0001144204-18-012529.txt : 20180302
0001144204-18-012529.hdr.sgml : 20180302
20180302160519
ACCESSION NUMBER: 0001144204-18-012529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180228
FILED AS OF DATE: 20180302
DATE AS OF CHANGE: 20180302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELSER MARCO M
CENTRAL INDEX KEY: 0001321913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28385
FILM NUMBER: 18661922
MAIL ADDRESS:
STREET 1: VIA SISTINA 121
CITY: ROME
STATE: L6
ZIP: 00187
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROTALEX INC
CENTRAL INDEX KEY: 0001099215
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 912003490
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 131 COLUMBIA TURNPIKE
STREET 2: SUITE 1
CITY: FLORHAM PARK
STATE: NJ
ZIP: 07932
BUSINESS PHONE: 215-862-9720
MAIL ADDRESS:
STREET 1: 131 COLUMBIA TURNPIKE
STREET 2: SUITE 1
CITY: FLORHAM PARK
STATE: NJ
ZIP: 07932
4
1
tv487141_form4.xml
FORM 4
X0306
4
2018-02-28
0
0001099215
PROTALEX INC
PRTX
0001321913
ELSER MARCO M
C/O PROTALEX, INC.
131 COLUMBIA TURNPIKE, SUITE 1
FLORHAM PARK
NJ
07932
1
0
0
0
Common Stock
17000
I
By Elser & Company Limited
Common Stock
17000
I
By Carlisle Investments Inc.
10% Senior Convertible Note due 2023
0.20
2018-02-28
4
P
0
2500000
500000
A
2018-02-28
2023-02-28
Common Stock
2500000
2500000
I
By Carlisle Investments Inc.
Options
0.54
2018-02-08
2023-02-08
Common Stock
300000
300000
D
Options
6
2024-11-04
Common Stock
100000
100000
D
Options
9
2024-02-04
Common Stock
250000
250000
D
The reporting person has the sole power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securites.
Granted on February 8, 2018 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.
Immediately.
/s/ Marco M. Elser
2018-03-02