0001140361-14-002512.txt : 20140117 0001140361-14-002512.hdr.sgml : 20140117 20140117142414 ACCESSION NUMBER: 0001140361-14-002512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140116 FILED AS OF DATE: 20140117 DATE AS OF CHANGE: 20140117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEWMAKER BRUCE W CENTRAL INDEX KEY: 0001223002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00201 FILM NUMBER: 14534608 MAIL ADDRESS: STREET 1: 12 BRIAR WOOD DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 doc1.xml FORM 4 X0306 4 2014-01-16 0 0001099941 MVC CAPITAL, INC. MVC 0001223002 SHEWMAKER BRUCE W C/O MVC CAPITAL, INC. 287 BOWMAN AVE., 2ND FLOOR PURCHASE, NY 10577 0 1 0 0 Managing Director Common Stock, $.01 par value 2014-01-16 4 S 0 500 13.80 D 22365.72 D Common Stock, $.01 par value 2014-01-16 4 P 0 500 13.84 A 22865.72 D Common Stock, $.01 par value 2014-01-16 4 S 0 500 13.80 D 22365.72 D Common Stock, $.01 par value 2014-01-16 4 P 0 500 13.84 A 22865.72 D Common Stock, $.01 par value 2014-01-16 4 S 0 500 13.82 D 22365.72 D Common Stock, $.01 par value 2014-01-16 4 P 0 500 13.86 A 22865.72 D Common Stock, $.01 par value 2014-01-16 4 S 0 500 13.82 D 22365.72 D Common Stock, $.01 par value 2014-01-16 4 P 0 500 13.86 A 22865.72 D Common Stock, $.01 par value 2014-01-16 4 S 0 500 13.82 D 22365.72 D Common Stock, $.01 par value 2014-01-16 4 P 0 500 13.84 A 22865.72 D Common Stock, $.01 par value 2014-01-16 4 S 0 500 13.79 D 22365.72 D Common Stock, $.01 par value 2014-01-16 4 P 0 500 13.83 A 22865.72 D The transactions being reported on this Form 4 (sales and then purchases of identical amounts of MVC Capital, Inc. shares on the same day) were done by the Reporting Person solely to move shares into a retirement account that would not accept a transfer of shares from another account of the Reporting Person. Includes approximately 117 shares of common stock, $.01 par values ("Shares"), acquired on January 8, 2013 and approximately 122 Shares acquired on May 1, 2013, in connection with the reinvestment of cash proceeds received pursuant to the issuance of dividends by MVC Capital, Inc. After the reinvestment on May 1, 2013, the Reporting Person ceased his election to reinvest dividends of MVC Capital, Inc. /s/ Bruce W. Shewmaker 2014-01-17