0001209191-11-032478.txt : 20110602 0001209191-11-032478.hdr.sgml : 20110602 20110602153710 ACCESSION NUMBER: 0001209191-11-032478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110531 FILED AS OF DATE: 20110602 DATE AS OF CHANGE: 20110602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEILSON KENNETH T CENTRAL INDEX KEY: 0001185298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 11888511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 c18330_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-05-31 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001185298 NEILSON KENNETH T C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 0 0 0 Common Stock 2011-05-31 4 P 0 100 2.00 A 100 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 1900 2.00 A 2000 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 1900 2.00 A 3900 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 500 2.00 A 4400 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.00 A 4500 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 500 2.00 A 5000 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 500 2.00 A 5500 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 400 2.00 A 5900 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.00 A 6000 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 246 2.00 A 6246 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.03 A 6346 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.03 A 6446 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.02 A 6546 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.04 A 6646 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 200 2.05 A 6846 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 6946 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 7046 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 7146 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 7246 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 7346 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 7446 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 100 2.05 A 7546 I By Neilson Holdings LP Common Stock 2011-05-31 4 P 0 154 2.05 A 7700 I By Neilson Holdings LP Acquisition of shares by Neilson Holdings LP ("Holdings"). Mr. Neilson is the general partner of Holdings; therefore, Mr. Neilson may be deemed to indirectly beneficially own the shares acquired by Holdings. /s/ Kenneth T. Neilson 2011-06-02