0001692661-18-000001.txt : 20180302 0001692661-18-000001.hdr.sgml : 20180302 20180302102613 ACCESSION NUMBER: 0001692661-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brandt Kevin D CENTRAL INDEX KEY: 0001692661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31271 FILM NUMBER: 18660273 MAIL ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTI SURGICAL, INC. CENTRAL INDEX KEY: 0001100441 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 593466543 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 386-418-8888 MAIL ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: RTI Biologics, Inc. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: REGENERATION TECHNOLOGIES INC DATE OF NAME CHANGE: 19991206 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-28 0 0001100441 RTI SURGICAL, INC. RTIX 0001692661 Brandt Kevin D C/O RTI SURGICAL INC. 11621 RESEARCH CIRCLE ALACHUA FL 32615 0 1 0 0 EVP CCO-Domestic Direct Common Stock 2018-02-28 4 A 0 19800 0 A 146015 D Option to purchase common stock $.001 par value 4.25 2018-02-28 4 A 0 43600 0 A 2028-02-28 Common Stock 43600 43600 D The Restricted Stock Award will become vested as to 6,600 on each of 2/28/2019, 2/28/2020 and 2/28/2021. This option will become exercisable as to 8,720 shares on each of 2/28/2019, 2/28/2020, 2/28/2021, 2/28/2022 and 2/28/2023. /s/Kevin D. Brandt 2018-03-02