0001493152-19-005172.txt : 20190411
0001493152-19-005172.hdr.sgml : 20190411
20190411171139
ACCESSION NUMBER: 0001493152-19-005172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190411
FILED AS OF DATE: 20190411
DATE AS OF CHANGE: 20190411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gutierrez Andres
CENTRAL INDEX KEY: 0001738568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 19744425
MAIL ADDRESS:
STREET 1: 7 LOMBARD AVENUE
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08648
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
4
1
ownership.xml
X0306
4
2019-04-11
0
0001100397
Advaxis, Inc.
ADXS
0001738568
Gutierrez Andres
305 COLLEGE ROAD EAST
PRINCETON
NJ
08540
0
1
0
0
Executive Vice President & CMO
Common Stock
2019-04-11
4
A
0
3750
3.7142
A
3750
D
Represents a voluntary at market stock purchase by the reporting person on the open market.
/s/ Molly Henderson, as attorney-in-fact for Andres Gutierrez
2019-04-11