0001493152-19-005172.txt : 20190411 0001493152-19-005172.hdr.sgml : 20190411 20190411171139 ACCESSION NUMBER: 0001493152-19-005172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190411 FILED AS OF DATE: 20190411 DATE AS OF CHANGE: 20190411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gutierrez Andres CENTRAL INDEX KEY: 0001738568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 19744425 MAIL ADDRESS: STREET 1: 7 LOMBARD AVENUE CITY: LAWRENCEVILLE STATE: NJ ZIP: 08648 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 4 1 ownership.xml X0306 4 2019-04-11 0 0001100397 Advaxis, Inc. ADXS 0001738568 Gutierrez Andres 305 COLLEGE ROAD EAST PRINCETON NJ 08540 0 1 0 0 Executive Vice President & CMO Common Stock 2019-04-11 4 A 0 3750 3.7142 A 3750 D Represents a voluntary at market stock purchase by the reporting person on the open market. /s/ Molly Henderson, as attorney-in-fact for Andres Gutierrez 2019-04-11