0001209191-17-011437.txt : 20170216
0001209191-17-011437.hdr.sgml : 20170216
20170216161409
ACCESSION NUMBER: 0001209191-17-011437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170216
DATE AS OF CHANGE: 20170216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pendrell Corp
CENTRAL INDEX KEY: 0001359555
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 980221142
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 278-7100
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER COMPANY:
FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD
DATE OF NAME CHANGE: 20060417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIKLES LEE E
CENTRAL INDEX KEY: 0001100628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33008
FILM NUMBER: 17618098
MAIL ADDRESS:
STREET 1: 2333 SAN RAMON VALLEY BLVD
STREET 2: STE 450
CITY: SAN RAMON
STATE: CA
ZIP: 94583
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-15
0
0001359555
Pendrell Corp
PCO
0001100628
MIKLES LEE E
2300 CARILLON POINT
KIRKLAND
WA
98033
1
1
0
0
President and CEO
Class A Common Stock
2017-02-15
4
M
0
100000
0.00
A
311257
D
Class A Common Stock
7479
I
By spouse
Class A Common Stock
8610
I
By trust for the benefit of children
Class A Common Stock
1000
I
By trust for the benefit of daughter
Class A Common Stock
100
I
By custodial account for the benefit of son
Restricted Stock Unit Award
0.00
2017-02-15
4
M
0
100000
0.00
D
2017-02-15
2025-06-15
Class A Common Stock
100000
200000
D
Vested restricted stock units were distributed to the reporting person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date.
Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock.
Converts into Class A Common Stock on a unit-for-share basis on the vesting date.
On June 15, 2015, the reporting person was granted 300,000 performance based restricted stock units. 100,000 of those restricted stock units vested on February 15, 2017 due to the Company's achievement of its 2016 performance objectives. If the reporting person remains engaged, 100,000 restricted stock units will vest on each of February 15, 2018 and February 15, 2019, but only to the extent the Company achieves its performance objectives for the preceding calendar year under its then-applicable incentive plan.
/s/ Timothy M. Dozois, Attorney-in-Fact
2017-02-16