0001209191-11-063147.txt : 20111227
0001209191-11-063147.hdr.sgml : 20111226
20111227163925
ACCESSION NUMBER: 0001209191-11-063147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111222
FILED AS OF DATE: 20111227
DATE AS OF CHANGE: 20111227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carrazza Michael A.
CENTRAL INDEX KEY: 0001498203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 111282452
MAIL ADDRESS:
STREET 1: 885 THIRD AVENUE; 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
c26308_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-12-22
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001498203
Carrazza Michael A.
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
1
1
0
Chairman
Common Stock
2011-12-22
4
P
0
55000
1.50
A
55000
I
Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza
Common Stock
2011-12-22
4
P
0
1539
1.8442
A
14500
D
Common Stock
33600000
I
By PNBK Holdings LLC
Mr. Carrazza is the managing member of PNBK Sponsor LLC, which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, Mr. Carrazza may be deemed to indirectly beneficially own the shares directly owned by Holdings.
/s/ Michael A. Carrazza
2011-12-27