0001179110-12-016172.txt : 20121116
0001179110-12-016172.hdr.sgml : 20121116
20121116144309
ACCESSION NUMBER: 0001179110-12-016172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121114
FILED AS OF DATE: 20121116
DATE AS OF CHANGE: 20121116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALZMAN ALAN E
CENTRAL INDEX KEY: 0001098349
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35232
FILM NUMBER: 121211337
MAIL ADDRESS:
STREET 1: C/O VANTAGEPOINT
STREET 2: 1001 BAY HILL DR #300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAGEWORKS, INC.
CENTRAL INDEX KEY: 0001158863
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 943351864
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 PARK PLACE
STREET 2: 4TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-557-5200
MAIL ADDRESS:
STREET 1: 1100 PARK PLACE
STREET 2: 4TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94403
FORMER COMPANY:
FORMER CONFORMED NAME: WAGEWORKS INC
DATE OF NAME CHANGE: 20010907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV LP
CENTRAL INDEX KEY: 0001114993
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35232
FILM NUMBER: 121211339
BUSINESS ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV Q LP
CENTRAL INDEX KEY: 0001129585
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35232
FILM NUMBER: 121211341
BUSINESS ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES IV LLC
CENTRAL INDEX KEY: 0001256847
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35232
FILM NUMBER: 121211340
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
CENTRAL INDEX KEY: 0001267585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35232
FILM NUMBER: 121211338
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
FORMER NAME:
FORMER CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
DATE OF NAME CHANGE: 20031020
4
1
edgar.xml
FORM 4 -
X0306
4
2012-11-14
0
0001158863
WAGEWORKS, INC.
WAGE
0001256847
VANTAGEPOINT VENTURE ASSOCIATES IV LLC
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001129585
VANTAGEPOINT VENTURE PARTNERS IV Q LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001114993
VANTAGEPOINT VENTURE PARTNERS IV LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001267585
VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001098349
SALZMAN ALAN E
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
Common Stock
2012-11-14
4
X
0
3183804
4.58
A
11172116
D
Common Stock
2012-11-14
4
S
0
774188
18.84
D
10397928
D
Common Stock
2012-11-14
4
X
0
318731
4.58
A
1125605
D
Common Stock
2012-11-14
4
S
0
77504
18.84
D
1048101
D
Common Stock
2012-11-14
4
X
0
11596
4.58
A
146928
D
Common Stock
2012-11-14
4
S
0
2820
18.84
D
144108
D
Common Stock
13900
D
Warrant (right to buy)
4.58
2012-11-14
4
X
0
3183804
0
D
2014-06-30
Common Stock
3183804
0
D
Warrant (right to buy)
4.58
2012-11-14
4
X
0
318731
0
D
2014-06-30
Common Stock
318731
0
D
Warrant (right to buy)
4.58
2012-11-14
4
X
0
11596
0
D
2014-06-30
Common Stock
11596
0
D
The General Partner of VantagePoint Venture Partners IV (Q), L.P., VantagePoint Venture Partners IV, L.P., and VantagePoint Venture Partners IV Principals Fund, L.P. is VantagePoint Venture Associates IV, L.L.C. Alan E. Salzman is a managing member of the General Partner and may be deemed to have voting and investment power with respect to the securities held by these entities. Mr. Salzman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The Reporting Persons may be deemed to be acting as a group in relation to their respective holdings of the Issuer but do not affirm the existence of any such group.
By: VantagePoint Venture Partners IV (Q), L.P.
By: VantagePoint Venture Partners IV, L.P.
By: VantagePoint Venture Partners IV Principals Fund, L.P.
The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 774,188 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,409,616 shares. WAGE also paid $3.30 to the reporting person in lieu of a fractional share.
The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 77,504 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 241,227 shares.
The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 2,820 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,776 shares.
Price was $18.835 and rounded to the nearest $.01.
Immediately exercisable.
VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2012-11-16
VantagePoint Venture Partners IV (Q), L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2012-11-16
VantagePoint Venture Partners IV, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2012-11-16
VantagePoint Venture Partners IV Principals Fund, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2012-11-16
Alan E. Salzman
2012-11-16