0001140361-15-026875.txt : 20150707
0001140361-15-026875.hdr.sgml : 20150707
20150707125152
ACCESSION NUMBER: 0001140361-15-026875
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150701
FILED AS OF DATE: 20150707
DATE AS OF CHANGE: 20150707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROTALEX INC
CENTRAL INDEX KEY: 0001099215
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 912003490
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 131 COLUMBIA TURNPIKE
STREET 2: SUITE 1
CITY: FLORHAM PARK
STATE: NJ
ZIP: 07932
BUSINESS PHONE: 215-862-9720
MAIL ADDRESS:
STREET 1: 131 COLUMBIA TURNPIKE
STREET 2: SUITE 1
CITY: FLORHAM PARK
STATE: NJ
ZIP: 07932
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARSHAW KIRK M
CENTRAL INDEX KEY: 0001276802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28385
FILM NUMBER: 15975949
MAIL ADDRESS:
STREET 1: C/O ADELPHIA HOLDINGS LLC
STREET 2: 545 MADISON AVE 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2015-07-01
0
0001099215
PROTALEX INC
PRTX
0001276802
WARSHAW KIRK M
C/O PROTALEX, INC.
131 COLUMBIA TURNPIKE, SUITE 1
FLORHAM PARK
NJ
07932
0
1
0
0
Chief Financial Officer
Option
5.41
2015-07-01
4
A
0
250000
0
A
2015-07-01
2020-07-01
Common Stock
250000
250000
D
Option
1.05
2023-05-21
Common Stock
350000
350000
D
Option
1.01
2021-11-01
Common Stock
250000
250000
D
Option
.25
2019-12-29
Common Stock
750543
750543
D
Option
6
2014-11-04
2024-11-04
Common Stock
100000
100000
D
Granted on May 22, 2013 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the underlying shares on the six-month anniversary of Grant Date.
Immediately.
Adjusted to reflect a 1 for 5 reverse split of the issuer's outstanding common stock on December 8, 2010.
Granted on July 1, 2015 (the "July Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the underlying shares on the 1st anniversary of July Grant Date.
/s/ KIRK M. WARSHAW
2015-07-07