-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UL6bTD/5h7yKJTy5dsH+X9o27pBKYEBd4JNCs5bH5D3iN1DhkgwdHnt1xBNPxMft JwoOtgW0GAVCIT42PJ1eOQ== 0000110055-02-000001.txt : 20020524 0000110055-02-000001.hdr.sgml : 20020524 20020524150208 ACCESSION NUMBER: 0000110055-02-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH BALANCE CAPITAL FUND INC CENTRAL INDEX KEY: 0000110055 IRS NUMBER: 132757134 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-02405 FILM NUMBER: 02662147 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 6092823319 MAIL ADDRESS: STREET 1: P.O. BOX 9066 CITY: PRINCETON STATE: NJ ZIP: 08543-9011 FORMER COMPANY: FORMER CONFORMED NAME: LIONEL D EDIE CAPITAL FUND INC DATE OF NAME CHANGE: 19760810 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH CAPITAL FUND INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil PAGE 1 000 B000000 03/31/2002 000 C000000 0000110055 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MERRILL LYNCH BALANCED CAPITAL FUND, INC. 001 B000000 811-2405 001 C000000 6092822800 002 A000000 P.O. 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BURKE TITLE TREASURER EX-99.77O RULE 10F-3 3 bal77o.htm 10F-3 TRANSACTIONS

MERRILL LYNCH BALANCED CAPITAL FUND

FILE # 811-2405

ATTACHMENT 770

 

 

 

 

 

 

 

 

TRADE DATE

 

 

 

DESCRIPTION OF SECURITY

 

 

 

AMOUNT PURCHASED

 

 

 

 

ISSUE SIZE

MEMBER OF UNDERWRITING SYNDICATE FROM WHOM FUND PURCHASED

10/23/01

Principal Financial

$4,060,750

$1,850,000,000

Goldman Sachs

10/26/01

GMAC 8.0% 11/1/31

$30,000,000

$4,000,000,000

Morgan Stanley

12/13/01

Prudential Financial

$13,750,000

$3,025,000,000

Goldman Sachs

03/08/02

Sprint Capital Corp 8.375% 3/15/12

$10,000,000

$2,000,000,000

Salomon
   

$

$

  
   

$

$

  

 

 EX-99.77B ACCT LTTR 4 balc77b.txt INDEPENDENT AUDITORS' REPORT The Board of Directors and Shareholders, Merrill Lynch Balanced Capital Fund, Inc.: In planning and performing our audit of the financial statements of Merrill Lynch Balanced Capital Fund, Inc. (the "Fund") for the year ended March 31, 2002 (on which we have issued our report dated May 14, 2002), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Fund's internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that the internal control may become inadequate because of changes in conditions, or that the degree of compliance with policies or procedures may deteriorate. Our consideration of the Fund's internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Fund's internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of March 31, 2002. This report is intended solely for the information and use of management, the Board of Directors and Shareholders of the Fund, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Deloitte & Touche LLP New York, New York May 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----