0001140361-13-036116.txt : 20130917
0001140361-13-036116.hdr.sgml : 20130917
20130917124156
ACCESSION NUMBER: 0001140361-13-036116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130913
FILED AS OF DATE: 20130917
DATE AS OF CHANGE: 20130917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MVC CAPITAL, INC.
CENTRAL INDEX KEY: 0001099941
IRS NUMBER: 943346760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-701-0310
MAIL ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00201
FILM NUMBER: 131100626
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
4
1
doc1.xml
FORM 4
X0306
4
2013-09-13
0
0001099941
MVC CAPITAL, INC.
MVC
0001067621
GOLDSTEIN PHILLIP
C/O MVC CAPITAL, INC.
287 BOWMAN AVENUE, 2ND FLOOR
PURCHASE
NY
10577
1
0
0
0
Common Stock
37250
D
Common Stock
2013-09-13
4
P
0
157879
12.70
A
903612
I
Footnote
The shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment adviser of each fund, and is a limited partner in certain of the funds. The investment adviser has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
/s/Stephanie L. Darling, as attorney-in-fact for Phillip Goldstein
2013-09-17