0001209191-11-058973.txt : 20111202
0001209191-11-058973.hdr.sgml : 20111202
20111202122728
ACCESSION NUMBER: 0001209191-11-058973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maher Christopher
CENTRAL INDEX KEY: 0001343583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 111239425
MAIL ADDRESS:
STREET 1: 209 HAVEMEYER STREET
CITY: BROOKLYN
STATE: NY
ZIP: 11211
4
1
c25510_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-11-30
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001343583
Maher Christopher
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
1
0
0
President and CEO
Common Stock
2011-11-30
4
P
0
9300
1.80
A
20300
D
Common Stock
2011-11-30
4
P
0
700
1.80
A
21000
D
Stock Option (right to buy)
2.20
2020-10-25
Common Stock
750000
750000
D
The option becomes exercisable as to 20% of the underlying shares on an annual basis for 5 years beginning on October 15, 2011.
/s/ Christopher D. Maher
2011-12-02