0001493152-15-005219.txt : 20151110 0001493152-15-005219.hdr.sgml : 20151110 20151106180048 ACCESSION NUMBER: 0001493152-15-005219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151105 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ridge Thomas J CENTRAL INDEX KEY: 0001320299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 151213522 MAIL ADDRESS: STREET 1: C/O SAFETY QUICK LIGHTING & FANS CORP. STREET 2: 4400 NORTH POINT PARKWAY, SUITE 154 CITY: ALPHARETTA STATE: GA ZIP: 30022 4 1 form4.xml X0306 4 2015-11-05 1 0001100397 Advaxis, Inc. ADXS 0001320299 Ridge Thomas J 305 COLLEGE ROAD EAST PRINCETON, NJ 08540 1 0 0 0 Common Stock 2015-11-05 4 A 0 3430 0 A 19306 D Options 12.81 2015-11-05 4 A 0 40000 0 A 2016-11-05 2025-11-05 Common Stock 40000 40000 D Represents compensation for director services Gov. Ridge elected to receive in stock. This award relates to an annual grant awarded by the Compensation Committee following the completion of our 2015 Fiscal Year and is subject to the terms of our 2015 Incentive Plan. The award vests one-third on November 5, 2016, one-third on November 5, 2017, and will be fully vested on November 5, 2018. /s/ Sara Bonstein, as attorney-in-fact for Thomas Ridge 2015-11-06