0001493152-16-007819.txt : 20160304 0001493152-16-007819.hdr.sgml : 20160304 20160304090032 ACCESSION NUMBER: 0001493152-16-007819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ridge Thomas J CENTRAL INDEX KEY: 0001320299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 161483661 MAIL ADDRESS: STREET 1: C/O SAFETY QUICK LIGHTING & FANS CORP. STREET 2: 4400 NORTH POINT PARKWAY, SUITE 154 CITY: ALPHARETTA STATE: GA ZIP: 30022 4 1 form4.xml X0306 4 2016-03-03 1 0001100397 Advaxis, Inc. ADXS 0001320299 Ridge Thomas J 305 COLLEGE ROAD EAST PRINCETON, NJ 08540 1 0 0 0 Common Stock 2016-03-03 4 A 0 5000 7.35 A 24306 D Represents a voluntary at market stock purchase by the reporting person on the open market. /s/ Sara Bonstein, as attorney-in-fact for Thomas Ridge 2016-03-04