0001209191-17-011437.txt : 20170216 0001209191-17-011437.hdr.sgml : 20170216 20170216161409 ACCESSION NUMBER: 0001209191-17-011437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pendrell Corp CENTRAL INDEX KEY: 0001359555 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 980221142 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 278-7100 MAIL ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD DATE OF NAME CHANGE: 20060417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKLES LEE E CENTRAL INDEX KEY: 0001100628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33008 FILM NUMBER: 17618098 MAIL ADDRESS: STREET 1: 2333 SAN RAMON VALLEY BLVD STREET 2: STE 450 CITY: SAN RAMON STATE: CA ZIP: 94583 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-15 0 0001359555 Pendrell Corp PCO 0001100628 MIKLES LEE E 2300 CARILLON POINT KIRKLAND WA 98033 1 1 0 0 President and CEO Class A Common Stock 2017-02-15 4 M 0 100000 0.00 A 311257 D Class A Common Stock 7479 I By spouse Class A Common Stock 8610 I By trust for the benefit of children Class A Common Stock 1000 I By trust for the benefit of daughter Class A Common Stock 100 I By custodial account for the benefit of son Restricted Stock Unit Award 0.00 2017-02-15 4 M 0 100000 0.00 D 2017-02-15 2025-06-15 Class A Common Stock 100000 200000 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date. Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock. Converts into Class A Common Stock on a unit-for-share basis on the vesting date. On June 15, 2015, the reporting person was granted 300,000 performance based restricted stock units. 100,000 of those restricted stock units vested on February 15, 2017 due to the Company's achievement of its 2016 performance objectives. If the reporting person remains engaged, 100,000 restricted stock units will vest on each of February 15, 2018 and February 15, 2019, but only to the extent the Company achieves its performance objectives for the preceding calendar year under its then-applicable incentive plan. /s/ Timothy M. Dozois, Attorney-in-Fact 2017-02-16