000 |
687,674.70 |
iShares Agency Bond ETF |
50,000 |
5,406,667.85 |
iShares BBB Rated Corporate Bond ETF |
50,000 |
4,252,025.05 |
iShares Broad USD Investment Grade Corporate Bond ETF |
50,000 |
2,527,921.80 |
iShares California Muni Bond ETF |
50,000 |
2,862,116.80 |
iShares Core 5-10 Year USD Bond ETF |
100,000 |
4,373,602.10 |
iShares Core 10+ Year USD Bond ETF |
50,000 |
2,673,911.65 |
iShares Core U.S. Aggregate Bond ETF |
100,000 |
9,955,972.60 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
50,000 |
4,094,330.40 |
iShares ESG Advanced Total USD Bond Market ETF |
100,000 |
4,313,337.00 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
50,000 |
1,201,809.40 |
iShares ESG Aware U.S. Aggregate Bond ETF |
100,000 |
4,796,333.00 |
iShares ESG Aware USD Corporate Bond ETF |
50,000 |
1,148,167.80 |
iShares Government/Credit Bond ETF |
50,000 |
5,279,316.55 |
iShares High Yield Bond Factor ETF |
50,000 |
2,210,631.95 |
iShares iBoxx $ High Yield Corporate Bond ETF |
100,000 |
7,494,555.80 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
100,000 |
10,936,771.10 |
iShares Intermediate Government/Credit Bond ETF |
50,000 |
5,221,816.40 |
iShares Investment Grade Bond Factor ETF |
50,000 |
2,227,687.40 |
iShares MBS ETF |
100,000 |
9,470,891.70 |
iShares National Muni Bond ETF |
100,000 |
10,745,433.20 |
iShares New York Muni Bond ETF |
50,000 |
2,672,750.85 |
iShares Short-Term National Muni Bond ETF |
50,000 |
5,238,705.55 |
iShares Short Treasury Bond ETF |
10,000 |
1,104,662.36 |
iShares USD Bond Factor ETF |
50,000 |
4,271,356.40 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares 0-3 Month Treasury Bond ETF |
$125 |
3.0 % |
iShares 1-3 Year Treasury Bond ETF |
N/A |
3.0 % |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
$500 |
3.0 % |
iShares 3-7 Year Treasury Bond ETF |
$500 |
3.0 % |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
$500 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares 7-10 Year Treasury Bond ETF |
N/A |
3.0 % |
iShares 10+ Year Investment Grade Corporate Bond ETF |
$300 |
3.0 % |
iShares 10-20 Year Treasury Bond ETF |
$500 |
3.0 % |
iShares 20+ Year Treasury Bond ETF |
N/A |
3.0 % |
iShares 25+ Year Treasury STRIPS Bond ETF |
$150 |
3.0 % |
iShares Agency Bond ETF |
$100 |
3.0 % |
iShares BBB Rated Corporate Bond ETF |
$1,100 |
3.0 % |
iShares Broad USD Investment Grade Corporate Bond ETF |
$500 |
3.0 % |
iShares California Muni Bond ETF |
$250 |
3.0 % |
iShares Core 5-10 Year USD Bond ETF |
$275 |
3.0 % |
iShares Core 10+ Year USD Bond ETF |
$300 |
3.0 % |
iShares Core U.S. Aggregate Bond ETF |
$500 |
3.0 % |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
$900 |
3.0 % |
iShares ESG Advanced Total USD Bond Market ETF |
$775 |
3.0 % |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
$150 |
3.0 % |
iShares ESG Aware U.S. Aggregate Bond ETF |
$1,275 |
3.0 % |
iShares ESG Aware USD Corporate Bond ETF |
$150 |
3.0 % |
iShares Government/Credit Bond ETF |
$500 |
3.0 % |
iShares High Yield Bond Factor ETF |
$550 |
3.0 % |
iShares iBoxx $ High Yield Corporate Bond ETF |
$500 |
3.0 % |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
$500 |
3.0 % |
iShares Intermediate Government/Credit Bond ETF |
$500 |
3.0 % |
iShares Investment Grade Bond Factor ETF |
$875 |
3.0 % |
iShares MBS ETF |
$300 |
3.0 % |
iShares National Muni Bond ETF |
$400 |
3.0 % |
iShares New York Muni Bond ETF |
$250 |
3.0 % |
iShares Short-Term National Muni Bond ETF |
$100 |
3.0 % |
iShares Short Treasury Bond ETF |
$250 |
3.0 % |
iShares USD Bond Factor ETF |
$1,455 |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares 0-3 Month Treasury Bond ETF |
$125 |
2.0 % |
iShares 1-3 Year Treasury Bond ETF |
N/A |
2.0 % |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
$500 |
2.0 % |
iShares 3-7 Year Treasury Bond ETF |
$500 |
2.0 % |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
$500 |
2.0 % |
iShares 7-10 Year Treasury Bond ETF |
N/A |
2.0 % |
iShares 10+ Year Investment Grade Corporate Bond ETF |
$300 |
2.0 % |
iShares 10-20 Year Treasury Bond ETF |
$500 |
2.0 % |
iShares 20+ Year Treasury Bond ETF |
N/A |
2.0 % |
iShares 25+ Year Treasury STRIPS Bond ETF |
$150 |
2.0 % |
iShares Agency Bond ETF |
$100 |
2.0 % |
iShares BBB Rated Corporate Bond ETF |
$1,100 |
2.0 % |
iShares Broad USD Investment Grade Corporate Bond ETF |
$500 |
2.0 % |
iShares California Muni Bond ETF |
$250 |
2.0 % |
iShares Core 5-10 Year USD Bond ETF |
$275 |
2.0 % |
iShares Core 10+ Year USD Bond ETF |
$300 |
2.0 % |
iShares Core U.S. Aggregate Bond ETF |
$500 |
2.0 % |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
$900 |
2.0 % |
iShares ESG Advanced Total USD Bond Market ETF |
$775 |
2.0 % |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
$150 |
2.0 % |
iShares ESG Aware U.S. Aggregate Bond ETF |
$1,275 |
2.0 % |
iShares ESG Aware USD Corporate Bond ETF |
$150 |
2.0 % |
iShares Government/Credit Bond ETF |
$500 |
2.0 % |
iShares High Yield Bond Factor ETF |
$550 |
2.0 % |
iShares iBoxx $ High Yield Corporate Bond ETF |
$500 |
2.0 % |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
$500 |
2.0 % |
iShares Intermediate Government/Credit Bond ETF |
$500 |
2.0 % |
iShares Investment Grade Bond Factor ETF |
$875 |
2.0 % |
iShares MBS ETF |
$300 |
2.0 % |
iShares National Muni Bond ETF |
$400 |
2.0 % |
iShares New York Muni Bond ETF |
$250 |
2.0 % |
iShares Short-Term National Muni Bond ETF |
$100 |
2.0 % |
iShares Short Treasury Bond ETF |
$250 |
2.0 % |
iShares USD Bond Factor ETF |
$1,455 |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares 0-3 Month Treasury Bond ETF |
$107,538 |
iShares 1-3 Year Treasury Bond ETF |
537,386,460 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
191,027,043 |
iShares 3-7 Year Treasury Bond ETF |
328,296,172 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
297,485,519 |
iShares 7-10 Year Treasury Bond ETF |
1,738,878,831 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
49,738,805 |
iShares 10-20 Year Treasury Bond ETF |
649,968,036 |
iShares 20+ Year Treasury Bond ETF |
2,324,751,253 |
iShares 25+ Year Treasury STRIPS Bond ETF |
49,339,292 |
iShares Agency Bond ETF |
22,338,739 |
iShares BBB Rated Corporate Bond ETF |
507,250 |
iShares Broad USD Investment Grade Corporate Bond ETF |
74,831,628 |
iShares California Muni Bond ETF |
14,154,871 |
iShares Core 5-10 Year USD Bond ETF |
2,955,780 |
iShares Core 10+ Year USD Bond ETF |
5,098,934 |
iShares Core U.S. Aggregate Bond ETF |
1,047,632,595 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
857,986 |
iShares ESG Advanced Total USD Bond Market ETF |
21,003,615 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
13,015,455 |
iShares ESG Aware U.S. Aggregate Bond ETF |
36,336,783 |
iShares ESG Aware USD Corporate Bond ETF |
22,413,546 |
iShares Government/Credit Bond ETF |
3,949,245 |
iShares High Yield Bond Factor ETF |
11,986,708 |
iShares iBoxx $ High Yield Corporate Bond ETF |
1,735,059,098 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
973,210,854 |
iShares Intermediate Government/Credit Bond ETF |
19,061,143 |
iShares Investment Grade Bond Factor ETF |
12,519,533 |
iShares MBS ETF |
483,299,459 |
iShares National Muni Bond ETF |
253,203,122 |
iShares New York Muni Bond ETF |
1,758,989 |
iShares Short-Term National Muni Bond ETF |
13,079,046 |
iShares Short Treasury Bond ETF |
47,319,478 |
iShares USD Bond Factor ETF |
1,966,331 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |