0001493152-18-002792.txt : 20180301
0001493152-18-002792.hdr.sgml : 20180301
20180301163131
ACCESSION NUMBER: 0001493152-18-002792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180228
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETIT ROBERT
CENTRAL INDEX KEY: 0001576077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 18657847
MAIL ADDRESS:
STREET 1: C/O ADVAXIS, INC.
STREET 2: 305 COLLEGE ROAD EAST
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
4
1
form4.xml
X0306
4
2018-02-28
0
0001100397
Advaxis, Inc.
ADXS
0001576077
PETIT ROBERT
305 COLLEGE ROAD EAST
PRINCETON
NJ
08540
0
1
0
0
Chief Scientific Officer
Common Stock
2018-02-28
4
A
0
1182
1.86
A
224582
D
The reporting person voluntarily purchases restricted stock directly from the Company at market price on the last trading day of the month pursuant to an arrangement that was approved by the Compensation Committee of the Company's Board of Directors in a manner that satisfied Exchange Act Rule 16b-3(d). The Company utilizes the net withholding method for each monthly purchase. The reporting person purchased a gross amount 1,406 shares of which 224 shares were forfeited to pay withholding taxes associated with the stock issuance.
/s/ Sara Bonstein, as attorney-in-fact for Robert Petit
2018-03-01