0001437749-18-001934.txt : 20180207
0001437749-18-001934.hdr.sgml : 20180207
20180207163823
ACCESSION NUMBER: 0001437749-18-001934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180104
FILED AS OF DATE: 20180207
DATE AS OF CHANGE: 20180207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PNBK Sponsor LLC
CENTRAL INDEX KEY: 0001501923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 18581595
BUSINESS ADDRESS:
STREET 1: C/O PATRIOT NATIONAL BANCORP, INC.
STREET 2: 900 BEDFORD STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-324-7500
MAIL ADDRESS:
STREET 1: C/O PATRIOT NATIONAL BANCORP, INC.
STREET 2: 900 BEDFORD STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-01-04
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001501923
PNBK Sponsor LLC
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
Common Stock
2018-01-04
4
J
0
840000
0
D
2195000
I
By PNBK Holdings LLC
Common Stock
2018-01-04
4
J
0
815
0
A
815
D
On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution (the "In-Kind Distribution") of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings.
PNBK Sponsor LLC ("Sponsor") is the managing member of Holdings; therefore, Sponsor may be deemed to indirectly beneficially own the shares owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power.
On January 4, 2018, Sponsor received 815 shares of common stock in the In-Kind Distribution.
/s/ Michael A. Carrazza as Managing Member of PNBK Sponsor LLC
2018-02-07