0001245914-17-000002.txt : 20170505 0001245914-17-000002.hdr.sgml : 20170505 20170505123037 ACCESSION NUMBER: 0001245914-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTI SURGICAL, INC. CENTRAL INDEX KEY: 0001100441 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 593466543 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 386-418-8888 MAIL ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: RTI Biologics, Inc. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: REGENERATION TECHNOLOGIES INC DATE OF NAME CHANGE: 19991206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSE ROGER W CENTRAL INDEX KEY: 0001245914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31271 FILM NUMBER: 17817187 MAIL ADDRESS: STREET 1: C/O REGENERATION TECHNOLOGIES INC STREET 2: 1162 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-05-03 0 0001100441 RTI SURGICAL, INC. RTIX 0001245914 ROSE ROGER W 11621 RESEARCH CIRCLE ALACHUA FL 32615 0 1 0 0 Executive Vice President Common Stock 2017-05-03 4 A 0 13000 0 A 137390 D Option to purchase common stock $.001 par value 4.6 2017-05-03 4 A 0 39461 0 A 2027-05-03 Common Stock 39461 39461 D The Restricted Stock award will become vested as to 4,333 shares on each of 5/3/2018 and 5/3/2019 and 4,334 shares on 5/3/2020. This option will become exercisable as to 7,892 shares on each of 5/3/2018, 5/3/2019, 5/3/2020, 5/3/2021 and 7,893 shares on 5/3/2022. /s/Roger W. Rose 2017-05-05