0001181431-11-045480.txt : 20110815
0001181431-11-045480.hdr.sgml : 20110815
20110815163142
ACCESSION NUMBER: 0001181431-11-045480
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110811
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vranos Michael W
CENTRAL INDEX KEY: 0001474808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 111036857
MAIL ADDRESS:
STREET 1: 52 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ellington Financial LLC
CENTRAL INDEX KEY: 0001411342
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
BUSINESS PHONE: 203-698-1200
MAIL ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VC INVESTMENTS LLC
CENTRAL INDEX KEY: 0001098488
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 111036846
BUSINESS ADDRESS:
STREET 1: 53 FOREST AVENUE
STREET 2: 2ND FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: 2036981136
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE
STREET 2: 2ND FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMG Holdings, L.P.
CENTRAL INDEX KEY: 0001478394
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 111036856
BUSINESS ADDRESS:
STREET 1: 53 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: (203) 698-1200
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
4
1
rrd319961.xml
VRANOS FORM 4
X0304
4
2011-08-11
1
0001411342
Ellington Financial LLC
EFC
0001474808
Vranos Michael W
53 FOREST AVENUE
OLD GREENWICH
CT
06870
1
1
1
0
Co-Chief Investment Officer
0001478394
EMG Holdings, L.P.
53 FOREST AVE
OLD GREENWICH
CT
06870
0
0
1
0
0001098488
VC INVESTMENTS LLC
53 FOREST AVE
OLD GREENWICH
CT
06870
0
0
1
0
Common shares
2011-08-11
4
J
0
109000
0
D
1228920
D
Common shares
2011-08-11
4
J
0
109000
0
D
2499381
I
See footnotes.
Common shares
2011-08-11
5
G
0
109000
0
D
2499381
I
See footnotes.
Shares distributed by EMG Holdings, LP ("EMGH") to Michael W. Vranos.
These shares are owned directly by EMGH. After the distribution described herein, EMGH is no longer a reporting person pursuant to Section 16.
Shares distributed by EMGH to Michael W. Vranos. VC Investments LLC is the general partner of EMGH, and as such has previously reported indirect ownership of these securities.
The shares are owned indirectly by VC. See foontote (7) below for additional information regarding the ownership of these shares.
Shares gifted to a family trust formed by Michael W. Vranos.
The shares are owned indirectly by Michael W. Vranos. See footnote (7) below for additional information regarding the ownership of these shares.
Three affiliated hedge funds ("Hedge Funds") own 1,250,000 common shares. EMGH owns 1,228,920 common shares. Ellington Financial Management LLC ("EFM") owns 20,461 common shares. Ellington Capital Management, LLC ("ECM") is the general partner of the Hedge Funds. VC is the general partner of EMGH and the managing member of EFM and ECM. Michael W. Vranos is the managing member of, and holds a controlling interest in VC. Mr. Vranos, together with VC and, with respect to 1,228,920 common shares, EMGH, share the power to direct the voting and disposition of the common shares, and may be regarded as the beneficial owners of the common shares owned beneficially or of record by each other. Each of Mr. Vranos, VC and EMGH disclaims beneficial ownership of any common shares owned beneficially or of record by each other except to the extent of its or his pecuniary interest therein.
Christopher C. Green, as attorney-in-fact for Michael W. Vranos
2011-08-15
Christopher C. Green, as attorney-in-fact for EMG Holdings, L.P.
2011-08-15
Christopher C. Green, as attorney-in-fact for VC Investments LLC
2011-08-15