0001104659-20-108448.txt : 20200924
0001104659-20-108448.hdr.sgml : 20200924
20200924215705
ACCESSION NUMBER: 0001104659-20-108448
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200922
FILED AS OF DATE: 20200924
DATE AS OF CHANGE: 20200924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PSP AGFS HOLDINGS, L.P.
CENTRAL INDEX KEY: 0001817183
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36316
FILM NUMBER: 201196682
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 379-7200
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P.
CENTRAL INDEX KEY: 0001817158
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36316
FILM NUMBER: 201196683
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 379-7200
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD.
CENTRAL INDEX KEY: 0001818714
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36316
FILM NUMBER: 201196684
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 379-7200
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAINE W DEXTER III
CENTRAL INDEX KEY: 0001099188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36316
FILM NUMBER: 201196685
MAIL ADDRESS:
STREET 1: 950 TOWER LANE
STREET 2: SUITE 1150
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARTZ KEVIN
CENTRAL INDEX KEY: 0001817201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36316
FILM NUMBER: 201196686
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK CITY
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AgroFresh Solutions, Inc.
CENTRAL INDEX KEY: 0001592016
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 464007249
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. INDEPENDENCE MALL WEST
CITY: PHILADELPHIA
STATE: PA
ZIP: 19106
BUSINESS PHONE: 215-592-3687
MAIL ADDRESS:
STREET 1: 100 S. INDEPENDENCE MALL WEST
CITY: PHILADELPHIA
STATE: PA
ZIP: 19106
FORMER COMPANY:
FORMER CONFORMED NAME: Boulevard Acquisition Corp.
DATE OF NAME CHANGE: 20131114
4
1
a4.xml
4
X0306
4
2020-09-22
0
0001592016
AgroFresh Solutions, Inc.
AGFS
0001817183
PSP AGFS HOLDINGS, L.P.
475 FIFTH AVENUE, 17TH FLOOR
NEW YORK
NY
10017
1
0
1
0
0001817158
PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P.
475 FIFTH AVENUE, 17TH FLOOR
NEW YORK
NY
10017
1
0
1
0
0001818714
PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD.
475 FIFTH AVENUE, 17TH FLOOR
NEW YORK
NY
10017
1
0
1
0
0001099188
PAINE W DEXTER III
475 FIFTH AVENUE, 17TH FLOOR
NEW YORK
NY
10017
1
0
1
0
0001817201
SCHWARTZ KEVIN
475 FIFTH AVENUE, 17TH FLOOR
NEW YORK
NY
10017
1
0
1
0
Series B-2 Convertible Preferred Stock
2020-09-24
4
A
0
150000
A
Common Stock, par value $0.0001 per share
19430269.71
150000
I
See notes
This statement is being filed by the following Reporting Persons: PSP AGFS Holdings, L.P. (the "Investor"), Paine Schwartz Food Chain Fund V GP, L.P. (the "GP"), Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP"), Mr. W. Dexter Paine and Mr. Kevin M. Schwartz.
The Issuer's Series B-2 Convertible Preferred Stock, par value $0.0001 per shares (the "Series B-1 Preferred Stock"), is convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B-2 Preferred Stock has no expiration date.
Represents the number of shares of common stock issuable based upon the conversion of 150,000 shares of Series B-2 Preferred Stock.
The GP is the sole general partner of the Investor and the UGP is the sole general partner of the GP. As a result, each of the GP and the UGP may be deemed to beneficially own and have shared voting and dispositive power over such shares of common stock beneficially owned by the Investor. Mr. Paine and Mr. Schwartz serve as directors of the UGP and each disclaim beneficial ownership of any common stock held of record or beneficially owned by the Investor, the GP and the UGP.
Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange of 1934, as amended (the "Exchange Act"),or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of the GP or UGP is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any.
PSP AGFS Holdings, L.P., By: /s/ Kevin Schwartz, Name: Kevin Schwartz, Title: Chief Executive Officer
2020-09-24
Paine Schwartz Food Chain Fund V GP, L.P., By: Paine Schwartz Food Chain Fund V GP, Ltd., Its: General Partner By: /s/ Kevin Schwartz Name: Kevin Schwartz, Title: Director
2020-09-24
Paine Schwartz Food Chain Fund V GP, Ltd., By: /s/ Kevin Schwartz, Name: Kevin Schwartz, Title: Director
2020-09-24
/s/ Kevin Schwartz, Name: Kevin Schwartz
2020-09-24
/s/ W. Dexter Paine, III, Name: W. Dexter Paine, III
2020-09-24