0001179110-11-014594.txt : 20111031
0001179110-11-014594.hdr.sgml : 20111031
20111031181616
ACCESSION NUMBER: 0001179110-11-014594
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111025
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALZMAN ALAN E
CENTRAL INDEX KEY: 0001098349
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169259
MAIL ADDRESS:
STREET 1: C/O VANTAGEPOINT
STREET 2: 1001 BAY HILL DR #300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: 550 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV LP
CENTRAL INDEX KEY: 0001114993
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169263
BUSINESS ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV Q LP
CENTRAL INDEX KEY: 0001129585
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169264
BUSINESS ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VP NEW YORK VENTURE PARTNERS LP
CENTRAL INDEX KEY: 0001142869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169261
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES IV LLC
CENTRAL INDEX KEY: 0001256847
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169265
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
CENTRAL INDEX KEY: 0001267585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169262
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
FORMER NAME:
FORMER CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
DATE OF NAME CHANGE: 20031020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VantagePoint Management, Inc.
CENTRAL INDEX KEY: 0001488654
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 111169260
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE, SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 650-866-3100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE, SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
4
1
edgar.xml
FORM 4 -
X0304
4
2011-10-25
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001256847
VANTAGEPOINT VENTURE ASSOCIATES IV LLC
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001129585
VANTAGEPOINT VENTURE PARTNERS IV Q LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001114993
VANTAGEPOINT VENTURE PARTNERS IV LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001267585
VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001142869
VP NEW YORK VENTURE PARTNERS LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001488654
VantagePoint Management, Inc.
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
0001098349
SALZMAN ALAN E
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
0
0
1
0
Common Stock
2011-10-25
4
A
0
9352
0
A
9352
I
By: Thomas A. Bevilacqua
Shares acquired by Thomas A. Bevilacqua through restricted stock award on October 25, 2011. Such shares vest in eight (8) installments on a monthly basis commencing on November 16, 2011, with 5/12ths of the shares vesting on such date and 1/12th of the shares vesting on the 16th day of each successive month. As of the date of this report, 0 shares are vested.
VantagePoint Management, Inc. has the voting and investment control over these shares. Only VantagePoint Management, Inc. and Alan E. Salzman, its Chief Executive Officer, are acquiring beneficial ownership of these shares.
VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2011-10-27
VantagePoint Venture Partners IV (Q), L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2011-10-27
VantagePoint Venture Partners IV, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2011-10-27
VantagePoint Venture Partners IV Principals Fund, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2011-10-27
VP New York Venture Partners, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2011-10-27
VantagePoint Management, Inc., By: Alan E. Salzman, Chief Executive Officer
2011-10-27
Alan E. Salzman
2011-10-27