0001437749-18-001935.txt : 20180207 0001437749-18-001935.hdr.sgml : 20180207 20180207163832 ACCESSION NUMBER: 0001437749-18-001935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PNBK Holdings LLC CENTRAL INDEX KEY: 0001501924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 18581596 BUSINESS ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-324-7500 MAIL ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 rdgdoc.xml FORM 4 X0306 4 2018-01-04 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001501924 PNBK Holdings LLC C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 Common Stock 2018-01-04 4 J 0 840000 0 D 2520000 D On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings. /s/ Michael A. Carrazza as Managing Member of PNBK Sponsor LLC, which is the Managing Member of PNBK Holdings LLC 2018-02-07