0001437749-18-001934.txt : 20180207 0001437749-18-001934.hdr.sgml : 20180207 20180207163823 ACCESSION NUMBER: 0001437749-18-001934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PNBK Sponsor LLC CENTRAL INDEX KEY: 0001501923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 18581595 BUSINESS ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-324-7500 MAIL ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 rdgdoc.xml FORM 4 X0306 4 2018-01-04 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001501923 PNBK Sponsor LLC C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 Common Stock 2018-01-04 4 J 0 840000 0 D 2195000 I By PNBK Holdings LLC Common Stock 2018-01-04 4 J 0 815 0 A 815 D On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution (the "In-Kind Distribution") of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings. PNBK Sponsor LLC ("Sponsor") is the managing member of Holdings; therefore, Sponsor may be deemed to indirectly beneficially own the shares owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power. On January 4, 2018, Sponsor received 815 shares of common stock in the In-Kind Distribution. /s/ Michael A. Carrazza as Managing Member of PNBK Sponsor LLC 2018-02-07