0001493152-15-005219.txt : 20151110
0001493152-15-005219.hdr.sgml : 20151110
20151106180048
ACCESSION NUMBER: 0001493152-15-005219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151105
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ridge Thomas J
CENTRAL INDEX KEY: 0001320299
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 151213522
MAIL ADDRESS:
STREET 1: C/O SAFETY QUICK LIGHTING & FANS CORP.
STREET 2: 4400 NORTH POINT PARKWAY, SUITE 154
CITY: ALPHARETTA
STATE: GA
ZIP: 30022
4
1
form4.xml
X0306
4
2015-11-05
1
0001100397
Advaxis, Inc.
ADXS
0001320299
Ridge Thomas J
305 COLLEGE ROAD EAST
PRINCETON,
NJ
08540
1
0
0
0
Common Stock
2015-11-05
4
A
0
3430
0
A
19306
D
Options
12.81
2015-11-05
4
A
0
40000
0
A
2016-11-05
2025-11-05
Common Stock
40000
40000
D
Represents compensation for director services Gov. Ridge elected to receive in stock.
This award relates to an annual grant awarded by the Compensation Committee following the completion of our 2015 Fiscal Year and is subject to the terms of our 2015 Incentive Plan. The award vests one-third on November 5, 2016, one-third on November 5, 2017, and will be fully vested on November 5, 2018.
/s/ Sara Bonstein, as attorney-in-fact for Thomas Ridge
2015-11-06