![]() |
|
|
(as revised October 18, 2023) |
![]() |
2023 Prospectus |
S-1 | |
S-10 | |
S-20 | |
S-30 | |
S-40 | |
S-50 | |
S-59 | |
S-68 | |
S-77 | |
S-86 | |
1 | |
2 | |
3 | |
8 | |
25 | |
29 | |
29 | |
31 | |
37 | |
37 | |
38 |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Acquired Fund Fees and Expenses 3 |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
|
|
Years to Retirement |
Equity Allocation (including REITs) |
Fixed-Income Allocation |
45 |
99% |
1% |
40 |
99% |
1% |
35 |
99% |
1% |
30 |
98% |
2% |
25 |
95% |
5% |
20 |
87% |
13% |
15 |
77% |
23% |
10 |
65% |
35% |
5 |
53% |
47% |
0 |
40% |
60% |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares LifePath Retirement ETF |
IRTR |
NYSE Arca |
iShares LifePath Target Date 2025 ETF |
ITDA |
NYSE Arca |
iShares LifePath Target Date 2030 ETF |
ITDB |
NYSE Arca |
iShares LifePath Target Date 2035 ETF |
ITDC |
NYSE Arca |
iShares LifePath Target Date 2040 ETF |
ITDD |
NYSE Arca |
iShares LifePath Target Date 2045 ETF |
ITDE |
NYSE Arca |
iShares LifePath Target Date 2050 ETF |
ITDF |
NYSE Arca |
iShares LifePath Target Date 2055 ETF |
ITDG |
NYSE Arca |
iShares LifePath Target Date 2060 ETF |
ITDH |
NYSE Arca |
iShares LifePath Target Date 2065 ETF |
ITDI |
NYSE Arca |
|
Page |
1 | |
1 | |
2 | |
2 | |
2 | |
3 | |
3 | |
3 | |
4 | |
4 | |
4 | |
5 | |
6 | |
7 | |
7 | |
7 | |
8 | |
8 | |
10 | |
10 | |
10 | |
11 | |
11 | |
11 | |
11 | |
12 | |
12 | |
12 | |
12 | |
12 | |
13 | |
13 | |
13 | |
13 | |
14 | |
14 |
|
Page |
14 | |
14 | |
15 | |
15 | |
16 | |
16 | |
16 | |
17 | |
17 | |
19 | |
19 | |
20 | |
20 | |
21 | |
24 | |
24 | |
25 | |
26 | |
27 | |
28 | |
28 | |
30 | |
31 | |
33 | |
33 | |
34 | |
34 | |
34 | |
35 | |
36 | |
36 | |
37 | |
37 | |
38 | |
38 | |
39 | |
40 |
|
Page |
40 | |
41 | |
42 | |
44 | |
44 | |
44 | |
52 | |
56 | |
58 | |
58 | |
66 | |
66 | |
67 | |
68 | |
68 | |
68 | |
69 | |
69 | |
70 | |
71 | |
73 | |
76 | |
76 | |
77 | |
78 | |
78 | |
78 | |
79 | |
80 | |
80 | |
80 | |
80 | |
81 | |
81 | |
81 | |
82 | |
82 |
|
Page |
83 | |
84 | |
84 | |
85 | |
86 | |
86 | |
86 | |
87 | |
87 | |
87 | |
88 | |
88 | |
89 | |
89 | |
90 | |
90 | |
90 | |
91 | |
91 | |
91 | |
92 | |
92 | |
92 | |
92 | |
94 | |
94 | |
94 | |
94 | |
94 | |
94 | |
A-1 | |
B-1 |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014-2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares LifePath Retirement ETF |
iShares LifePath Target Date 2025 ETF |
iShares LifePath Target Date 2030 ETF |
iShares LifePath Target Date 2035 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$0 |
$0 |
$0 |
$0 |
Richard L. Fagnani |
0 |
0 |
0 |
0 |
Cecilia H. Herbert |
0 |
0 |
0 |
0 |
John E. Kerrigan |
0 |
0 |
0 |
0 |
Drew E. Lawton |
0 |
0 |
0 |
0 |
John E. Martinez |
0 |
0 |
0 |
0 |
Madhav V. Rajan |
0 |
0 |
0 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares LifePath Target Date 2040 ETF |
iShares LifePath Target Date 2045 ETF |
iShares LifePath Target Date 2050 ETF |
iShares LifePath Target Date 2055 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$0 |
$0 |
$0 |
$0 |
Richard L. Fagnani |
0 |
0 |
0 |
0 |
Cecilia H. Herbert |
0 |
0 |
0 |
0 |
John E. Kerrigan |
0 |
0 |
0 |
0 |
Drew E. Lawton |
0 |
0 |
0 |
0 |
John E. Martinez |
0 |
0 |
0 |
0 |
Madhav V. Rajan |
0 |
0 |
0 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares LifePath Target Date 2060 ETF |
iShares LifePath Target Date 2065 ETF |
Independent Trustees: |
|
|
|
|
|
Jane D. Carlin |
$0 |
$0 |
Richard L. Fagnani |
0 |
0 |
Cecilia H. Herbert |
0 |
0 |
John E. Kerrigan |
0 |
0 |
Drew E. Lawton |
0 |
0 |
John E. Martinez |
0 |
0 |
Madhav V. Rajan |
0 |
0 |
|
|
|
Interested Trustees: |
|
|
Name |
iShares LifePath Target Date 2060 ETF |
iShares LifePath Target Date 2065 ETF |
|
|
|
Robert S. Kapito |
$0 |
$0 |
Salim Ramji |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$465,000 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Christopher Chung |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
10 |
$1,313,000,000 |
Other Pooled Investment Vehicles |
11 |
$913,000,000 |
Other Accounts |
0 |
N/A |
Suzanne Ly |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
4 |
$12,000,000 |
Other Pooled Investment Vehicles |
11 |
$2,208,000,000 |
Other Accounts |
2 |
$323,000,000 |
Christopher Chung |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Suzanne Ly |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares LifePath Retirement ETF |
50,000 |
$1,250,000 |
iShares LifePath Target Date 2025 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2030 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2035 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2040 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2045 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2050 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2055 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2060 ETF |
50,000 |
1,250,000 |
iShares LifePath Target Date 2065 ETF |
50,000 |
1,250,000 |
Fund |
Standard Creation Transaction Fee* |
Maximum Additional Charge for Creations** |
iShares LifePath Retirement ETF |
$166.25 |
3.0 % |
iShares LifePath Target Date 2025 ETF |
$166.25 |
3.0 % |
iShares LifePath Target Date 2030 ETF |
$166.25 |
3.0 % |
iShares LifePath Target Date 2035 ETF |
$166.25 |
3.0 % |
iShares LifePath Target Date 2040 ETF |
$166.25 |
3.0 % |
iShares LifePath Target Date 2045 ETF |
$163.75 |
3.0 % |
iShares LifePath Target Date 2050 ETF |
$160.00 |
3.0 % |
iShares LifePath Target Date 2055 ETF |
$156.25 |
3.0 % |
iShares LifePath Target Date 2060 ETF |
$156.25 |
3.0 % |
iShares LifePath Target Date 2065 ETF |
$156.25 |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge for Redemptions* |
iShares LifePath Retirement ETF |
$166.25 |
2.0 % |
iShares LifePath Target Date 2025 ETF |
$166.25 |
2.0 % |
iShares LifePath Target Date 2030 ETF |
$166.25 |
2.0 % |
iShares LifePath Target Date 2035 ETF |
$166.25 |
2.0 % |
iShares LifePath Target Date 2040 ETF |
$166.25 |
2.0 % |
iShares LifePath Target Date 2045 ETF |
$163.75 |
2.0 % |
iShares LifePath Target Date 2050 ETF |
$160.00 |
2.0 % |
iShares LifePath Target Date 2055 ETF |
$156.25 |
2.0 % |
iShares LifePath Target Date 2060 ETF |
$156.25 |
2.0 % |
iShares LifePath Target Date 2065 ETF |
$156.25 |
2.0 % |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |