-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q8wSmAzgT8p8dWdCL7ggv2hN83DoEg3VOhQSsz4HYuNEokSjmDJX6Cqbaomvsos5 EHecPBop0zS6stXuFrBxkQ== 0001140361-07-024570.txt : 20071218 0001140361-07-024570.hdr.sgml : 20071218 20071218160822 ACCESSION NUMBER: 0001140361-07-024570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071217 FILED AS OF DATE: 20071218 DATE AS OF CHANGE: 20071218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLFORD PHILIP W CENTRAL INDEX KEY: 0001216542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 071313273 MAIL ADDRESS: STREET 1: 515 EAST 85TH ST APT 8C CITY: NEW YORK STATE: NY ZIP: 10028 4 1 doc1.xml FORM 4 X0202 4 2007-12-17 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001216542 WOLFORD PHILIP W C/O PATRIOT NATIONAL BANK 900 BEDFORD STREET STAMFORD CT 06901 1 1 0 0 COO & Secretary Common Stock 12487 D Common Stock 84 I Joint With Wife Common Stock 202 I Owned By Wife Commom Stock 2007-12-17 4 P 0 100 16.7499 A 302 I Owned by Wife Stock Appreciation Rights 8.54 2011-03-31 Common Stock 6000 6000 D Stock Options 10.25 1999-08-17 2009-08-17 Common Stock 9000 9000 D Shares owned by wife over which Mr. Wolford disclaims beneficial ownership. Of the 6,000 SARs granted on 3/31/01: 1,200 shares were exercisable on each of 3/31/02, 3/31/03 3/31/04 and 3/31/05 and 1,200 shares will be exercisable on 3/31/06. /s/ Philip W. Wolford by William W. Bouton III, POA 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----