0001209191-16-152799.txt : 20161201
0001209191-16-152799.hdr.sgml : 20161201
20161201193023
ACCESSION NUMBER: 0001209191-16-152799
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161123
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pendrell Corp
CENTRAL INDEX KEY: 0001359555
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 980221142
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 278-7100
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER COMPANY:
FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD
DATE OF NAME CHANGE: 20060417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIKLES LEE E
CENTRAL INDEX KEY: 0001100628
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33008
FILM NUMBER: 162029519
MAIL ADDRESS:
STREET 1: 2333 SAN RAMON VALLEY BLVD
STREET 2: STE 450
CITY: SAN RAMON
STATE: CA
ZIP: 94583
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-11-23
2016-11-28
0
0001359555
Pendrell Corp
PCO
0001100628
MIKLES LEE E
2300 CARILLON POINT
KIRKLAND
WA
98033
1
1
0
0
President and CEO
Class A Common Stock
2016-11-23
4
S
0
5500
6.4025
D
7000
I
By revocable trust
Class A Common Stock
2016-11-25
4
S
0
5000
6.4227
D
2000
I
By revocable trust
Class A Common Stock
2016-11-28
4
S
0
2000
6.3901
D
0
I
By revocable trust
Class A Common Stock
111257
D
Class A Common Stock
12579
I
By spouse
Class A Common Stock
8610
I
By trust for the benefit of children
Class A Common Stock
1000
I
By trust for the benefit of daughter
Clsas A Common Stock
100
I
By custodial account for the benefit of son
The transaction was inadvertently reported on Form 4 filed on November 28, 2016 as a sale of shares from the reporting person's direct holdings rather than from the Lee E. Mikles Revocable Trust.
In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 125,000 pre-split shares of Class A Common Stock (rather than 161,100 shares) should have been attributed to Mr. Mikles' revocable trust. Ownership of an additional 36,100 pre-split shares of Class A Common Stock should have been attributed to the trust for the benefit of Mr. Mikles' children.
Represents the weighted average sales price. The highest price at which shares were sold was $6.45212 and the lowest price at which shares were sold was $6.375703. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
Represents the weighted average sales price. The highest price at which shares were sold was $6.435187 and the lowest price at which shares were sold was $6.40387. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
Represents the weighted average sales price. The highest price at which shares were sold was $6.4262 and the lowest price at which shares were sold was $6.354. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account.
Includes 230 shares of Class A Common Stock held in the individual retirement account of the reporting person's spouse.
In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 86,100 pre-split shares of Class A Common Stock (rather than 50,000 shares) should have been attributed to the trust for the benefit of Mr. Mikles' children. Ownership of 36,100 pre-split shares of Class A Common Stock was inadvertently attributed to Mr. Mikles' revocable trust.
/s/ Timothy M. Dozois, Attorney-in-Fact
2016-12-01