0001437749-16-041752.txt : 20161110 0001437749-16-041752.hdr.sgml : 20161110 20161110160702 ACCESSION NUMBER: 0001437749-16-041752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEILSON KENNETH T CENTRAL INDEX KEY: 0001185298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 161988080 4 1 rdgdoc.xml FORM 4 X0306 4 2016-11-08 1 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001185298 NEILSON KENNETH T C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 1 1 Pres./CEO until 8/19/2016 Director until 11/8/2016 Common Stock 115255 D Common Stock 5770 I By Neilson Holdings LP Common Stock 5000 I By Spouse Mr. Neilson is the general partner of Neilson Holdings LP ("Holdings"); therefore, Mr. Neilson may be deemed to indirectly beneficially own the shares owned by Holdings. On August 4, 2016, the Reporting Person delivered a notice of his resignation as Chief Executive Officer and President of the Issuer and Patriot Bank, effective as of August 19, 2016. As of November 8, 2016, the Reporting Person ceased to be a Director of the Issuer. Accordingly, effective as of November 8, 2016, the Reporting Person is deemed no longer subject to the reporting requirement under Section 16(a) of the Securities Exchange Act of 1934. /s/ Kenneth T. Neilson 2016-11-10