-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IS6eEHzk1RGbVkQmktIuhkyc+DOdDkAlIRvTvAqszDS1KkmNUjoClhM0apNoEaAO v7iTGg/u9Kc+seMoxN2KEw== 0001209191-10-037103.txt : 20100702 0001209191-10-037103.hdr.sgml : 20100702 20100702165506 ACCESSION NUMBER: 0001209191-10-037103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100701 FILED AS OF DATE: 20100702 DATE AS OF CHANGE: 20100702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bodnick Marc CENTRAL INDEX KEY: 0001346413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936788 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hewson Paul CENTRAL INDEX KEY: 0001346424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936787 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PALM INC CENTRAL INDEX KEY: 0001100389 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER TERMINALS [3575] IRS NUMBER: 943150688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0602 BUSINESS ADDRESS: STREET 1: 950 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4086177000 MAIL ADDRESS: STREET 1: 950 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: PALMONE INC DATE OF NAME CHANGE: 20031029 FORMER COMPANY: FORMER CONFORMED NAME: PALM INC DATE OF NAME CHANGE: 19991203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARLMAN BRET D CENTRAL INDEX KEY: 0001077710 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] STATE OF INCORPORATION: CT FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936786 MAIL ADDRESS: STREET 1: C/O KNOLOGY INC STREET 2: 1241 O. G. SKINNER DRIVE CITY: WEST POINT STATE: GA ZIP: 31833 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elevation Partners, L.P. CENTRAL INDEX KEY: 0001344061 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936785 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 687-6700 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elevation Associates, L.P. CENTRAL INDEX KEY: 0001344811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936784 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-687-6700 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elevation Associates, LLC CENTRAL INDEX KEY: 0001344812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936791 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-687-6700 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elevation Employee Side Fund, LLC CENTRAL INDEX KEY: 0001344813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936790 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-687-6700 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elevation Management, LLC CENTRAL INDEX KEY: 0001344814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29597 FILM NUMBER: 10936789 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-687-6700 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 c03106_4x1.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-07-01 1 0001100389 PALM INC PALM 0001344061 Elevation Partners, L.P. 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 1 0 1 0 0001344811 Elevation Associates, L.P. 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 0 0 1 0 0001344812 Elevation Associates, LLC 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 0 0 1 0 0001344813 Elevation Employee Side Fund, LLC 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 1 0 1 0 0001344814 Elevation Management, LLC 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 0 0 1 0 0001346413 Bodnick Marc 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 0 0 1 0 0001346424 Hewson Paul 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 0 0 1 0 0001077710 PEARLMAN BRET D 2800 SAND HILL ROAD SUITE 160 MENLO PARK CA 94025 0 0 1 0 Common Stock 2010-07-01 4 D 0 10316700 5.70 D 0 D Common Stock 2010-07-01 4 D 0 3812 5.70 D 0 I See footnote Series B Conv. Preferred Stock, par value $0.001 per share 8.50 2010-07-01 4 D 0 324897 1010.00 D 2007-10-24 2014-10-24 Common Stock, par value $0.001 per share 38223176 0 D Series B Conv. Preferred Stock, par value $0.001 per share 8.50 2010-07-01 4 D 0 103 1010.00 D 2007-10-24 2014-10-24 Common Stock, par value $0.001 per share 12118 0 I See footnote Series C Conv. Preferred Stock, par value $0.001 per share 3.25 2010-07-01 4 D 0 50979 1753.85 D 2009-01-25 2014-10-24 Common Stock, par value $0.001 per share 15685846 0 D Series C Conv. Preferred Stock, par value $0.001 per share 3.25 2010-07-01 4 D 0 21 1753.85 D 2009-01-25 2014-10-24 Common Stock, par value $0.001 per share 6461 0 I See footnote Warrant (right to buy Common Stock) 3.25 2010-07-01 4 D 0 3568530 2.45 D 2009-01-25 2014-10-24 Common Stock, par value $0.001 per share 3568530 0 D Warrant (right to buy Common Stock) 3.25 2010-07-01 4 D 0 1470 2.45 D 2009-01-25 2014-10-24 Common Stock, par value $0.001 per share 1470 0 I See footnote This Form 4 is filed on behalf of a group consisting of Elevation Partners, L.P. ("Elevation Partners"), Elevation Associates, L.P. ("Elevation GP"), Elevation Associates, LLC ("Elevation LLC"), Elevation Employee Side Fund, LLC ("Side Fund"), Elevation Management, LLC ("Elevation Management"), Mr. Marc Bodnick, Mr. Paul Hewson and Mr. Bret Pearlman. Elevation GP is the sole general partner of Elevation Partners, and Elevation LLC is the sole general partner of Elevation GP. Elevation Management is the sole managing member of Side Fund. Messrs. Bodnick, Hewson and Pearlman are managers of each of Elevation LLC and Elevation Management, as are Mr. Fred Anderson and Mr. Roger McNamee, who are filing Forms 4 separately. Each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. As the sole general partner of Elevation Partners, Elevation GP may be deemed to be the indirect beneficial owner of such securities under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Elevation GP disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest. As the sole general partner of Elevation GP, Elevation LLC may be deemed to be the indirect beneficial owner of such securities under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Elevation LLC disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest. As the sole managing member of Side Fund, Elevation Management may be deemed to be the indirect beneficial owner of such securities under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Elevation Management disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest. As managers of each of Elevation LLC and Elevation Management, Messrs. Bodnick, Hewson and Pearlman may be deemed to be the indirect beneficial owner of such securities under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Messrs. Bodnick, Hewson and Pearlman disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest. These securities are directly owned by Elevation Partners. Elevation GP, Elevation LLC and Messrs. Bodnick, Hewson and Pearlman may have indirect beneficial ownership of these shares. See Footnotes 1, 2 and 4. These securities are directly owned by Side Fund. Elevation Management and Messrs. Bodnick, Hewson and Pearlman may have indirect beneficial ownership of these securities. See Footnotes 1, 3 and 4. /*/ Tracy Hogan, Attorney-in-Fact for Reporting Persons pursuant to Power of Attorney (see signatures of other Reporting Persons on the attached Exhibit 99.1) 2010-07-01 EX-99.1 2 c03106_99x1.htm ADDITIONAL EXHIBITS Joint Filer Information
Exhibit 99.1
Joint Filer Information
     
Designated Filer:
  Elevation Partners, L.P.
 
    
Other Joint Filers:
  Elevation Associates, L.P., Elevation Associates, LLC, Elevation Employee Side Fund, LLC, Elevation Management, LLC, Marc Bodnick, Paul Hewson, and Bret Pearlman
 
    
Addresses:
  The principal business address of each of the joint filers listed above is 2800 Sand Hill Road, Suite 160, Menlo Park, CA 94025.
 
    
Date of Event Requiring Statement:
  July 1, 2010
 
    
Issuer Name and Ticker or Trading Symbol:
  Palm, Inc. [PALM]
 
    
Signatures:
    
         
  ELEVATION ASSOCIATES, L.P.
 		  
  By:   Elevation Associates, LLC,    
    as General Partner   
     
  By:   *    
    Name:   Fred Anderson   
    Title:   Manager   
 
ELEVATION ASSOCIATES, LLC
 		  
  By:   *    
    Name:   Fred Anderson   
    Title:   Manager   
 
  ELEVATION EMPLOYEE SIDE FUND, LLC
 		  
  By:   Elevation Management, LLC,    
    as Managing Member   
       
  By:   *    
    Name:   Fred Anderson   
    Title:   Manager   
 
ELEVATION MANAGEMENT, LLC
 		  
  By:   *    
    Name:   Fred Anderson   
    Title:   Manager   
     
  *    
  Marc Bodnick   
     
  *    
  Paul Hewson   
     
  *    
  Bret Pearlman   
     
  * /s/ Tracy Hogan    
  Attorney-in-Fact for Reporting Persons   
  pursuant to Power of Attorney   
 
Date: July 1, 2010

 

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