0001493152-18-015218.txt : 20181105
0001493152-18-015218.hdr.sgml : 20181105
20181105180014
ACCESSION NUMBER: 0001493152-18-015218
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181102
FILED AS OF DATE: 20181105
DATE AS OF CHANGE: 20181105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETIT ROBERT
CENTRAL INDEX KEY: 0001576077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 181160982
MAIL ADDRESS:
STREET 1: C/O ADVAXIS, INC.
STREET 2: 305 COLLEGE ROAD EAST
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
4
1
ownership.xml
X0306
4
2018-11-02
0
0001100397
Advaxis, Inc.
ADXS
0001576077
PETIT ROBERT
305 COLLEGE ROAD EAST
PRINCETON,
NJ
08540
0
1
0
0
Chief Scientific Officer
Common Stock
2018-11-02
4
S
0
8491
.56
D
235169
D
In connection with the vesting of 28,826 shares on April 2, 2018, a total of 8,491 of such shares were withheld by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
/s/ Molly Henderson, as attorney-in-fact for Robert Petit
2018-11-05