0001493152-16-010481.txt : 20160601 0001493152-16-010481.hdr.sgml : 20160601 20160601163115 ACCESSION NUMBER: 0001493152-16-010481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160531 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor Daniel CENTRAL INDEX KEY: 0001376847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 161689619 MAIL ADDRESS: STREET 1: 550 HILLS DRIVE STREET 2: 3RD FLOOR CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 form4.xml X0306 4 2016-05-31 0 0001100397 Advaxis, Inc. ADXS 0001376847 O'Connor Daniel 305 COLLEGE ROAD EAST PRINCETON, NJ 08540 0 1 0 0 Chief Executive Officer Common Stock 2016-05-31 4 A 0 1020 9.26 A 308837 D Common Stock 2016-05-31 4 F 0 268 9.26 D 308569 D The reporting person voluntarily purchases restricted stock directly from the Company at market price on the last trading day of the month. Represents shares forfeited by the reporting person in order to pay withholding taxes associated with the stock issuance. /s/ Sara Bonstein, as attorney-in-fact for Daniel O'Connor 2016-06-01