0001144204-18-007134.txt : 20180212 0001144204-18-007134.hdr.sgml : 20180212 20180212101952 ACCESSION NUMBER: 0001144204-18-007134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARSHAW KIRK M CENTRAL INDEX KEY: 0001276802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28385 FILM NUMBER: 18594504 MAIL ADDRESS: STREET 1: C/O ADELPHIA HOLDINGS LLC STREET 2: 545 MADISON AVE 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTALEX INC CENTRAL INDEX KEY: 0001099215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 912003490 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 131 COLUMBIA TURNPIKE STREET 2: SUITE 1 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 BUSINESS PHONE: 215-862-9720 MAIL ADDRESS: STREET 1: 131 COLUMBIA TURNPIKE STREET 2: SUITE 1 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 4 1 tv485522_form4.xml FORM 4 X0306 4 2018-02-08 0 0001099215 PROTALEX INC PRTX 0001276802 WARSHAW KIRK M C/O PROTALEX, INC. 131 COLUMBIA TURNPIKE, SUITE 1 FLORHAM PARK NJ 07932 0 1 0 0 Chief Financial Officer Options 0.54 2018-02-08 4 A 0 300000 0 A 2018-02-08 2023-02-08 Common Stock 300000 300000 D Option 5.41 2020-07-01 Common Stock 250000 250000 D Option 1.05 2023-05-21 Common Stock 350000 350000 D Option 1.01 2021-11-01 Common Stock 250000 250000 D Option .25 2019-12-29 Common Stock 750543 750543 D Option 6 2024-11-04 Common Stock 100000 100000 D Granted on February 8, 2018 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date. Immediately. Adjusted to reflect a 1 for 5 reverse split of the issuer's outstanding common stock on December 8, 2010. /s/ KIRK M. WARSHAW 2018-02-12