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(State or other Jurisdiction
of Incorporation) |
(Commission File Number)
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(I.R.S. Employer
Identification No.) |
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Exhibit No.
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Description
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1.01
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104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
Date: September 7, 2021
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PATRIOT NATIONAL BANCORP, INC.
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By:
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/s/ Robert G. Russell, Jr.
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Name:
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Robert G. Russell, Jr.
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Title:
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President and Chief Executive Officer
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Exhibit 1.01
UNITED STATES OF AMERICA
DEPARTMENT OF THE TREASURY
OFFICE OF THE COMPTROLLER OF THE CURRENCY
AA-NE-2021-31
TERMINATION OF
THE AGREEMENT BY AND BETWEEN
PATRIOT BANK, NATIONAL ASSOCIATION, STAMFORD, CONNECTICUT
AND THE COMPTROLLER OF THE CURRENCY
WHEREAS, to assure the safety and soundness of Patriot Bank, National Association, Stamford, Connecticut (“Bank”) and its compliance with laws and regulations, the Bank, by and through its duly elected and acting Board of Directors, and the Office of the Comptroller of the Currency (“OCC”), through the duly authorized representative of the Comptroller of the Currency (“Comptroller”), entered into an Agreement, dated November 7, 2018, AA-NE-2018‐70, (“Agreement”); and
WHEREAS, the Comptroller believes that the safety and soundness of the Bank and its compliance with laws and regulations does not require the continued existence of the Agreement.
NOW, THEREFORE, the OCC, through the duly authorized representative of the Comptroller, directs that the Agreement between the Bank and the OCC be, and it hereby is, TERMINATED.
IN TESTIMONY WHEREOF, the undersigned, designated by the Comptroller as his authorized representative, has hereunto set her signature.
/s/ Laura Johnson | 9/1/2021 | |
Laura Johnson | Date | |
Assistant Deputy Comptroller | ||
New York Field Office |
Document And Entity Information |
Sep. 01, 2021 |
---|---|
Document Information [Line Items] | |
Entity, Registrant Name | PATRIOT NATIONAL BANCORP, INC. |
Document, Type | 8-K |
Document, Period End Date | Sep. 01, 2021 |
Entity, Incorporation, State or Country Code | CT |
Entity, File Number | 000-29599 |
Entity, Tax Identification Number | 06-1559137 |
Entity, Address, Address Line One | 900 Bedford Street |
Entity, Address, City or Town | Stamford |
Entity, Address, State or Province | CT |
Entity, Address, Postal Zip Code | 06901 |
City Area Code | 203 |
Local Phone Number | 324-7500 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Entity, Emerging Growth Company | false |
Title of 12(b) Security | Common Stock |
Trading Symbol | PNBK |
Security Exchange Name | NASDAQ |
Amendment Flag | false |
Entity, Central Index Key | 0001098146 |
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