-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKw39CdcfPq2a/Y/Cc8f8ABRTHjCSYAtpOELiUWS/QIbQ8HEnLJG070taRjTD4Rq nX1FO7mjCn1/qO53a9peew== 0000897436-03-000422.txt : 20031230 0000897436-03-000422.hdr.sgml : 20031230 20031230155850 ACCESSION NUMBER: 0000897436-03-000422 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031230 EFFECTIVENESS DATE: 20031230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ISHARES TRUST CENTRAL INDEX KEY: 0001100663 IRS NUMBER: 943351276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-09729 FILM NUMBER: 031077915 BUSINESS ADDRESS: STREET 1: 45 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 NSAR-A 1 answer.fil PAGE 1 000 A000000 10/31/2003 000 C000000 1100663 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ISHARES TRUST 001 B000000 811-09729 001 C000000 4154024639 002 A000000 45 FREMONT STREET 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94105 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 58 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C022100 ISHARES DJ US BASIC MATERIALS SECTOR INDEX FU 007 C032100 N 007 C012200 22 007 C012300 23 007 C022300 ISHARES DJ US CONSUMER CYCLICAL SECTOR INDEX 007 C032300 N 007 C012400 24 007 C022400 ISHARES DJ US CONSUMER NON-CYCLICAL SECTOR IN PAGE 2 007 C032400 N 007 C012500 25 007 C022500 ISHARES DJ US ENERGY SECTOR INDEX FUND 007 C032500 N 007 C012600 26 007 C022600 ISHARES DJ US FINANCIAL SERVICES INDEX FUND 007 C032600 N 007 C012700 27 007 C022700 ISHARES DJ US FINANCIAL SECTOR INDEX FUND 007 C032700 N 007 C012800 28 007 C022800 ISHARES DJ US HEALTHCARE SECTOR INDEX FUND 007 C032800 N 007 C012900 29 007 C022900 ISHARES DJ US INDUSTRIAL SECTOR INDEX FUND 007 C032900 N 007 C013000 30 007 C013100 31 007 C023100 ISHARES DJ US REAL ESTATE INDEX FUND 007 C033100 N 007 C013200 32 007 C023200 ISHARES DJ US TECHNOLOGY SECTOR INDEX FUND 007 C033200 N 007 C013300 33 007 C023300 ISHARES DJ US TOTAL MARKET INDEX FUND 007 C033300 N 007 C013400 34 007 C023400 ISHARES DJ US UTILITIES SECTOR INDEX FUND 007 C033400 N 007 C013500 35 007 C023500 ISHARES DJ US TELECOMMUNICATIONS SECTOR INDEX 007 C033500 N 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C023900 ISHARES COHEN & STEERS REALTY MAJORS INDEX FU 007 C033900 N 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 PAGE 3 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 007 C026000 ISHARES DJ TRANSPORTATION AVERAGE INDEX FUND 007 C036000 N 007 C016100 61 007 C016200 62 007 C016300 63 007 C016400 64 007 C016500 65 007 C016600 66 007 C016700 67 007 C016800 68 007 C016900 69 007 C017000 70 007 C017100 71 007 C017200 72 007 C017300 73 007 C017400 74 007 C017500 75 007 C017600 76 007 C017700 77 007 C017800 78 007 C017900 79 007 C018000 80 008 A00AA01 BARCLAYS GLOBAL FUND ADVISORS 008 B00AA01 A 008 C00AA01 801-22609 008 D01AA01 SAN FRANCISCO 008 D02AA01 CA 008 D03AA01 94105 010 A00AA01 INVESTORS BANK AND TRUST COMPANY 010 B00AA01 85-720 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02116 011 A00AA01 SEI INVESTMENTS DISTRIBUTION CO. 011 B00AA01 8-27897 011 C01AA01 OAKS 011 C02AA01 PA 011 C03AA01 19456 012 A00AA01 INVESTORS BANK AND TRUST COMPANY 012 B00AA01 85-720 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02116 PAGE 4 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 SAN FRANCISCO 013 B02AA01 CA 013 B03AA01 94105 014 A00AA01 BARCLAYS GLOBAL INVESTORS SERVICES 014 B00AA01 8-48719 014 A00AA02 BARCLAYS CAPITAL, INC 014 B00AA02 8-41342 015 A00AA01 INVESTORS BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02116 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 82 019 C00AA00 BGIISHARES 020 A000001 GOLDMAN SACHS & CO 020 B000001 13-5108880 020 C000001 73 020 A000002 MERRILL LYNCH PIERCE FENNER & SMITH INC 020 B000002 13-5674085 020 C000002 39 020 A000003 LEHMAN BROTHERS INC 020 B000003 13-2518466 020 C000003 35 020 A000004 CITIGROUP GLOBAL MARKETS INC 020 B000004 11-2418191 020 C000004 22 020 A000005 DEUTSCHE BANK SECURITIES INC 020 B000005 13-2730828 020 C000005 19 020 A000006 CANTOR FITZGERALD & CO INC 020 B000006 13-3680184 020 C000006 11 020 A000007 WACHOVIA SECURITIES INC 020 B000007 34-1542819 020 C000007 5 020 A000008 CHARLES SCHWAB & CO INC 020 B000008 94-1737782 020 C000008 2 020 A000009 CREDIT SUISSE FIRST BOSTON CORP 020 B000009 13-5659485 020 C000009 2 020 A000010 JEFFERIES & CO INC 020 B000010 95-2622900 020 C000010 1 021 000000 211 022 A000001 GOLDMAN SACHS & CO 022 B000001 13-5108880 PAGE 5 022 C000001 10717 022 D000001 17249 022 A000002 MERRILL LYNCH PIERCE FENNER & SMITH INC 022 B000002 13-5674085 022 C000002 3557 022 D000002 2063 022 A000003 MORGAN STANLEY & CO INC 022 B000003 13-2655998 022 C000003 1246 022 D000003 0 022 A000004 LEHMAN BROTHERS INC 022 B000004 13-2518466 022 C000004 0 022 D000004 756 022 A000005 SPEAR LEEDS & KELLOGG LLC 022 B000005 13-3912926 022 C000005 205 022 D000005 302 022 A000006 CREDIT SUISSE FIRST BOSTON CORP 022 B000006 13-5659485 022 C000006 299 022 D000006 165 022 A000007 DEUTSCHE BANK SECURITIES INC 022 B000007 13-2730828 022 C000007 0 022 D000007 99 022 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I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 PAGE 7 062 R00AA00 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 Y 066 D00AA00 N 066 E00AA00 N 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 Y 077 A000000 N 078 000000 N 024 002100 N 028 A012100 5182 028 A022100 0 028 A032100 0 028 A042100 0 028 B012100 0 028 B022100 0 028 B032100 0 028 B042100 3655 028 C012100 16808 028 C022100 0 028 C032100 0 028 C042100 0 028 D012100 68274 028 D022100 0 028 D032100 0 028 D042100 0 028 E012100 17521 028 E022100 0 028 E032100 0 028 E042100 0 028 F012100 5908 028 F022100 0 028 F032100 0 028 F042100 0 028 G012100 113693 028 G022100 0 028 G032100 0 028 G042100 3655 028 H002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.600 048 A012100 0 048 A022100 0.000 048 B012100 0 PAGE 8 048 B022100 0.000 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 0 048 K022100 0.000 058 A002100 N 059 002100 Y 060 A002100 N 060 B002100 N 061 002100 0 070 A012100 Y 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 N 070 K012100 Y 070 K022100 Y 070 L012100 Y 070 L022100 N 070 M012100 Y 070 M022100 N 070 N012100 Y PAGE 9 070 N022100 Y 070 O012100 N 070 O022100 N 070 P012100 Y 070 P022100 Y 070 Q012100 Y 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 6483 071 B002100 6222 071 C002100 155632 071 D002100 4 072 A002100 6 072 B002100 1 072 C002100 1794 072 D002100 0 072 E002100 4 072 F002100 465 072 G002100 0 072 H002100 0 072 I002100 0 072 J002100 0 072 K002100 0 072 L002100 0 072 M002100 0 072 N002100 0 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 0 072 S002100 0 072 T002100 0 072 U002100 0 072 V002100 0 072 W002100 0 072 X002100 465 072 Y002100 0 072 Z002100 1334 072AA002100 520 072BB002100 1108 072CC012100 24834 072CC022100 0 072DD012100 1220 072DD022100 0 072EE002100 0 073 A012100 0.3057 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 0 PAGE 10 074 B002100 0 074 C002100 19803 074 D002100 0 074 E002100 0 074 F002100 234080 074 G002100 0 074 H002100 0 074 I002100 26872 074 J002100 0 074 K002100 0 074 L002100 161 074 M002100 0 074 N002100 280916 074 O002100 191 074 P002100 216 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 46332 074 S002100 0 074 T002100 234177 074 U012100 5800 074 U022100 0 074 V012100 40.38 074 V022100 0.00 074 W002100 0.0000 074 X002100 117 074 Y002100 0 075 A002100 0 075 B002100 155864 076 002100 0.00 024 002300 N 028 A012300 0 028 A022300 0 028 A032300 0 028 A042300 0 028 B012300 4902 028 B022300 0 028 B032300 0 028 B042300 39019 028 C012300 5064 028 C022300 0 028 C032300 0 028 C042300 0 028 D012300 9772 028 D022300 0 028 D032300 0 028 D042300 0 028 E012300 41333 028 E022300 0 PAGE 11 028 E032300 0 028 E042300 26246 028 F012300 0 028 F022300 0 028 F032300 0 028 F042300 0 028 G012300 61071 028 G022300 0 028 G032300 0 028 G042300 65265 028 H002300 0 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.600 048 A012300 0 048 A022300 0.000 048 B012300 0 048 B022300 0.000 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 0 048 K022300 0.000 058 A002300 N 059 002300 Y 060 A002300 N 060 B002300 N 061 002300 0 070 A012300 Y 070 A022300 N 070 B012300 Y 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y PAGE 12 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 N 070 I022300 N 070 J012300 Y 070 J022300 N 070 K012300 Y 070 K022300 Y 070 L012300 Y 070 L022300 N 070 M012300 Y 070 M022300 N 070 N012300 Y 070 N022300 Y 070 O012300 N 070 O022300 N 070 P012300 Y 070 P022300 Y 070 Q012300 Y 070 Q022300 N 070 R012300 Y 070 R022300 N 071 A002300 3740 071 B002300 3696 071 C002300 127882 071 D002300 3 072 A002300 6 072 B002300 0 072 C002300 427 072 D002300 0 072 E002300 4 072 F002300 375 072 G002300 0 072 H002300 0 072 I002300 0 072 J002300 0 072 K002300 0 072 L002300 0 072 M002300 0 072 N002300 0 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 0 072 S002300 0 072 T002300 0 PAGE 13 072 U002300 0 072 V002300 0 072 W002300 0 072 X002300 375 072 Y002300 0 072 Z002300 56 072AA002300 5516 072BB002300 4768 072CC012300 22902 072CC022300 0 072DD012300 69 072DD022300 0 072EE002300 0 073 A012300 0.0334 073 A022300 0.0000 073 B002300 0.0000 073 C002300 0.0000 074 A002300 0 074 B002300 0 074 C002300 4109 074 D002300 0 074 E002300 0 074 F002300 149241 074 G002300 0 074 H002300 0 074 I002300 5579 074 J002300 0 074 K002300 0 074 L002300 36 074 M002300 0 074 N002300 158965 074 O002300 0 074 P002300 133 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 9614 074 S002300 0 074 T002300 149218 074 U012300 2750 074 U022300 0 074 V012300 54.26 074 V022300 0.00 074 W002300 0.0000 074 X002300 106 074 Y002300 0 075 A002300 0 075 B002300 129027 076 002300 0.00 024 002400 N PAGE 14 028 A012400 0 028 A022400 0 028 A032400 0 028 A042400 0 028 B012400 0 028 B022400 0 028 B032400 0 028 B042400 0 028 C012400 8747 028 C022400 0 028 C032400 0 028 C042400 0 028 D012400 6539 028 D022400 0 028 D032400 0 028 D042400 2132 028 E012400 6577 028 E022400 0 028 E032400 0 028 E042400 4455 028 F012400 17919 028 F022400 0 028 F032400 0 028 F042400 0 028 G012400 39782 028 G022400 0 028 G032400 0 028 G042400 6587 028 H002400 0 045 002400 Y 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B003400 0.0000 073 C003400 0.0000 074 A003400 0 074 B003400 0 074 C003400 19054 074 D003400 0 074 E003400 0 074 F003400 438404 074 G003400 0 074 H003400 0 074 I003400 25593 074 J003400 0 074 K003400 0 074 L003400 1145 074 M003400 0 074 N003400 484196 074 O003400 0 074 P003400 433 PAGE 49 074 Q003400 0 074 R013400 0 074 R023400 0 074 R033400 0 074 R043400 44580 074 S003400 0 074 T003400 439183 074 U013400 8100 074 U023400 0 074 V013400 54.22 074 V023400 0.00 074 W003400 0.0000 074 X003400 138 074 Y003400 0 075 A003400 0 075 B003400 405189 076 003400 0.00 024 003500 N 028 A013500 0 028 A023500 0 028 A033500 0 028 A043500 0 028 B013500 2020 028 B023500 0 028 B033500 0 028 B043500 0 028 C013500 0 028 C023500 0 028 C033500 0 028 C043500 0 028 D013500 0 028 D023500 0 028 D033500 0 028 D043500 0 028 E013500 0 028 E023500 0 028 E033500 0 028 E043500 6072 028 F013500 0 028 F023500 0 028 F033500 0 028 F043500 22731 028 G013500 2020 028 G023500 0 028 G033500 0 028 G043500 28803 028 H003500 0 045 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A003500 9213 071 B003500 9227 071 C003500 131015 071 D003500 7 072 A003500 6 072 B003500 1 072 C003500 2068 072 D003500 0 072 E003500 4 072 F003500 407 072 G003500 0 072 H003500 0 072 I003500 0 072 J003500 0 072 K003500 0 072 L003500 0 072 M003500 0 072 N003500 0 072 O003500 0 072 P003500 0 072 Q003500 0 072 R003500 0 072 S003500 0 072 T003500 0 072 U003500 0 072 V003500 0 072 W003500 0 072 X003500 407 072 Y003500 0 072 Z003500 1666 072AA003500 4661 072BB003500 1872 072CC013500 8026 072CC023500 0 072DD013500 1584 072DD023500 0 072EE003500 0 073 A013500 0.2279 073 A023500 0.0000 PAGE 52 073 B003500 0.0000 073 C003500 0.0000 074 A003500 0 074 B003500 0 074 C003500 5013 074 D003500 0 074 E003500 0 074 F003500 110331 074 G003500 0 074 H003500 0 074 I003500 7310 074 J003500 449 074 K003500 0 074 L003500 871 074 M003500 0 074 N003500 123974 074 O003500 1753 074 P003500 129 074 Q003500 0 074 R013500 0 074 R023500 0 074 R033500 0 074 R043500 11733 074 S003500 0 074 T003500 110359 074 U013500 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K013900 0 048 K023900 0.000 058 A003900 N 059 003900 Y 060 A003900 N 060 B003900 N 061 003900 0 070 A013900 Y 070 A023900 N 070 B013900 Y 070 B023900 N 070 C013900 Y 070 C023900 N PAGE 54 070 D013900 Y 070 D023900 N 070 E013900 Y 070 E023900 N 070 F013900 Y 070 F023900 N 070 G013900 Y 070 G023900 N 070 H013900 Y 070 H023900 N 070 I013900 N 070 I023900 N 070 J013900 Y 070 J023900 N 070 K013900 Y 070 K023900 Y 070 L013900 Y 070 L023900 N 070 M013900 Y 070 M023900 N 070 N013900 Y 070 N023900 Y 070 O013900 N 070 O023900 N 070 P013900 Y 070 P023900 Y 070 Q013900 Y 070 Q023900 N 070 R013900 Y 070 R023900 N 071 A003900 17433 071 B003900 18318 071 C003900 374928 071 D003900 5 072 A003900 6 072 B003900 3 072 C003900 11503 072 D003900 0 072 E003900 13 072 F003900 661 072 G003900 0 072 H003900 0 072 I003900 0 072 J003900 0 072 K003900 0 072 L003900 0 072 M003900 0 072 N003900 0 072 O003900 0 072 P003900 0 072 Q003900 0 PAGE 55 072 R003900 0 072 S003900 0 072 T003900 0 072 U003900 0 072 V003900 0 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L016000 Y 070 L026000 N 070 M016000 Y 070 M026000 N 070 N016000 Y 070 N026000 N 070 O016000 N 070 O026000 N 070 P016000 Y 070 P026000 Y 070 Q016000 Y 070 Q026000 N 070 R016000 Y 070 R026000 N 071 A006000 0 071 B006000 0 071 C006000 20558 PAGE 58 071 D006000 0 072 A006000 1 072 B006000 0 072 C006000 0 072 D006000 0 072 E006000 0 072 F006000 8 072 G006000 0 072 H006000 0 072 I006000 0 072 J006000 0 072 K006000 0 072 L006000 0 072 M006000 0 072 N006000 0 072 O006000 0 072 P006000 0 072 Q006000 0 072 R006000 0 072 S006000 0 072 T006000 0 072 U006000 0 072 V006000 0 072 W006000 0 072 X006000 8 072 Y006000 0 072 Z006000 -8 072AA006000 0 072BB006000 0 072CC016000 849 072CC026000 0 072DD016000 0 072DD026000 0 072EE006000 0 073 A016000 0.0000 073 A026000 0.0000 073 B006000 0.0000 073 C006000 0.0000 074 A006000 0 074 B006000 0 074 C006000 0 074 D006000 0 074 E006000 0 074 F006000 23545 074 G006000 0 074 H006000 0 074 I006000 20 074 J006000 0 074 K006000 0 074 L006000 0 074 M006000 0 PAGE 59 074 N006000 23565 074 O006000 0 074 P006000 8 074 Q006000 0 074 R016000 0 074 R026000 0 074 R036000 0 074 R046000 4 074 S006000 0 074 T006000 23553 074 U016000 450 074 U026000 0 074 V016000 52.34 074 V026000 0.00 074 W006000 0.0000 074 X006000 1 074 Y006000 0 075 A006000 0 075 B006000 21820 076 006000 0.00 SIGNATURE JEFF GABOURY TITLE DIRECTOR -----END PRIVACY-ENHANCED MESSAGE-----