0001209191-14-008334.txt : 20140207 0001209191-14-008334.hdr.sgml : 20140207 20140207155201 ACCESSION NUMBER: 0001209191-14-008334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140203 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEILSON KENNETH T CENTRAL INDEX KEY: 0001185298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 14584249 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-03 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001185298 NEILSON KENNETH T C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 1 0 0 President and CEO Common Stock 2014-02-03 4 A 0 300000 0.00 A 538372 D Common Stock 57700 I By Neilson Holdings LP Mr. Neilson is the general partner of Neilson Holdings LP ("Holdings"); therefore, Mr. Neilson may be deemed to indirectly beneficially own the shares owned by Holdings. /s/ Kenneth T. Neilson 2014-02-06