-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cqqw51wX5P4Ph6NR6CNGmLO6I9ECMyIJyfaH7tbzP3icoOviX3VGcvxoGt+yYg2E N7Xvm7xP72Q7Ky2tfG2NnQ== 0001140361-06-017612.txt : 20061207 0001140361-06-017612.hdr.sgml : 20061207 20061207111310 ACCESSION NUMBER: 0001140361-06-017612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061205 FILED AS OF DATE: 20061207 DATE AS OF CHANGE: 20061207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWELL CHARLES F CENTRAL INDEX KEY: 0001214381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 061261621 BUSINESS ADDRESS: STREET 1: PATRIOT NATIONAL BANCORP STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 doc1.xml FORM 4 X0202 4 2006-12-05 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001214381 HOWELL CHARLES F C/O PATRIOT NATIONAL BANK 900 BEDFORD STREET STAMFORD CT 06901 1 1 0 0 President & Vice Chairman Common Stock 52220 D Common Stock 2006-12-05 4 P 0 2780 25.40 A 55000 D Restricted Share Rights 0 2006-12-31 2006-12-31 Common Stock 1341 1341 D Restricted Share Rights 0 2007-12-31 2007-12-31 Common Stock 2269 2269 D Stock Appreciation Rights 8.28 2005-12-31 2011-12-31 Common Stock 2500 2500 D Stock Appreciation Rights 9.84 2006-12-31 2012-12-31 Common Stock 5000 5000 D Stock Appreciation Rights 11.9 2007-12-31 2013-12-31 Common Stock 7500 7500 D Represents the final vesting date for rights granted in 2002. Vesting on this grant occurs ratably on 12/31/06 and 12/31/07. Represents the final vesting date for rights granted in 2001. Vesting on this grant occurs ratably on 12/31/05 and 12/31/06. Vesting on this grant occurs ratably on 12/31/05, 12/31/06 and 12/31/07. /s/ Charles F. Howell by POA William W. Bouton III 2006-12-05 -----END PRIVACY-ENHANCED MESSAGE-----