0001140361-14-035980.txt : 20140918 0001140361-14-035980.hdr.sgml : 20140918 20140918160952 ACCESSION NUMBER: 0001140361-14-035980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140916 FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEWMAKER BRUCE W CENTRAL INDEX KEY: 0001223002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00201 FILM NUMBER: 141110201 MAIL ADDRESS: STREET 1: 12 BRIAR WOOD DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 doc1.xml FORM 4 X0306 4 2014-09-16 0 0001099941 MVC CAPITAL, INC. MVC 0001223002 SHEWMAKER BRUCE W C/O MVC CAPITAL, INC. 287 BOWMAN AVE., 2ND FLOOR PURCHASE, NY 10577 0 1 0 0 Managing Director Common Stock, $.01 par value 2014-09-16 4 S 0 800 11.77 D 22065.72 D Common Stock, $.01 par value 2014-09-16 4 S 0 200 11.77 D 21865.72 D Common Stock, $.01 par value 2014-09-16 4 S 0 200 11.77 D 21665.72 D Common Stock, $.01 par value 2014-09-16 4 S 0 300 11.77 D 21365.72 D Common Stock, $.01 par value 2014-09-16 4 P 0 1258 11.78 A 22623.72 D Common Stock, $.01 par value 2014-09-16 4 P 0 242 11.78 A 22865.72 D Common Stock, $.01 par value 2014-09-16 4 P 0 500 11.78 A 23365.72 D These transactions (the sale and then purchase of 1,500 shares of MVC Capital, Inc.) were done by the Reporting Person solely to move shares into a retirement account that would not accept a transfer of shares from another account of the Reporting Person. /s/ Bruce W. Shewmaker 2014-09-17