0001140361-14-015286.txt : 20140402 0001140361-14-015286.hdr.sgml : 20140402 20140402120114 ACCESSION NUMBER: 0001140361-14-015286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNAPP ROBERT C CENTRAL INDEX KEY: 0001223003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00201 FILM NUMBER: 14736930 MAIL ADDRESS: STREET 1: C/O MEVC DRAPER FISHER JURVESTON FUND STREET 2: 3000 SECOND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc1.xml FORM 4 X0306 4 2014-03-31 0 0001099941 MVC CAPITAL, INC. MVC 0001223003 KNAPP ROBERT C C/O MVC CAPITAL, INC. 287 BOWMAN AVE., 2ND FLOOR PURCHASE NY 10577 1 0 0 0 Common Stock, $.01 par value 300765.37 I By Ironsides Holdings Common Stock, $.01 par value 2014-03-31 4 P 0 25000 13.54 A 143467 I Footnote Ironsides Holdings LLC is wholly-owned by the Reporting Person. The shares are held by a separately managed account and a private fund. The Reporting Person is a Principal of the investment adviser of the separately managed account and a Principal of the general partner and the investment adviser of the private fund. The Reporting Person is also a limited partner in a fund that has an interest in the private fund. The investment adviser has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. /s/ Robert C. Knapp 2014-04-02