0001179110-12-016172.txt : 20121116 0001179110-12-016172.hdr.sgml : 20121116 20121116144309 ACCESSION NUMBER: 0001179110-12-016172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121114 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALZMAN ALAN E CENTRAL INDEX KEY: 0001098349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35232 FILM NUMBER: 121211337 MAIL ADDRESS: STREET 1: C/O VANTAGEPOINT STREET 2: 1001 BAY HILL DR #300 CITY: SAN BRUNO STATE: CA ZIP: 94066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAGEWORKS, INC. CENTRAL INDEX KEY: 0001158863 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 943351864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 PARK PLACE STREET 2: 4TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-557-5200 MAIL ADDRESS: STREET 1: 1100 PARK PLACE STREET 2: 4TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: WAGEWORKS INC DATE OF NAME CHANGE: 20010907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV LP CENTRAL INDEX KEY: 0001114993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35232 FILM NUMBER: 121211339 BUSINESS ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV Q LP CENTRAL INDEX KEY: 0001129585 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35232 FILM NUMBER: 121211341 BUSINESS ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES IV LLC CENTRAL INDEX KEY: 0001256847 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35232 FILM NUMBER: 121211340 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP CENTRAL INDEX KEY: 0001267585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35232 FILM NUMBER: 121211338 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 FORMER NAME: FORMER CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP DATE OF NAME CHANGE: 20031020 4 1 edgar.xml FORM 4 - X0306 4 2012-11-14 0 0001158863 WAGEWORKS, INC. WAGE 0001256847 VANTAGEPOINT VENTURE ASSOCIATES IV LLC C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 0 0 1 0 0001129585 VANTAGEPOINT VENTURE PARTNERS IV Q LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 0 0 1 0 0001114993 VANTAGEPOINT VENTURE PARTNERS IV LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 0 0 1 0 0001267585 VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 0 0 1 0 0001098349 SALZMAN ALAN E C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 0 0 1 0 Common Stock 2012-11-14 4 X 0 3183804 4.58 A 11172116 D Common Stock 2012-11-14 4 S 0 774188 18.84 D 10397928 D Common Stock 2012-11-14 4 X 0 318731 4.58 A 1125605 D Common Stock 2012-11-14 4 S 0 77504 18.84 D 1048101 D Common Stock 2012-11-14 4 X 0 11596 4.58 A 146928 D Common Stock 2012-11-14 4 S 0 2820 18.84 D 144108 D Common Stock 13900 D Warrant (right to buy) 4.58 2012-11-14 4 X 0 3183804 0 D 2014-06-30 Common Stock 3183804 0 D Warrant (right to buy) 4.58 2012-11-14 4 X 0 318731 0 D 2014-06-30 Common Stock 318731 0 D Warrant (right to buy) 4.58 2012-11-14 4 X 0 11596 0 D 2014-06-30 Common Stock 11596 0 D The General Partner of VantagePoint Venture Partners IV (Q), L.P., VantagePoint Venture Partners IV, L.P., and VantagePoint Venture Partners IV Principals Fund, L.P. is VantagePoint Venture Associates IV, L.L.C. Alan E. Salzman is a managing member of the General Partner and may be deemed to have voting and investment power with respect to the securities held by these entities. Mr. Salzman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The Reporting Persons may be deemed to be acting as a group in relation to their respective holdings of the Issuer but do not affirm the existence of any such group. By: VantagePoint Venture Partners IV (Q), L.P. By: VantagePoint Venture Partners IV, L.P. By: VantagePoint Venture Partners IV Principals Fund, L.P. The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 774,188 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,409,616 shares. WAGE also paid $3.30 to the reporting person in lieu of a fractional share. The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 77,504 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 241,227 shares. The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 2,820 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,776 shares. Price was $18.835 and rounded to the nearest $.01. Immediately exercisable. VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2012-11-16 VantagePoint Venture Partners IV (Q), L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2012-11-16 VantagePoint Venture Partners IV, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2012-11-16 VantagePoint Venture Partners IV Principals Fund, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2012-11-16 Alan E. Salzman 2012-11-16