0001140361-20-029756.txt : 20201229
0001140361-20-029756.hdr.sgml : 20201229
20201229161802
ACCESSION NUMBER: 0001140361-20-029756
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201223
FILED AS OF DATE: 20201229
DATE AS OF CHANGE: 20201229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUENKE SCOTT
CENTRAL INDEX KEY: 0001280964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28405
FILM NUMBER: 201422529
MAIL ADDRESS:
STREET 1: 10801 MASTIN BLVD
CITY: OLVERLAND PARK
STATE: KS
ZIP: 66210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MVC CAPITAL, INC.
CENTRAL INDEX KEY: 0001099941
IRS NUMBER: 943346760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-701-0310
MAIL ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
4
1
form4.xml
FORM 4
X0306
4
2020-12-23
true
0001099941
MVC CAPITAL, INC.
MVC
0001280964
SCHUENKE SCOTT
C/O MVC CAPITAL, INC.
287 BOWMAN AVENUE, 2ND FLOOR
PURCHASE
NY
10577
true
CHIEF FINANCIAL OFFICER
Common Stock, $0.01 par value
2020-12-23
4
D
0
3826.34
D
0
D
Includes approximately 1,006.11 shares of common stock, $.01 par value acquired pursuant to MVC Capital, Inc.'s dividend reinvestment plan since the Reporting Person's last Form 4 filing on September 12, 2014.
MVC Capital, Inc. ("MVC"), Barings BDC, Inc., a Maryland corporation ("Barings BDC"), Mustang Acquisition Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Barings BDC, ("Merger Sub") and Barings LLC, a Delaware limited liability company and investment adviser to Barings BDC ("Barings") entered into the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), pursuant to which the acquisition of MVC by Barings BDC was completed in two steps: (i) the first step being a merger of Merger Sub with and into MVC (the "First Step") with MVC surviving as a wholly owned subsidiary of Barings BDC ("First Step Surviving Company"), and (ii) the second step being a merger of the First Step Surviving Company with and into Barings BDC with Barings BDC as the surviving company (the "Second Step", and together with the First Step, the "Merger").
At the effective time of the Merger, each share of issued and outstanding MVC common stock was canceled and exchanged for the right to receive (i) $0.39492 per share in cash,without interest, from Barings and (ii) 0.9790836 of a validly issued, fully paid and non-assessable share of Barings BDC common stock.
/s/ Scott Schuenke
2020-12-23