0000899243-16-024802.txt : 20160708 0000899243-16-024802.hdr.sgml : 20160708 20160708170336 ACCESSION NUMBER: 0000899243-16-024802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160706 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTI SURGICAL, INC. CENTRAL INDEX KEY: 0001100441 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 593466543 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 386-418-8888 MAIL ADDRESS: STREET 1: 11621 RESEARCH CIRCLE CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: RTI Biologics, Inc. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: REGENERATION TECHNOLOGIES INC DATE OF NAME CHANGE: 19991206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATER STREET HEALTHCARE PARTNERS, LLC CENTRAL INDEX KEY: 0001582578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31271 FILM NUMBER: 161759991 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-506-2900 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATER STREET HEALTHCARE MANAGEMENT II, LP CENTRAL INDEX KEY: 0001582580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31271 FILM NUMBER: 161759992 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-506-2900 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATER STREET HEALTHCARE PARTNERS II LP CENTRAL INDEX KEY: 0001430540 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31271 FILM NUMBER: 161759993 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: 16TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 506-2900 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: 16TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-06 0 0001100441 RTI SURGICAL, INC. RTIX 0001430540 WATER STREET HEALTHCARE PARTNERS II LP 333 WEST WACKER DRIVE, SUITE 2800 CHICAGO IL 60606 0 0 1 0 0001582580 WATER STREET HEALTHCARE MANAGEMENT II, LP 333 WEST WACKER DRIVE, SUITE 2800 CHICAGO IL 60606 0 0 1 0 0001582578 WATER STREET HEALTHCARE PARTNERS, LLC 333 WEST WACKER DRIVE, SUITE 2800 CHICAGO IL 60606 0 0 1 0 Common Stock 2016-07-06 4 A 0 20270 0.00 A 59919 I See Footnotes Represents shares of restricted stock of RTI Surgical, Inc. (the "Company") granted to Christopher R. Sweeney as part of the director compensation program of the Company, all of which will vest on the first anniversary of the date of grant. Mr. Sweeney is a limited partner of Water Street Healthcare Management II, L.P. (the "General Partner"). Pursuant to the limited partnership agreement of the General Partner, Mr. Sweeney is required to turn over all director's fees received from the Company to the General Partner. Pursuant to the limited partnership agreement of Water Street Healthcare Partners II, L.P. (the "Fund"), the General Partner is required to offset such director's fees against the management fee paid by the Fund to the General Partner. The sole general partner of the General Partner is Water Street Healthcare Partners, LLC. Each of the Fund, the General Partner and Water Street Healthcare Partners, LLC disclaims beneficial ownership of the restricted common stock shares, except to the extent of its pecuniary interest therein. WATER STREET HEALTHCARE PARTNERS II, L.P., By: Water Street Healthcare Management II, L.P., Its: GP, By: Water Street Healthcare Partners, LLC, Its: GP, By: /s/ James G. Connelly III, Name: James G. Connelly III, Its: Authorized Signatory 2016-07-08 WATER STREET HEALTHCARE MANAGEMENT II, L.P., By: Water Street Healthcare Partners, LLC, Its: General Partner, By: /s/ James G. Connelly III, Name: James G. Connelly III, Its: Authorized Signatory 2016-07-08 WATER STREET HEALTHCARE PARTNERS, LLC, By: /s/ James G. Connelly III, Name: James G. Connelly III, Its: Authorized Signatory 2016-07-08