0001437749-16-041752.txt : 20161110
0001437749-16-041752.hdr.sgml : 20161110
20161110160702
ACCESSION NUMBER: 0001437749-16-041752
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161108
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEILSON KENNETH T
CENTRAL INDEX KEY: 0001185298
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 161988080
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-11-08
1
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001185298
NEILSON KENNETH T
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
1
1
Pres./CEO until 8/19/2016
Director until 11/8/2016
Common Stock
115255
D
Common Stock
5770
I
By Neilson Holdings LP
Common Stock
5000
I
By Spouse
Mr. Neilson is the general partner of Neilson Holdings LP ("Holdings"); therefore, Mr. Neilson may be deemed to indirectly beneficially own the shares owned by Holdings.
On August 4, 2016, the Reporting Person delivered a notice of his resignation as Chief Executive Officer and President of the Issuer and Patriot Bank, effective as of August 19, 2016. As of November 8, 2016, the Reporting Person ceased to be a Director of the Issuer. Accordingly, effective as of November 8, 2016, the Reporting Person is deemed no longer subject to the reporting requirement under Section 16(a) of the Securities Exchange Act of 1934.
/s/ Kenneth T. Neilson
2016-11-10