0001140361-16-082782.txt : 20161014 0001140361-16-082782.hdr.sgml : 20161014 20161014151156 ACCESSION NUMBER: 0001140361-16-082782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161012 FILED AS OF DATE: 20161014 DATE AS OF CHANGE: 20161014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNAPP ROBERT C CENTRAL INDEX KEY: 0001223003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00201 FILM NUMBER: 161936966 MAIL ADDRESS: STREET 1: C/O MEVC DRAPER FISHER JURVESTON FUND STREET 2: 3000 SECOND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc1.xml FORM 4 X0306 4 2016-10-12 0 0001099941 MVC CAPITAL, INC. MVC 0001223003 KNAPP ROBERT C C/O MVC CAPITAL, INC. 287 BOWMAN AVE., 2ND FLOOR PURCHASE NY 10577 1 0 0 0 Common Stock, $.01 par value 2016-10-12 4 P 0 20000 8.7147 A 320765.3703 I See footnote Common Stock, $.01 par value 2016-10-13 4 J 0 28254 0 A 349019.3703 I See footnote Common Stock, $.01 par value 2016-10-13 4 J 0 5036 0 A 354055.3703 I See footnote Common Stock, $.01 par value 2016-10-13 4 J 0 14691 0 A 368746.3703 I See footnote By Ironsides Holdings LLC, which is wholly-owned by the Reporting Person. Indirect liquidating distribution from Ironsides Partners Opportunity Master Fund LP, which was controlled by the Reporting Person, and which distribution is an exempt transaction pursuant to Rule 16a-13. By RCK Holdings II LLC, of which Reporting Person is trustee and the beneficiaries are the Reporting Person's children. /s/ Robert C. Knapp 2016-10-14