Form 8-K

PATRIOT NATIONAL BANCORP, INC.

Date: December 29, 2014

/s/ Kenneth T. Neilson

Kenneth T. Neilson

President and Chief Executive Officer

0001193125-14-454712.txt : 20141229 0001193125-14-454712.hdr.sgml : 20141225 20141229100033 ACCESSION NUMBER: 0001193125-14-454712 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141223 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20141229 DATE AS OF CHANGE: 20141229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 141310984 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 8-K 1 d842593d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): December 23, 2014

PATRIOT NATIONAL BANCORP, INC.

(Exact Name of Registrant as Specified in its Charter)

Connecticut

000-29599

06-1559137

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)


900 Bedford Street, Stamford, Connecticut		06901
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: (203) 324-7500

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.07.

Submission of Matters to a Vote of Security Holders.

There were three (3) matters submitted to a vote of securities holders at the 2014 Annual Meeting of Shareholders of Patriot National Bancorp, Inc. (“Patriot”), which was held on December 23, 2014. Following are the three (3) proposals:

(1) To elect six (6) directors to serve until Patriot’s Annual Meeting of Shareholders to be held in 2015 and until their successors are elected.

The results of the voting were as follows:


NAME OF DIRECTOR	VOTES FOR		VOTES WITHHELD		BROKER NON-VOTES

Michael A. Carrazza		33,671,500		0		0
Kenneth T. Neilson		33,671,500		0		0
Edward N. Constantino		33,671,500		0		0
Raymond B. Smyth		33,671,500		0		0
Emile Van den Bol		33,671,500		0		0
Michael J. Weinbaum		33,671,500		0		0

(2) To ratify the appointment of KPMG LLP to serve as the independent registered public accounting firm for Patriot for the 2014 fiscal year.

The results of the voting were as follows:


VOTES FOR			33,671,500
VOTES AGAINST			0
ABSTAINED			0
BROKER NON-VOTES			0

(3) To approve an amendment to the Patriot National Bancorp, Inc. Certificate of Incorporation to reflect a reverse stock split of the outstanding shares of Patriot’s common stock at a ratio of one-for-ten (1:10).

The results of the voting were as follows:


VOTES FOR			33,671,500
VOTES AGAINST			0
ABSTAINED			0
BROKER NON-VOTES			0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.