0001209191-16-152799.txt : 20161201 0001209191-16-152799.hdr.sgml : 20161201 20161201193023 ACCESSION NUMBER: 0001209191-16-152799 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pendrell Corp CENTRAL INDEX KEY: 0001359555 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 980221142 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 278-7100 MAIL ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD DATE OF NAME CHANGE: 20060417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKLES LEE E CENTRAL INDEX KEY: 0001100628 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33008 FILM NUMBER: 162029519 MAIL ADDRESS: STREET 1: 2333 SAN RAMON VALLEY BLVD STREET 2: STE 450 CITY: SAN RAMON STATE: CA ZIP: 94583 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-11-23 2016-11-28 0 0001359555 Pendrell Corp PCO 0001100628 MIKLES LEE E 2300 CARILLON POINT KIRKLAND WA 98033 1 1 0 0 President and CEO Class A Common Stock 2016-11-23 4 S 0 5500 6.4025 D 7000 I By revocable trust Class A Common Stock 2016-11-25 4 S 0 5000 6.4227 D 2000 I By revocable trust Class A Common Stock 2016-11-28 4 S 0 2000 6.3901 D 0 I By revocable trust Class A Common Stock 111257 D Class A Common Stock 12579 I By spouse Class A Common Stock 8610 I By trust for the benefit of children Class A Common Stock 1000 I By trust for the benefit of daughter Clsas A Common Stock 100 I By custodial account for the benefit of son The transaction was inadvertently reported on Form 4 filed on November 28, 2016 as a sale of shares from the reporting person's direct holdings rather than from the Lee E. Mikles Revocable Trust. In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 125,000 pre-split shares of Class A Common Stock (rather than 161,100 shares) should have been attributed to Mr. Mikles' revocable trust. Ownership of an additional 36,100 pre-split shares of Class A Common Stock should have been attributed to the trust for the benefit of Mr. Mikles' children. Represents the weighted average sales price. The highest price at which shares were sold was $6.45212 and the lowest price at which shares were sold was $6.375703. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price. Represents the weighted average sales price. The highest price at which shares were sold was $6.435187 and the lowest price at which shares were sold was $6.40387. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price. Represents the weighted average sales price. The highest price at which shares were sold was $6.4262 and the lowest price at which shares were sold was $6.354. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price. Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account. Includes 230 shares of Class A Common Stock held in the individual retirement account of the reporting person's spouse. In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 86,100 pre-split shares of Class A Common Stock (rather than 50,000 shares) should have been attributed to the trust for the benefit of Mr. Mikles' children. Ownership of 36,100 pre-split shares of Class A Common Stock was inadvertently attributed to Mr. Mikles' revocable trust. /s/ Timothy M. Dozois, Attorney-in-Fact 2016-12-01