0001140361-15-026875.txt : 20150707 0001140361-15-026875.hdr.sgml : 20150707 20150707125152 ACCESSION NUMBER: 0001140361-15-026875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTALEX INC CENTRAL INDEX KEY: 0001099215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 912003490 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 131 COLUMBIA TURNPIKE STREET 2: SUITE 1 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 BUSINESS PHONE: 215-862-9720 MAIL ADDRESS: STREET 1: 131 COLUMBIA TURNPIKE STREET 2: SUITE 1 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARSHAW KIRK M CENTRAL INDEX KEY: 0001276802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28385 FILM NUMBER: 15975949 MAIL ADDRESS: STREET 1: C/O ADELPHIA HOLDINGS LLC STREET 2: 545 MADISON AVE 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2015-07-01 0 0001099215 PROTALEX INC PRTX 0001276802 WARSHAW KIRK M C/O PROTALEX, INC. 131 COLUMBIA TURNPIKE, SUITE 1 FLORHAM PARK NJ 07932 0 1 0 0 Chief Financial Officer Option 5.41 2015-07-01 4 A 0 250000 0 A 2015-07-01 2020-07-01 Common Stock 250000 250000 D Option 1.05 2023-05-21 Common Stock 350000 350000 D Option 1.01 2021-11-01 Common Stock 250000 250000 D Option .25 2019-12-29 Common Stock 750543 750543 D Option 6 2014-11-04 2024-11-04 Common Stock 100000 100000 D Granted on May 22, 2013 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the underlying shares on the six-month anniversary of Grant Date. Immediately. Adjusted to reflect a 1 for 5 reverse split of the issuer's outstanding common stock on December 8, 2010. Granted on July 1, 2015 (the "July Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the underlying shares on the 1st anniversary of July Grant Date. /s/ KIRK M. WARSHAW 2015-07-07