0001209191-11-022739.txt : 20110413
0001209191-11-022739.hdr.sgml : 20110413
20110413104903
ACCESSION NUMBER: 0001209191-11-022739
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110411
FILED AS OF DATE: 20110413
DATE AS OF CHANGE: 20110413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carrazza Michael A.
CENTRAL INDEX KEY: 0001498203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 11756337
MAIL ADDRESS:
STREET 1: 885 THIRD AVENUE; 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
c15530_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-04-11
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001498203
Carrazza Michael A.
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
1
1
0
Chairman
Common Stock
2011-04-11
4
P
0
680
1.99
A
12641
D
Common Stock
2011-04-11
4
P
0
200
1.94
A
12841
D
Common Stock
2011-04-11
4
P
0
120
1.9784
A
12961
D
Common Stock
33600000
I
By PNBK Holdings LLC
Mr. Carrazza is the managing member of PNBK Sponsor LLC, which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, Mr. Carrazza may be deemed to indirectly beneficially own the shares directly owned by Holdings.
/s/ Michael A. Carrazza
2011-04-12