0000899243-16-024802.txt : 20160708
0000899243-16-024802.hdr.sgml : 20160708
20160708170336
ACCESSION NUMBER: 0000899243-16-024802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160706
FILED AS OF DATE: 20160708
DATE AS OF CHANGE: 20160708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RTI SURGICAL, INC.
CENTRAL INDEX KEY: 0001100441
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 593466543
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11621 RESEARCH CIRCLE
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: 386-418-8888
MAIL ADDRESS:
STREET 1: 11621 RESEARCH CIRCLE
CITY: ALACHUA
STATE: FL
ZIP: 32615
FORMER COMPANY:
FORMER CONFORMED NAME: RTI Biologics, Inc.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: REGENERATION TECHNOLOGIES INC
DATE OF NAME CHANGE: 19991206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WATER STREET HEALTHCARE PARTNERS, LLC
CENTRAL INDEX KEY: 0001582578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31271
FILM NUMBER: 161759991
BUSINESS ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
STREET 2: SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-506-2900
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
STREET 2: SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WATER STREET HEALTHCARE MANAGEMENT II, LP
CENTRAL INDEX KEY: 0001582580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31271
FILM NUMBER: 161759992
BUSINESS ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
STREET 2: SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-506-2900
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
STREET 2: SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WATER STREET HEALTHCARE PARTNERS II LP
CENTRAL INDEX KEY: 0001430540
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31271
FILM NUMBER: 161759993
BUSINESS ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
STREET 2: 16TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312 506-2900
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
STREET 2: 16TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-06
0
0001100441
RTI SURGICAL, INC.
RTIX
0001430540
WATER STREET HEALTHCARE PARTNERS II LP
333 WEST WACKER DRIVE,
SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001582580
WATER STREET HEALTHCARE MANAGEMENT II, LP
333 WEST WACKER DRIVE, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001582578
WATER STREET HEALTHCARE PARTNERS, LLC
333 WEST WACKER DRIVE, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
Common Stock
2016-07-06
4
A
0
20270
0.00
A
59919
I
See Footnotes
Represents shares of restricted stock of RTI Surgical, Inc. (the "Company") granted to Christopher R. Sweeney as part of the director compensation program of the Company, all of which will vest on the first anniversary of the date of grant. Mr. Sweeney is a limited partner of Water Street Healthcare Management II, L.P. (the "General Partner"). Pursuant to the limited partnership agreement of the General Partner, Mr. Sweeney is required to turn over all director's fees received from the Company to the General Partner. Pursuant to the limited partnership agreement of Water Street Healthcare Partners II, L.P. (the "Fund"), the General Partner is required to offset such director's fees against the management fee paid by the Fund to the General Partner. The sole general partner of the General Partner is Water Street Healthcare Partners, LLC.
Each of the Fund, the General Partner and Water Street Healthcare Partners, LLC disclaims beneficial ownership of the restricted common stock shares, except to the extent of its pecuniary interest therein.
WATER STREET HEALTHCARE PARTNERS II, L.P., By: Water Street Healthcare Management II, L.P., Its: GP, By: Water Street Healthcare Partners, LLC, Its: GP, By: /s/ James G. Connelly III, Name: James G. Connelly III, Its: Authorized Signatory
2016-07-08
WATER STREET HEALTHCARE MANAGEMENT II, L.P., By: Water Street Healthcare Partners, LLC, Its: General Partner, By: /s/ James G. Connelly III, Name: James G. Connelly III, Its: Authorized Signatory
2016-07-08
WATER STREET HEALTHCARE PARTNERS, LLC, By: /s/ James G. Connelly III, Name: James G. Connelly III, Its: Authorized Signatory
2016-07-08