-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnsxU7QLBrRTTbIJ7o4HWE1s9ciYyD3GXO7xXS/9+ltVLhLA7ojq2vlowzUsxZJT TmMXBlIiHAlekOe6K4IFAg== 0001005477-08-002318.txt : 20080320 0001005477-08-002318.hdr.sgml : 20080320 20080320163614 ACCESSION NUMBER: 0001005477-08-002318 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070312 FILED AS OF DATE: 20080320 DATE AS OF CHANGE: 20080320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00201 FILM NUMBER: 08702867 BUSINESS ADDRESS: STREET 1: P.O. BOX 3459 STREET 2: 240 E. DELONEY AVE. CITY: JACKSON STATE: WY ZIP: 83001 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: P.O. BOX 3459 STREET 2: 240 E. DELONEY AVE. CITY: JACKSON STATE: WY ZIP: 83001 FORMER NAME: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 4/A 1 edgar123.xml AMENDMENT TO FORM 4 X0202 4/A 2007-03-12 2007-03-13 0 0001099941 MVC CAPITAL, INC. MVC 0001058854 CANNELL CAPITAL LLC P.O. BOX 3459 240 E. DELONEY AVENUE JACKSON WY 83001 0 0 1 0 Common Stock, par value $.01 per share 2007-03-12 4 P 0 0 0 A 0 I By Partnerships and Corporations Common Stock, par value $.01 per share 2007-03-13 4 P 0 0 0 A 0 I By Partnerships and Corporations THIS AMENDED FORM 4 (THE "AMENDED FORM 4") AMENDS AND RESTATES THE FORM 4 WITH RESPECT TO MVC CAPITAL, INC. FILED WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC") ON MARCH 13, 2007 BY CANNELL CAPITAL, LLC (THE "PRIOR FORM 4"). THIS AMENDED FORM 4 CORRECTS THE PRIOR FORM 4 AND REFLECTS THAT ONLY MR. J. CARLO CANNELL, AND NOT CANNELL CAPITAL, LLC AND/OR CERTAIN OF ITS AFFILIATES, IS THE REPORTING PERSON WITH RESPECT TO THE SECURITIES REPORTED IN THE PRIOR FORM 4 BECAUSE, AS OF THE DATE OF EVENT REQUIRING THE FILING OF THE PRIOR FORM 4, MR. CANNELL POSSESSED THE SOLE POWER TO VOTE AND THE SOLE POWER TO DIRECT THE DISPOSITION OF THE REPORTED SECURITIES. CONCURRENTLY WITH THE FILING OF THIS AMENDED FORM 4 WITH THE SEC, MR. CANNELL HAS CAUSED A FORM 4 TO BE FILED WITH THE SEC DISCLOSING THAT MR. CANNELL POSSESSED THE SOLE POWER TO VOTE AND THE SOLE POWER TO DIRECT THE DISPOSITION OF ALL THE REPORTED SECURITIES IN THE PRIOR FORM 4. As of March 12, 2007, Anegada Master Fund Ltd. ("Anegada"), Pleiades Partners, L.P. ("Pleiades"), TE Cannell Portfolio, Ltd. ("TE Cannell"), The Cuttyhunk Fund Limited ("Cuttyhunk"), and Tonga Partners, L.P. ("Tonga" and collectively with Anegada, Pleiades, TE Cannell, and Cuttyhunk, the "Funds") held in the aggregate 3,054,000 shares of common stock, par value $.01 per share (the "Shares"), of MVC Capital, Inc. (the "Company"). J. Carlo Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Thus, for the purposes of Reg. Section 240.13d-3, as of March 12, 2007, Mr. Cannell is deemed to beneficially own 3,054,000 Shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any. As of March 13, 2007, Anegada Master Fund Ltd. ("Anegada"), Pleiades Partners, L.P. ("Pleiades"), TE Cannell Portfolio, Ltd. ("TE Cannell"), The Cuttyhunk Fund Limited ("Cuttyhunk"), and Tonga Partners, L.P. ("Tonga" and collectively with Anegada, Pleiades, TE Cannell, and Cuttyhunk, the "Funds") held in the aggregate 3,111,800 shares of common stock, par value $.01 per share (the "Shares"), of MVC Capital, Inc. (the "Company"). J. Carlo Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Thus, for the purposes of Reg. Section 240.13d-3, as of March 13, 2007, Mr. Cannell is deemed to beneficially own 3,111,800 Shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any. /s/ J. Carlo Cannell 2008-02-29 -----END PRIVACY-ENHANCED MESSAGE-----