0001140361-20-004029.txt : 20200225 0001140361-20-004029.hdr.sgml : 20200225 20200225172508 ACCESSION NUMBER: 0001140361-20-004029 CONFORMED SUBMISSION TYPE: N-23C-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200326 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 EFFECTIVENESS DATE: 20200225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-23C-2 SEC ACT: 1940 Act SEC FILE NUMBER: 817-01336 FILM NUMBER: 20652250 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 N-23C-2 1 formn23c2.htm N-23C-2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2 UNDER THE INVESTMENT COMPANY ACT OF 1940

File No. 814-00201

MVC Capital, Inc.
(Name of Registrant)

287 Bowman Avenue
Purchase, NY 10577
(Address of Principal Executive Office)

The undersigned hereby notifies the Securities and Exchange Commission (the “Commission”) that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.

(1)
Title of the class of securities of MVC Capital, Inc. (the “Company”) to be redeemed:

6.25% Senior Notes due 2022 (CUSIP: 553829 409) (the “Notes”).

(2)
Date on which the securities are to be redeemed:

The Notes will be redeemed on March 26, 2020 (the “Redemption Date”).

(3)
Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:

The Notes are to be redeemed pursuant to (i) Article XI of the Indenture, dated as of February 26, 2013 (the “Indenture”), by and between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a supplemental Indenture, dated as of November 15, 2017 (the “Second Supplemental Indenture”), and (ii) Section 1.01(h) of the Second Supplemental Indenture.

(4)
The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:

The Company will redeem $20,000,000 in aggregate principal amount of the $115,000,000 in aggregate principal amount of issued and outstanding Notes. The method for selecting the particular Notes to be redeemed will be determined in accordance with the applicable provisions of the Indenture.

SIGNATURE

Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 25th day of February, 2020.

MVC Capital, Inc.


By:
/s/ Scott Schuenke

Name: Scott Schuenke

Title: Chief Financial Officer